WHO Framework Convention on Tobacco Control: development of an evidence based global public health treatyBMJ 2003; 327 doi: https://doi.org/10.1136/bmj.327.7407.154 (Published 17 July 2003) Cite this as: BMJ 2003;327:154
- Kenji Shibuya, scientist, global programme on evidence for health policy ()1,
- Christina Ciecierski, health economist, global programme on evidence for health policy1,
- Emmanuel Guindon, economist, research policy and cooperation1,
- Douglas W Bettcher, coordinator, Framework Convention On Tobacco Control2,
- David B Evans, director, global programme on evidence for health policy1,
- Christopher J L Murray, executive director1
- 1Evidence and Information for Policy, World Health Organization, CH-1211, Geneva 27, Switzerland
- 2Tobacco Free Initiative, World Health Organization
- Correspondence to: Kenji Shibuya
- Accepted 4 June 2003
Many health problems require international action, but getting governments to agree on strategies for prevention or treatment is difficult. By making use of scientific evidence on the effects of tobacco, the member states of WHO have negotiated their first global health treaty. If the treaty can be implemented effectively, it could act as a possible model for tackling other health issues
When Dr Gro Harlem Brundtland became director general of the World Health Organization in 1998, she clearly stated that the tobacco epidemic should be tackled by an international collective action and that WHO should take a leadership role.1 In 1999, WHO started work on the WHO Framework Convention on Tobacco Control, which was endorsed by member states on 21 May 2003. It is the first time WHO has used its constitutional authority in global public health to develop a legal instrument aimed at improving population health. The initiation and negotiation of the framework convention was based strongly on the accumulation of scientific evidence.2 We review the development and scientific basis of the convention and discuss its implications and the potential of international collective action against threats to global public health.
Developing a framework convention
The structural basis for framework conventions is to use an incremental process in making law. It begins with a framework convention that establishes a general consensus on the relevant facts and the system of governance for an issue. This is followed by the development of more specific commitments and institutional arrangements in subsequent protocols.3 However, depending on the political will, framework conventions can also include quite specific provisions. In the case of the WHO Framework Convention on Tobacco Control, the powerful political momentum behind the treaty has ensured that several detailed provisions have been incorporated into the final text.4
The framework convention is the first and most crucial step in controlling use of tobacco. Nevertheless, further efforts are needed to establish national capacities to set the foundation for the later implementation of the treaty, to negotiate the protocols on specific subjects within the framework, and to implement effective interventions to reduce tobacco consumption globally. Despite some concern about the effectiveness of a convention, past experiences in environmental protection suggest that international legislation can make a difference if implemented properly. For example, there was a substantial reduction in use of chlorofluorocarbons after the implementation of the Vienna Convention for the Protection of the Ozone Layer and the Montreal protocol.5
Framework for tobacco control
The framework covers a wide range of issues, including measures relating to the reduction of the demand for and supply of tobacco (box).4 The objective is to protect present and future generations from the health, social, environmental, and economic consequences of tobacco consumption. Its guiding principles include information on the health hazards of tobacco, strong political commitment to reducing these hazards, international cooperation, comprehensive multisectoral measures and responses, liability issues, technical and financial assistance for tobacco growers and workers to move to alternative occupations, and the participation of civil society in the process. The tough negotiation process was highly political,6 but the scientific evidence on the health effects of the global tobacco epidemic and the availability of cost effective interventions to reduce smoking provided a solid foundation for the development of the convention.
WHO Framework Convention on Tobacco Control
Measures relating to reducing the demand fortobacco
Price and tax measures
Protection from exposure to environmental tobacco smoke
Regulation and disclosure of the contents of tobacco products
Packaging and labelling
Education, communication, training, and public awareness
Comprehensive ban and restriction on tobacco advertising, promotion, and sponsorship
Tobacco dependence and cessation measures
Measures relating to reducing the supply oftobacco
Elimination of the illicit trade of tobacco products
Restriction of sales to and by minors
Support for economically viable alternatives for growers
Evidence for effects on health
Although the hazardous health effects of tobacco have been known for nearly 50 years, a more accurate picture has emerged in the past decade.7 8 WHO's World Health Report 2002 presented the latest estimates of the contribution of selected risk factors to the burden of disease in the world.9 10 Tobacco use was the leading cause of disease burden measured in disability adjusted life years (DALYs) lost in developed countries, and one of the top 10 risk factors even in the poorest developing regions.
Although the prevalence of smoking has fallen in developed countries, it continues to increase in many low and middle income countries, especially among young people and women.11 An estimated 4.9 million (8.8% of the global total) deaths were attributable to use of tobacco in 2000, which is 45% higher than the number in 1990. The increase was greatest in developing countries, which now account for 50% of the global mortality and 56% of the disease burden attributable to tobacco. Without additional interventions to reduce use of tobacco, the health burden will continue to increase, particularly in developing regions. At current levels of consumption, the burden from tobacco is estimated to double by 2020 (figure)9.
Cost effectiveness of interventions to reduce use
Information on disease burden is important in persuading governments of the need to control the use of tobacco. Until recently, however, limited evidence has been available on the cost effectiveness and practicability of the various interventions to reduce use, particularly in developing countries. The World Health Report 2002 provided concrete evidence on cost effectiveness, analysing each intervention under discussion singly and in combination, using a standard method for 14 different subregions of the world.9 12 By accounting for subregional differences in demographic, epidemiological, and cost characteristics, and by using region specific information on exposure,13 this analysis extends previous work that used a more aggregated geographical breakdown.14 15
Interventions were defined as cost effective if the cost per DALY averted was less than three times the country's gross domestic product per capita and very cost effective if each DALY could be averted at a cost less than the gross domestic product per capita.16 The table shows the analysis for three WHO subregions, and data for all regions are available at www.who.int/evidence/cea. Four interventions requiring government action (taxation, clean indoor air laws, a comprehensive ban on advertising, and information dissemination on the health risks of tobacco) are very cost effective in all subregions.
Taxation is the most cost effective option everywhere, and current levels of tax already avert 15 million DALYs each year globally. If all countries increased taxation to the highest regional rate currently observed (75% of the final retail price), an additional 19 million DALYs could be averted. This is equivalent to 56% of the estimated total burden attributable to tobacco in 2000. If it were possible to double the highest observed rate of taxation, a further 9 million DALYs could be averted. On purely health grounds, the higher the rate of taxation, the better.
The resources available to each country to implement effective action against tobacco use differ. In all subregions, tobacco taxation is the first choice, and each new intervention would be added sequentially. In developed countries, price has a relatively small effect on consumption, so additional methods can be added to taxation feasibly and cost effectively. In many regions, comprehensive bans on advertising would be the first to be added to taxation. The combination of taxation, comprehensive bans on advertising, and information dissemination activities would be cost effective in most settings. Even a relatively expensive intervention such as nicotine replacement therapy is cost effective in many regions when added to the other control options.
In low resource countries, price increases through taxation may be sufficient to reduce tobacco consumption, although a combined approach is also cost effective and potentially feasible. Even in the poor regions of Africa, it would be cost effective to combine comprehensive bans on advertising and information dissemination activities with increases in taxation.
This evidence from the WHO report provided critical information in support of the general goals of the framework convention, although its implementaton depends also on political considerations.17 The proposed interventions will need to be tailored to the policy environments and resource levels and characteristics of national health systems.9
One of the clear conclusions from this experience is that governments have an important role in encouraging risk reduction strategies.9 For example, the scientific evidence shows that increasing taxation is the most cost effective intervention in all regions. Not only does it have the greatest effect on population health but it is also the least costly option. Contrary to the concerns of finance ministries in many countries, taxation also raises revenues for governments because consumption usually falls at lower rate than the percentage increase in price.18 Obviously, the appropriate size of the tax will depend on social and political factors. None the less, the evidence shows that there is a room for many governments, particularly in low to middle income countries, to increase rates of tobacco taxes substantially.19 20
The spread of the tobacco epidemic is accelerated and confounded by various factors, including liberalisation of trade, global marketing and communications, and direct foreign investment.2 21 The epidemic cannot be controlled by domestic policies alone, and the framework convention also makes specific commitments to tackle challenges that cross national boundaries.3 For example, one concern of increasing tax rates is the possible increase in smuggling tobacco, particularly if tax rates vary widely across countries. The convention includes a commitment to monitor and eliminate global smuggling, illicit manufacturing, and counterfeiting of tobacco products.
Health and globalisation
Throughout history, health threats have swept across continents irrespective of national borders, as illustrated recently by severe acute respiratory syndrome (SARS).22 The process of globalisation is producing a growing discrepancy between the global aspect of health challenges and the mostly national policy instruments that decision makers must use to deal with them. New rules and regulations for interaction between countries are required for health issues.23
WHO can contribute to producing these rules by focusing part of its work on essential functions such as promotion of international, evidence based legislation and surveillance and control of health problems that do not have international boundaries—for example, spread of an epidemic.24 International regulatory approaches are part of an overall strategy to develop governance structures for global health that effectively confront international problems.25 The WHO Framework Convention on Tobacco Control is thus a landmark step towards global cooperative actions against health threats.
The WHO Framework Convention on Tobacco Control is thefirst international treaty negotiated under the auspices of WHO
The convention is based on scientific evidence on the tobacco epidemic and its control strategies
The most cost effective control option in all regionsis taxation on tobacco products
Comprehensive bans on advertising and information dissemination activities would also be cost effective inmost countries
Use of these interventions could reduce the global burden attributable to tobacco by as much as 60%
The convention shows how global public health problemscan be tackled by international collective action
The opinions in this paper are those of the authors and not necessarily those of the institutions they represent. We thank the following colleagues for their contribution to the conceptual and methodological development of WHO-CHOICE, WHO's cost effectiveness project: Taghreed Adam, Rob Baltussen, Dan Chisholm, Raymond Hutubessy, Ben Johns, Jeremy Lauer, and Tessa Tan Torres. We also thank Moses Aikins, Majid Ezzati, and Alan Lopez for help with collecting and analysing the data and Vera Da Costa e Silva, Sarah Galbraith, and Derek Yach for comments on the draft.
Contributors and sources: This report is a collaborative work of the WHO's Evidence and Information for Policy and Tobacco Free Initiative. KS, CC, DBE, and CJLM did the burden of disease and cost effectiveness analyses to provide evidence for concrete actions. EG and DWB (a physician and specialist in international relations) have worked on the development and negotiation of the WHO Framework Convention on Tobacco Control. All authors contributed to writing the report. The full text of the convention is available at www.who.int/gb/EB_WHA/PDF/WHA56/ea568.pdf. Information on mortality and disease burden attributable to tobacco as well as cost effectiveness of interventions to reduce tobacco use was based on the estimates prepared for the World Health Report 2x002. Details of the methods and data sources of these estimates can be found at www3.who.int/whosis/menu.cfm?path=whosis,evidence&language=english.
Competing interests None declared.