Prevalence of microcephaly in Europe: population based studyBMJ 2016; 354 doi: https://doi.org/10.1136/bmj.i4721 (Published 13 September 2016) Cite this as: BMJ 2016;354:i4721
- Joan K Morris, professor of medical statistics1,
- Judith Rankin, professor of maternal and perinatal epidemiology2,
- Ester Garne, consultant paediatrician3,
- Maria Loane, reader in public health4,
- Ruth Greenlees, EUROCAT database manager4,
- Marie-Claude Addor, clinical geneticist5,
- Larraitz Arriola, epidemiologist6,
- Ingeborg Barisic, professor of paediatrics and medical genetics7,
- Jorieke E H Bergman, clinical geneticist8,
- Melinda Csaky-Szunyogh, head of department9,
- Carlos Dias, coordinator and invited assistant professor10,
- Elizabeth S Draper, professor of perinatal and paediatric epidemiology11,
- Miriam Gatt, consultant in public health medicine12,
- Babak Khoshnood, medical epidemiologist13,
- Kari Klungsoyr, professor14,
- Jennifer J Kurinczuk, director15,
- Catherine Lynch, specialist in public health medicine16,
- Robert McDonnell, consultant in public health medicine17,
- Vera Nelen, director18,
- Amanda J Neville, senior research fellow19,
- Mary T O’Mahony, specialist in public health medicine20,
- Anna Pierini, researcher21,
- Hanitra Randrianaivo, scientific director22,
- Anke Rissmann, head of department23,
- David Tucker, CARIS manager24,
- Christine Verellen-Dumoulin, professor25,
- Hermien E K de Walle, senior epidemiologist8,
- Diana Wellesley, consultant and honorary senior lecturer in clinical genetics26,
- Awi Wiesel, head of epidemiology27,
- Helen Dolk, professor of epidemiology and health services research4
- 1Wolfson Institute of Preventive Medicine, Queen Mary University of London, London, UK
- 2Institute of Health and Society, Newcastle University, Newcastle upon Tyne, UK
- 3Paediatric Department, Hospital Lillebaelt, Kolding, Denmark
- 4University of Ulster, Newtownabbey, Co Antrim, Northern Ireland, UK
- 5Division of Medical Genetics, Lausanne, Switzerland
- 6Public Health Division of Gipuzkoa, Instituto BIO-Donostia, Basque Government, CIBER Epidemiologia y Salud Publica - CIBERESP, Spain
- 7Children’s Hospital Zagreb, Medical School University of Zagreb, Zagreb, Croatia
- 8University of Groningen, University Medical Centre Groningen, Department of Genetics, Groningen, Netherlands
- 9National Public Health and Medical Officer Service, Hungarian Congenital Abnormality Registry, Budapest, Hungary
- 10Centro de Estudos e registo de A C, Lisbon, Portugal
- 11University of Leicester, Leicester, UK
- 12Department of Health Information and Research, Guardamangia, Malta
- 13INSERM, Paris, France
- 14Department of Global Public Health and Primary Care, University of Bergen, and Medical Birth Registry of Norway, Norwegian Institute of Public Health, Bergen, Norway
- 15National Perinatal Epidemiology Unit, University of Oxford, Oxford, UK
- 16Health Service Executive, Kilkenny, Republic of Ireland
- 17Health Service Executive, Dublin, Republic of Ireland
- 18Provincial Institute for Hygiene, Antwerp, Belgium
- 19IMER Registry, Centre for Clinical and Epidemiological Research, University of Ferrara and Azienda Ospedaliero- Universitaria di Ferrara, Ferrara, Italy
- 20Health Service Executive, Cork, Republic of Ireland
- 21CNR Institute of Clinical Physiology, Pisa, Italy
- 22Registre des Malformations Congenitales de la Reunion, Saint-Pierre, Reunion
- 23Malformation Monitoring Centre Saxony-Anhalt, Medical Faculty Otto-von-Guericke University Magdeburg, Magdeburg, Germany
- 24Public Health Wales, Swansea, UK
- 25Institut de Pathologie at de Genetique, Charleroi, Belgium
- 26University of Southampton and Wessex Clinical Genetics Service, Southampton, UK
- 27Birth Registry Mainz Model, University Medical Centre of Johannes Gutenberg University, Mainz, Germany
- Correspondence to: J Morris
- Accepted 30 August 2016
Objectives To provide contemporary estimates of the prevalence of microcephaly in Europe, determine if the diagnosis of microcephaly is consistent across Europe, and evaluate whether changes in prevalence would be detected using the current European surveillance performed by EUROCAT (the European Surveillance of Congenital Anomalies).
Design Questionnaire and population based observational study.
Setting 24 EUROCAT registries covering 570 000 births annually in 15 countries.
Participants Cases of microcephaly not associated with a genetic condition among live births, fetal deaths from 20 weeks’ gestation, and terminations of pregnancy for fetal anomaly at any gestation.
Main outcome measures Prevalence of microcephaly (1 Jan 2003-31 Dec 2012) analysed with random effects Poisson regression models to account for heterogeneity across registries.
Results 16 registries responded to the questionnaire, of which 44% (7/16) used the EUROCAT definition of microcephaly (a reduction in the size of the brain with a skull circumference more than 3 SD below the mean for sex, age, and ethnic origin), 19% (3/16) used a 2 SD cut off, 31% (5/16) were reliant on the criteria used by individual clinicians, and one changed criteria between 2003 and 2012. Prevalence of microcephaly in Europe was 1.53 (95% confidence interval 1.16 to 1.96) per 10 000 births, with registries varying from 0.4 (0.2 to 0.7) to 4.3 (3.6 to 5.0) per 10 000 (χ2=338, df=23, I2=93%). Registries with a 3 SD cut off reported a prevalence of 1.74 per 10 000 (0.86 to 2.93) compared with those with the less stringent 2 SD cut off of 1.21 per 10 000 (0.21 to 2.93). The prevalence of microcephaly would need to increase in one year by over 35% in Europe or by over 300% in a single registry to reach statistical significance (P<0.01).
Conclusions EUROCAT could detect increases in the prevalence of microcephaly from the Zika virus of a similar magnitude to those observed in Brazil. Because of the rarity of microcephaly and discrepant diagnostic criteria, however, the smaller increases expected in Europe would probably not be detected. Clear diagnostic criteria for microcephaly must be adopted across Europe.
Microcephaly is a congenital anomaly where a baby’s head is smaller compared with other babies of the same sex, age, and ethnicity. The definition of “smaller” varies from a head circumference more than 2 SD below the mean to more than 3 SD below the mean. The more extreme the definition of “smaller” the greater the proportion of babies diagnosed with microcephaly who will have smaller underdeveloped brains and who are consequently at risk of developmental delay, intellectual disability, and physical disabilities such as hearing and vision impairment.1 In a cohort of 680 children with microcephaly the aetiology was genetic in 31%, perinatal brain injuries in 27% (including maternal exposure to teratogens in 4%), postnatal brain injuries in 2%, and unknown in 41%.2
In late 2015, there were reports of a dramatic increase in the prevalence of microcephaly in Brazil, coinciding with an outbreak of the Zika virus several months earlier.3 There is now sufficient evidence to confirm that infection with the Zika virus during the first trimester of pregnancy increases the risk of microcephaly in the baby.4 5 The emerging microcephaly epidemic across South America has highlighted the necessity of accurate congenital anomaly surveillance.
We carried out a population based study to provide contemporary estimates of the prevalence of microcephaly in Europe, determine if the diagnosis of microcephaly is consistent across Europe, and evaluate whether changes in prevalence would be detected with the current European surveillance performed by EUROCAT (the European Surveillance of Congenital Anomalies; www.eurocat-network.eu/).
EUROCAT is a European network of almost all population based registries of congenital anomaly in Europe and currently provides the most complete information on congenital anomalies occurring in the area. EUROCAT was established in 1979, and there are currently 43 registries in 23 countries covering more than 29% of European births (1.7 million) each year. The European Union has provided funding for a central registry to coordinate the network, and the member registries are funded locally by national or regional governments, research, or other bodies. All EUROCAT registries have a defined geographical coverage (a map for registries included in EUROCAT can be found at www.eurocat-network.eu/content/EUROCAT-Population-Table-I-Year2012.pdf); in some countries all births are covered by a registry (such as in Hungary, Malta, Norway, Poland, and Sweden) and in some countries less than 10% are covered by a registry (such as in Germany, the Netherlands, and Ukraine).
All EUROCAT registries use multiple sources of information to ascertain cases among all live births, late fetal deaths (>20 weeks’ gestation), and terminations of pregnancy for fetal anomaly at any gestation.6 Data sources, depending on registry, include maternity, neonatal, and paediatric records; fetal medicine, cytogenetic, pathology, and medical genetics records; specialist services including paediatric cardiology; and hospital discharge and child health records. The EUROCAT central database is hosted by the European Commission Joint Research Centre in Ispra, Italy, since 2015. Registries either submit individual anonymised records of cases of congenital anomalies (full members) or submit the same data in aggregate form (associate members). All cases are coded with ICD-9 or ICD-10 (international classification of diseases, ninth or 10th versions) with 1-digit British Paediatric Association (BPA) extension. In each case there can be one syndrome and up to eight malformation codes. All coding is standardised by using the EUROCAT guide (version 1.4) with isolated minor anomalies, such as skin tags, being excluded.7
A set of 30 data quality indicators is used to assess five key elements of data quality: completeness of case ascertainment, accuracy of diagnosis, completeness of information on EUROCAT variables, timeliness of data transmission, and availability of population denominator information.8 Surveillance and research are performed with data only from registries with sufficiently high data quality. For inclusion in the annual monitoring of trends, registries must not be more than a year behind in data transmission and have provided data for at least nine of the previous 10 years.9 Twenty five registries satisfied these criteria for 1 January 2003 to 31 December 2012.10
In EUROCAT’s annual monitoring of trends for congenital anomalies excluding genetic conditions, all cases with a chromosomal anomaly, genetic syndrome, microdeletion, or skeletal dysplasia are excluded for two reasons. Firstly, registries differ in their reporting of associated anomalies in cases with a genetic condition, and, secondly, these genetic conditions are aetiologically different from other anomalies. For example, over 10% of infants with Patau syndrome have microcephaly11 and the risk of a pregnancy with Patau syndrome increases with maternal age. Therefore, if mean maternal age increases in a population, there would be more cases of Patau syndrome and hence also more cases of microcephaly. This increase in microcephaly could mask other important trends from changes in the exposure to teratogens. Known genetic conditions are well recorded as most registries receive information directly from cytogenetic laboratories, as indicated by a specific data quality indicator assessing ascertainment of Down’s syndrome. In April 2014, the EUROCAT central registry held at Ulster University extracted aggregate data on all cases of microcephaly excluding genetic conditions from 1 Jan 1980 to 31 Dec 2012.
The EUROCAT definition of microcephaly is “a reduction in the size of the brain with a skull circumference more than 3 SD below the mean for sex, age and ethnic origin.”7 Many registries, however, receive the diagnosis of microcephaly from a clinician and might not be able to ensure that the EUROCAT definition is used. To find out whether this was the case, we sent a questionnaire to all EUROCAT registries with the following questions:
Do you have a strict definition of microcephaly?
Do you use the EUROCAT definition?
Do you use growth charts for defining microcephaly?
Do you report the cases that the clinicians report to you or do you assess the diagnosis within your registry?
We fitted a Poisson random effects model to estimate the European prevalence of microcephaly from 2003 to 2012 and examined the degree of heterogeneity using the I2 test statistic.9 10 We used a Poisson model as these models are used to predict the number of times a rare event (in this case microcephaly) will occur when many general events occur (in this case all pregnancies). A random effects model assumes that the true prevalence of microcephaly in each registry will vary. Poisson regression models were fitted for the number of microcephaly cases diagnosed each year with the total number of births in the population each year as the exposure variable to examine linear trends in the years from 2003 to 2012 for each registry separately. Multilevel Poisson regression models were also fitted with the data from 1980 to 2012, with data from each two yearly interval combined and entered as a categorical variable and each registry as a stratum to estimate a registry adjusted two yearly prevalence of microcephaly. We chose two years to reduce the random fluctuations present in the data. All analyses were performed with Stata software version 12.
As this study is part of EUROCAT’s routine surveillance of congenital anomalies no patients were involved in setting the research question or the outcome measures, nor were they involved in developing plans for implementation of the study. No patients were asked to advise on the interpretation or writing up of results. There are no plans to disseminate the results of the research to study participants. However, the results will be available on the EUROCAT website.
Sixteen of the 25 participating registries (64%) replied to the EUROCAT microcephaly questionnaire. In 2006 one registry changed their diagnostic criteria for microcephaly from below the 10th centile to below the 3rd centile so it was therefore excluded from the data analysis. Seven (44%) registers used the 3 SD cut off recommended by EUROCAT, three (19%) used a 2 SD cut off, and the remaining five (31%) registers relied on the criteria used by individual clinicians. Most registries used country specific growth charts, with one registry using the WHO 2006 Child Growth Standard.12
Table 1⇓ shows the considerable variations in birth population surveyed by the 24 registries, with the largest registry covering almost 100 000 births a year and the smallest only 3500. Microcephaly is a rare congenital anomaly and hence only two registries (8%) recorded an average of more than 10 cases a year, and 15 registries (63%) had at least one year from 2003 to 2012 during which they did not record a single case. In total, there were 570 000 births resulting in 100 cases of microcephaly a year. Figure 1⇓ shows the changes in the biennial prevalence (adjusted for registry) from 1980 to 2012. The small number of cases per year means that large changes in prevalence will occur due to chance, such as the 37% increase in European prevalence from 1992 to 1994.
The estimated prevalence of microcephaly in Europe from 2003 to 2012 was 1.53 (95% confidence interval 1.16 to 1.96) per 10 000 births (fig 2⇓). There was considerable heterogeneity between registries (χ2=338, df=23, I2=93%). There was no indication that registries that used more stringent diagnostic criteria had a lower prevalence than those with less stringent criteria: seven registries that used the 3 SD cut off reported a prevalence of 1.74 per 10 000 (95% confidence interval 0.86 to 2.93), three registries that used a 2 SD cut off reported a prevalence of 1.21 per 10 000 (0.21 to 2.93), and five registries that relied on the criteria used by individual clinicians reported a prevalence of 1.81 per 10 000 (0.29 to 4.57).
For the 10 years from 2003 to 2012, there was an average annual decrease in the prevalence of microcephaly of 2% (95% confidence interval −4% to 0%) a year (table 1⇑). There was considerable heterogeneity between registries for this trend in prevalence (χ2=79.29, df=23, I2=71%).10
The prevalence of microcephaly across Europe varies considerably, probably due to a combination of three different factors: the diagnostic criteria and how they are applied; the different levels of ascertainment (registries with active ascertainment procedures show a higher prevalence than registries with more passive procedures); and the application of growth curves to populations with different ethnic backgrounds.
The prevalence reported here excluded all cases with a genetic condition (a chromosomal anomaly, genetic syndrome, microdeletion, or skeletal dysplasia). In EUROCAT a genetic condition was recorded in an additional 23% of microcephaly cases. This is lower than the 31% of cases with a genetic condition observed in a study on the aetiology of microcephaly in 680 children.2 This could be because some registries do not include all associated anomalies in cases with a genetic condition.11 Inflation of the observed prevalence of microcephaly in this study by 31% gives an estimated prevalence of microcephaly including genetic conditions of 2.0 per 10 000 (95% confidence interval 1.53 to 1.31). This compares with reported prevalences, including genetic conditions, of 1.98 per 10 000 (1.48 to 2.27) by ECLAMC in Brazil (before the Zika virus epidemic),13 2.3 per 10 000 (1.82 to 2.78) in India,14 and 6.0 per 10 000 (4.5 to 7.7) in the US.15
Around 100 cases of microcephaly occur each year (table 1⇑). As the occurrence of cases has an approximate Poisson distribution, if the number of births does not change significantly there would have to be an increase of over 35% of cases in a year for this to be identified as a significant increase at P<0.01 (100 v 135 is P=0.009). The average number of cases per registry per year is four (table 1⇑), and hence the equivalent increase in prevalence would be over 300% in a single registry to reach significance (4 v 13; P=0.006). If multiple comparisons were adjusted for, such increases would need to be greater. EUROCAT annual statistical monitoring also uses scan statistic methods within registries, and this would also require an increase of over 300% to be likely to be detected.16
In Brazil, the increase in reporting of microcephaly by the Live Birth Information System (Sistema de Informações sobre Nascidos Vivos, SINASC) was about fourfold in the country as a whole, with the prevalence in the north east rising 10-fold, though these increases were partly influenced by improved ascertainment.13 17 As calculated above, the EUROCAT surveillance system would have detected increases of this magnitude. Future increases in prevalence of microcephaly in Europe due to the Zika virus, however, would be expected to be considerably smaller than those that have occurred in South America because Aedes mosquitoes are not indigenous in Europe. Such changes in prevalence would therefore be unlikely to be detected through routine surveillance. Maternal exposure to the Zika virus, however, should be considered for any newly diagnosed microcephaly cases.
Strengths and weaknesses
The strength of this study is that the EUROCAT registries are population based and cover 600 000 births annually in 15 countries. In addition, all cases are included, not just those in infants who are receiving treatment at specialist hospitals. A limitation of EUROCAT is that the definition of microcephaly is, for many registries, at the discretion of the patient’s clinician. This means that standardising diagnostic criteria can be difficult. There are clear discrepancies in the application of the diagnostic guidelines as if head circumference had a Gaussian (normal) distribution we would expect the head circumference in 0.13% of babies to be more than 3 SD below the mean and in 2.3% to be more than 2 SD below the mean (prevalences of around 13 per 10 000 to 230 per 10 000), which is inconsistent with the observed prevalences from Europe, Brazil, India, and the US.14 15 17 In the case of microcephaly, collection of additional information such as the gestational age of the baby at birth, the age of the baby at the time of diagnosis of microcephaly, the head circumference of the child, and the ethnic group of the child would enable EUROCAT to more accurately determine discrepancies in diagnosis and also to ensure more consistent diagnostic criteria.
The recent (4 March 2016) WHO interim guidelines for diagnosing microcephaly are: “Neonates with a head circumference more than 2 standard deviations below the mean are considered to have microcephaly. Neonates with a head circumference more than 3 standard deviations below the mean should be considered to have severe microcephaly.”18 Implementation of this new definition will greatly increase the prevalence of microcephaly, with potentially an additional 2.2% (2.3%−0.1%) of babies having a diagnosis of microcephaly. This will result in a much greater proportion of babies labelled as microcephalic who will have no detectable neurological impairment.1 The feasibility of such a change requires further assessment. The application of the WHO definition has other limitations in Europe. The WHO has a set of tables with head circumference for term neonates12 and recommends the use of Intergrowth standards for preterm neonates.19 Studies from Norway, Belgium, and the UK, however, have found that the WHO tables are not accurate for the children in their cohorts20 21; these children had larger heads, which would result in the underdiagnosis of microcephaly. Similarly, these tables might not be suitable for children from other ethnic groups that have smaller heads on average.
The emergence of the Zika virus and its association with microcephaly highlights the necessity for a more standardised application of agreed diagnostic criteria. It also emphasises the necessity of continued surveillance of all congenital anomalies within each country in Europe. Potential teratogens are often identified by alert clinicians (such as in the case of thalidomide). Congenital anomaly registries with accurate baseline data are then essential to evaluate the true severity of any new epidemic. For rare diseases, the pooling of standardised data across Europe by EUROCAT to obtain accurate baseline data is essential to detect and evaluate any future environmental teratogens in a timely manner.
What is already known on this topic
Maternal infection with Zika virus during the first trimester of pregnancy increases the risk of microcephaly in the baby
In South America clinicians noticed a dramatic increase in the prevalence of microcephaly, which was confirmed by surveillance
European surveillance of congenital anomalies is performed by EUROCAT (the European Surveillance of Congenital Anomalies; www.eurocat-network.eu/)
What this study adds
The reported prevalence of microcephaly across Europe varies considerably because of the different diagnostic criteria applied and varying levels of ascertainment
EUROCAT could detect increases in the prevalence of microcephaly due to the Zika virus of a similar magnitude to those observed in Brazil
Because Aedes mosquitoes are not indigenous in most of Europe, associated increases in the prevalence of microcephaly would probably be smaller and unlikely to be detected
Contributors: JKM, JR, and EG conceived the study. JKM did the statistical analysis and wrote the first draft of the article. EG wrote the questionnaire and distributed it. JR, EG, ML, and HD made substantial contributions to interpretation of results and revision of the manuscript. All other authors were registry representatives from EUROCAT participating registries. They contributed and validated their data and participated in the interpretation of results and critical revision of manuscript. JKM is guarantor.
Funding: This study was funded by the European Union in the framework of the Health Programme (2008-13). The funders had no role in the study design; in the collection, analysis, and interpretation of data; in the writing of the report; and in the decision to submit the article for publication. Researchers were independent of the funders.
Competing interests: All authors have completed the ICMJE uniform disclosure form at www.icmje.org/coi_disclosure.pdf and declare: no support from any organisation for the submitted work; no financial relationships with any organisations that might have an interest in the submitted work in the previous three years; no other relationships or activities that could appear to have influenced the submitted work. All authors had full access to all of the data in the study and can take responsibility for the integrity of the data and the accuracy of the data analysis.
Ethical approval: Local procedures regarding ethics approval for the registries’ activities and their collaborations with EUROCAT are available on the EUROCAT website (www.eurocat-network.eu/ABOUTUS/Member-Registries/MembersAndRegistryDescriptions/AllMembers).
Data sharing: The data used in this study belong to the individual registries. Requests for case data can be made to the JRC-EUROCAT Central Registry (JRC-EUROCAT@ec.europa.eu), which will ask the individual registries permission to use the data. Aggregate data, updated biannually, are available from the EUROCAT website www.eurocat-network.eu/accessprevalencedata/prevalencetables. Data included in the paper were extracted from the EUROCAT database in April 2014.
Transparency: The lead author affirms that the manuscript is an honest, accurate, and transparent account of the study being reported; that no important aspects of the study have been omitted; and that any discrepancies from the study as planned have been explained.
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