Long term effect of depression care management on mortality in older adults: follow-up of cluster randomized clinical trial in primary careBMJ 2013; 346 doi: https://doi.org/10.1136/bmj.f2570 (Published 05 June 2013) Cite this as: BMJ 2013;346:f2570
- Joseph J Gallo, professor1,
- Knashawn H Morales, assistant professor2,
- Hillary R Bogner, associate professor3,
- Patrick J Raue, associate professor4,
- Jarcy Zee, pre-doctoral trainee2,
- Martha L Bruce, professor4,
- Charles F Reynolds III, professor5
- 1Department of Mental Health, Johns Hopkins University Bloomberg School of Public Health, 624 North Broadway, Baltimore, MD 21205, USA
- 2Department of Biostatistics, Center for Clinical Epidemiology and Biostatistics, University of Pennsylvania School of Medicine, 423 Guardian Drive, Philadelphia, PA 19104, USA
- 3Department of Family Medicine, Center for Clinical Epidemiology and Biostatistics, University of Pennsylvania School of Medicine
- 4Department of Psychiatry, Weill Cornell Medical College, 21 Bloomingdale Road, White Plains, New York, USA
- 5Department of Psychiatry, University of Pittsburgh School of Medicine, WPIC / Bellefield Towers, Room 758, 3811 O’Hara Street, Pittsburgh, PA 15213, USA
- Correspondence to: C F Reynolds III
- Accepted 8 April 2013
Objective To investigate whether an intervention to improve treatment of depression in older adults in primary care modified the increased risk of death associated with depression.
Design Long term follow-up of multi-site practice randomized controlled trial (PROSPECT—Prevention of Suicide in Primary Care Elderly: Collaborative Trial).
Setting 20 primary care practices in New York City, Philadelphia, and Pittsburgh, USA, randomized to intervention or usual care.
Participants 1226 participants identified between May 1999 and August 2001 through a two stage, age stratified (60-74; ≥75 years) depression screening of randomly sampled patients; enrollment included patients who screened positive and a random sample of patients who screened negative.
Intervention For two years, a depression care manager worked with primary care physicians in intervention practices to provide algorithm based care for depression, offering psychotherapy, increasing antidepressant dose if indicated, and monitoring symptoms, adverse effects of drugs, and adherence to treatment. This paper reports the long term follow-up.
Main outcome measure Mortality risk based on a median follow-up of 98 (range 0.8-116.4) months through 2008.
Results In baseline clinical interviews, 396 people were classified as having major depression, 203 had clinically significant minor depression, and 627 did not meet criteria for depression. At follow-up, 405 patients had died. Patients with major depression in usual care were more likely to die than were those without depression (hazard ratio 1.90, 95% confidence interval 1.57 to 2.31). In contrast, patients with major depression in intervention practices were at no greater risk than were people without depression (hazard ratio 1.09, 0.83 to 1.44). Patients with major depression in intervention practices, relative to usual care, were 24% less likely to have died (hazard ratio 0.76, 0.57 to 1.00; P=0.05). Preliminary data on cause of death are provided. No significant effect on mortality was found for minor depression.
Conclusions Older adults with major depression in practices provided with additional resources to intensively manage depression had a mortality risk lower than that observed in usual care and similar to older adults without depression.
Trial registration Clinical trials NCT00000367.
Prospective studies have consistently shown an association between depression and increased mortality in older adults.1 2 The biological, social, psychological, and behavioral mechanisms that mediate the effect of depression on mortality have only recently begun to be elucidated.3 4 A strong association exists between depression in late life and factors that increase mortality risk, such as poor adherence to medical treatment and self care for diabetes and cardiovascular disease,5 health behaviors such as smoking and lack of physical activity,6 cognitive impairment,7 and disability.8 Investigators seeking to understand the biological mechanisms linking depression and medical conditions have drawn attention to cardiovascular, immunologic, inflammatory, metabolic, and neuroendocrine pathways.3 4
Randomized trials testing models of service delivery have shown that treatment of depression in later life in primary care settings can lead to remission of major depression, reduced symptoms of depression, improved quality of life, and a reduction in functional impairment. For example, Improving Mood-Promoting Access to Collaborative Treatment (IMPACT), a collaborative care program that involved a nurse or psychologist in the primary care office to support management by the primary care physician, was associated with improvements in depressive symptoms, functioning, and quality of life.9 10 Katon and colleagues reported that patients with depression and poorly controlled diabetes or cardiovascular disease in practices with collaborative care managed by a medically supervised nurse had greater improvement in glycated hemoglobin, lipids, blood pressure, and depression, as well as better quality of life, compared with patients in usual care.11 Despite plausible mechanisms linking depression and excess mortality in the context of medical illness, no randomized trials have reported whether improved management of depression is associated with reduced mortality risk.
In the Prevention of Suicide in Primary Care Elderly: Collaborative Trial (PROSPECT), 20 primary care practices were randomized to an intervention consisting of a depression care manager working with primary care physicians to provide algorithm based care or to usual care. Among older adults with major depression, the intervention was associated with improvement in depressive symptoms, remission, and suicidal ideation.12 Specifically, a significantly larger proportion of intervention patients with major depression responded to treatment, defined as a 50% or greater decrease in symptoms (for example, 42.7% v 29.1% at four months). Remission, defined as achieving reduction of symptoms below a predetermined threshold, was more common among patients with major depression in intervention practices (for example, 40.0% v 22.5% at four months). Rates of suicidal ideation declined faster in intervention patients (from 29.4% to 16.5%) than with usual care (from 20.1% to 17.1%). The beneficial effects on remission of depression persisted at 24 months, with 45.4% of patients with major depression in intervention practices in remission (compared with 31.5% in usual care).13
In this report, we focus on mortality after long term follow-up, and for clinical interest we provide preliminary data on cause of death. Our strategy was to assess whether the increased mortality risk among patients with depression can be reduced to the risk of patients who did not meet criteria for depression. In contrast to a typical randomized clinical trial, we also followed patients who did not meet criteria for depression, providing both a comparison to assess the effect of depression on mortality risk and a benchmark for gauging the influence of unmeasured characteristics of practice such as the interest and skill of the primary care physician, quality of care, and case mix of patients in the practice.
PROSPECT was conducted in 20 primary care practices located in greater New York City, Philadelphia, and Pittsburgh from May 1999 to August 2001. After pairing by urban location, academic affiliation, size, and population type, practices were randomized by coin flip to the intervention condition or to usual care (cluster randomization by practice). Patients were recruited from an age stratified (60-74, ≥75 years) random sample of people with upcoming appointments. Research associates confirmed eligibility (age ≥60 years, mini-mental state examination score >17,14 English speaking) of consenting patients and screened them for depression with the Centers for Epidemiologic Studies depression scale (CES-D).15 All patients with a CES-D score above 20 were invited to enroll, as was a 5% sample with lower scores. Research associates met patients at the practice, obtained signed informed consent, and administered a baseline interview.16
Assessment of depression
Major depression was diagnosed on the basis of standard criteria contained in the Diagnostic and Statistical Manual of Mental Disorders, 4th edition (DSM-IV). Clinically significant minor depression was defined by DSM-IV criteria for minor depression modified by requiring four depressive symptoms, Hamilton depression rating scale score of 10 or more, and duration of at least four weeks. We did a structured clinical interview for axis I DSM-IV disorders (SCID) assessment of all participants.17
Assessment of patients’ characteristics
We obtained baseline information on age, sex, marital status, self reported ethnicity, educational attainment, and smoking based on tobacco use within six months. Patients self reported medical conditions.18 The 24 item Hamilton depression rating scale measured severity of depression,19 and the scale for suicidal ideation indicated the presence of suicidal ideation.20
Usual care and intervention conditions
Practices randomized to usual care received educational sessions for primary care physicians and notification of the depression status of patients. Physicians received no specific recommendations regarding individual patients (except for psychiatric emergencies). Practices randomized to the intervention condition received educational sessions for primary care physicians, education of patients’ families, and a depression care manager who worked within the practice. The care manager worked with the primary care physician to recommend treatment according to standard guidelines. Care managers had psychiatric back-up including on-demand consultation, weekly supervision by psychiatrist investigators, and monthly interpersonal therapy cross site supervision. The 15 care managers included social workers, nurses, and psychologists who interacted with patients in person or by telephone at scheduled intervals and as necessary. Care managers monitored symptoms, adverse effects of drugs, and adherence to treatment.
The PROSPECT algorithm provided guidelines to care managers for target and maximum daily doses of antidepressants.21 After six weeks, the target dosage was maintained if the patient showed a significant improvement (>50% reduction in Hamilton depression rating scale score) but was increased if the improvement was partial (30-50% reduction in score). For patients who had not responded at 12 weeks, the care manager followed guidelines for switching antidepressants.21 Interpersonal psychotherapy for depression could be used alone or as an augmentation strategy depending on whether the patient tolerated the antidepressant and the presence or absence of a partial response. In both study arms, physicians were informed by letter if patients reported any suicidal ideation and were immediately informed when patients were identified to be at high risk of suicide, according to pre-specified guidelines. Other sources detail the PROSPECT treatment algorithm and implementation, including the role of the care manager,22 the strategy for drug treatment,21 management of suicidal ideation,23 24 and types and proportions of treatment received over time by patients in practices randomized to the intervention condition or to usual care.12 25
Ascertainment of vital status
Vital status was based on follow-up of participants through the National Center for Health Statistics national death index (NDI Plus).26 Each participant gave written consent, including permission to obtain information from death certificates.
We compared baseline characteristics of patients across baseline depression status (major depression or minor depression versus no depression) stratified by groups defined by practice randomization assignment (intervention condition or usual care), by using linear and logistic regression with random effects to account for clustering of patients by practice. Our primary strategy was to compare people with depression and people without depression within intervention strata, followed by comparison of people with depression across intervention strata. On the basis of the age, sex, and ethnic composition of the PROSPECT sample and using mortality rates for the US population, we estimated that 300 to 500 deaths would occur among the 1226 patients, a number of deaths large enough to detect a clinically meaningful signal accounting for the study design.
We modeled survival time with Cox proportional hazards regression, adjusting standard errors for within practice clustering.27 Final models included terms for characteristics identified by their association (P<0.05) with time to death: baseline age, sex, education, marital status, smoking status, cardiovascular disease, stroke, diabetes, cancer, cognition, and suicidal ideation. We assessed the proportional hazard assumption by including time dependent terms in the unadjusted model and measuring the global effect.28 We used SAS version 9.1 and Stata version 12.0 for these analyses. We plotted survival time by using the method of Kaplan and Meier.29 We set α at 0.05 to denote statistical significance, recognizing that tests of statistical significance are approximations that serve as aids to interpretation and inference.
Characteristics of sample
Figure 1⇓ shows the consolidated standards of reporting trials (CONSORT) flow diagram. Table 1⇓ compares baseline characteristics between patients who met criteria for major depression or minor depression and patients without depression, according to the intervention status of practices. Compared with patients without depression, those in both arms with major depression were more likely to smoke, to report heart disease or gastrointestinal disease at baseline, to have higher depression scores, and to report suicidal ideation. Patients with minor depression were comparable to people without depression, with the exception of higher depression scores and, in the intervention condition, being more likely to report smoking, gastrointestinal disease, and suicidal ideation. At baseline, the 37 smokers with major depression in intervention practices reported smoking an average of 16.9 (SD 12.6; median 18, interquartile range 10-20) cigarettes a day. In usual care, 41 smokers with major depression reported smoking an average of 16.5 (SD 14.4; median 14, interquartile range 7-20) cigarettes a day.
Mortality risk attributable to depression in intervention versus usual care
The median length of follow-up in ascertainment of vital status was 98 (range 0.8-116.4) months, during which 405 people died—215 depressed patients and 190 non-depressed patients. Figure 2⇓ shows Kaplan-Meier curves for baseline depression status according to intervention condition. Table 2⇓ reports final Cox proportional hazards models and number of deaths in terms of depression stratified by intervention condition versus usual care. We observed no significant departure from the proportional hazards assumption (P=0.10; χ2=4.57, df=2). The hazard ratio for patients with major depression compared with patients without depression in usual care was 1.90 (95% confidence interval 1.57 to 2.31). In contrast, for patients with major depression compared with non-depressed patients in the intervention condition, the hazard ratio was 1.09 (0.83 to 1.44). We found no similar relation for clinically significant minor depression. Thus, patients with major depression in usual care practices were twice as likely to die as patients without depression, whereas the risk for patients with major depression in intervention practices was similar to that for people without depression.
Mortality risk of major depression in intervention versus usual care
When we compared patients with major depression in the intervention condition with patients with major depression in usual care, the hazard ratio in the adjusted model was 0.76 (0.57 to 1.00), indicating that patients with major depression were 24% less likely to have died over follow-up if they had received the PROSPECT intervention. The corresponding hazard ratio of 1.18 (0.77 to 1.81) for people with minor depression was not statistically significant.
Mortality according to cause of death
Figure 3⇓ illustrates the adjusted hazard ratios (with 95% confidence intervals) for specific causes of death according to practice randomization assignment for patients with major depression. Among people with major depression, compared with people without depression, the risk of death from cancer was significantly higher in usual care. We found no statistically significant hazard ratios for minor depression (data not shown). Cancers causing death among patients with major depression in usual care (n=26) were respiratory in 10 patients, digestive in five, hematopoietic in four, female genital in two, and unspecified in two, with one each of breast, male genital, and urinary tract origin. In intervention practices, cancers causing deaths among patients with major depression (n=15) were respiratory in nine patients and digestive in two, with one each of breast, male genital, hematopoietic, and unspecified origin. Among 37 people with major depression in intervention practices who reported smoking at baseline, seven died of cancer (six were respiratory cancer); among 41 patients with major depression in usual care who reported smoking at baseline, six died of cancer (five were respiratory cancer). Among 32 people in intervention practices who did not meet criteria for major or minor depression and who reported smoking at baseline, seven died of cancer (three were respiratory); among 40 smokers in usual care without depression, nine died of cancer (four were respiratory).
Our study provides the first evidence from a randomized clinical trial that treatment of major depression can extend life. The biological, social, psychological, and behavioral links between depression and mortality provided strong rationale to examine whether improved management of depression can decrease mortality in older adults. Older primary care patients with major depression in practices provided with additional resources for algorithm based management of depression were at no greater risk of death after up to 116 months of follow-up (median 98 months) than were patients with no depression. In contrast, patients with major depression in practices providing usual care were twice as likely to die compared with patients with no depression, consistent with the doubling of risk reported in many studies.1 2 Patients with major depression in intervention practices were 24% less likely to die than were patients with major depression in usual care. We found no similar effect of care management on mortality for clinically significant minor depression.
Possible explanations for findings
The PROSPECT intervention reduced hopelessness and depression, which are known to increase mortality risk.12 Patients in the intervention condition had increased exposure to antidepressants and psychotherapy compared with patients in usual care. For two years, a depression care manager partnered with primary care physicians to provide algorithm based care for depression, offering psychotherapy, increasing antidepressant dose if indicated, and monitoring symptoms, adverse effects of drugs, and adherence to treatment. Alexopoulos and colleagues reported that the beneficial effects of the practice based intervention on remission of depression persisted at 24 months (in contrast to patients in usual care, who did worse over time).13 The provision of resources to carry on the intervention for two years is important because major depression is likely to recur in a considerable proportion of older adults within two years of treatment.30
Wells, Sherbourne, and colleagues provide evidence that an intervention implemented in primary care could establish patterns of practice and expectations of patients and providers, with long term consequences.31 32 In “Partners In Care,” attitudes of minorities changed toward increased acceptance of treatment,31 and fewer negative life events at five years mediated long term improved psychological wellbeing at nine years.32 In PROSPECT, the intervention provided patients and physicians alike with experience in managing depression in a less stigmatizing environment. Clinicians may have become more sensitive to symptoms of depression and more skilled in managing depression, and patients who are successfully treated may be more aware of evolving symptoms of depression and be primed to accept treatment when depression recurs.
Comparison with other studies
PROSPECT and other studies show that treatment of major depression in primary care reduces symptoms of depression, induces remission, improves quality of life, and reduces functional impairment,9 10 11 12 13 33 34 35 36 37 but they have not reported the effect of the intervention on mortality risk. Our study contributes the finding that practice based care management of major depression reduces mortality risk after nine years and six months of follow-up. In a report of 231 community dwelling older adults in Italy with depressive symptoms, self reported use of psychoactive drugs was associated with reduced five year mortality risk,38 but the study is difficult to interpret because the investigation did not include clinical assessments of depression, did not randomize patients to treatment, and relied on self report of use of drugs. Our findings deserve attention because practices were randomized to a practice based intervention, in contrast to observational studies without randomization. Patients without depression were included in the follow-up, providing a strong comparison group exposed to the same practices.
Several intervention studies in specialty medical settings have examined mortality as an outcome, often linked with hospital admission or myocardial infarction into a single combined outcome. ENRICHD (Enhancing Recovery in Coronary Heart Disease) did not show any benefit on mortality risk over a 40 month follow-up interval.39 40 SADHART (Sertraline Antidepressant Heart Attack Randomized Trial) reported a statistically non-significant beneficial trend for combined cardiovascular outcomes that included death at 24 weeks.41 MIND-IT (Myocardial INfarction and Depression—Intervention Trial) reported only seven deaths after 18 months of follow-up.42 In ENRICHD, taking a selective serotonin reuptake inhibitor was associated with reduction in the risk of all cause mortality,43 as was participation in group plus individual therapy,44 but these secondary analyses ignored randomization. Interventions that do not specifically treat depression (such as preventive medical services,45 exercise for heart failure,46 or reduction of cardiovascular risk factors for diabetes47) do not affect mortality.
Causes of death
For clinical interest, we provided exploratory information about causes of death, recognizing that even among observational studies few have reported specific causes of death among people with depression. Our study was designed to focus on all cause mortality and was the only study from an intervention trial in primary care to report on cause of death in association with depression.48 Among people with major depression, only the mortality rate from cancer was significantly higher in usual care. This pattern must be interpreted with care. Firstly, although ascertainment of vital status may be highly accurate, the potential for misclassification for a single cause of death derived from death certificates is likely to be substantial. Secondly, we cannot disentangle the extent to which the excess mortality risk for cancer is related to the intervention or simply reflects the relation of medical comorbidity to major depression among the patients in particular practices. Thirdly, the examination of causes of death was post hoc. We found no strong differences across relevant patient groups in reported smoking behaviors at baseline or in rates of deaths from cancer in smokers; however, we were limited in our ability to assess smoking status over time. Nevertheless, the effect of the intervention on overall mortality is consistent with the association of depression with poor health outcomes through pathways that cut across several medical conditions.1 2 3 4 The link is plausible through reduction of pro-inflammatory factors and behaviors known to increase risk.49
Strengths and limitations of study
We used several strategies to control for factors that might otherwise have led to erroneous conclusions about the relation of the intervention to reduction in mortality risk. Firstly, before randomization, practices were matched on urban location, academic affiliation, size, and population type. Secondly, estimates of risk and associated confidence bounds were adjusted for clustering by practice and for patient level characteristics associated with mortality. Thirdly, comparing the mortality of patients with depression with that of non-depressed patients from the same sets of practices mitigates the influence of unmeasured characteristics of practices such as the case mix of patients in the practice or the non-specific effects of introducing a person into the practice.
Misclassification of depression or vital status could also mislead. Depression and other mental health problems may be underestimated in older people because many of them minimize reports of sadness or anhedonia or because symptoms of depression are attributed to physical health causes.50 51 An advantage of PROSPECT was the use of sensitive instruments (that is, clinical interview for axis I DSM-IV disorders and Hamilton depression rating scale, which are accepted semi-structured clinical interviews) by trained research associates conducting a thorough evaluation of the diagnosis and severity of depression. Our experience and that of others suggests that misclassification of vital status would be minimal with no loss to follow-up. In the nine year follow-up of the New Haven Epidemiologic Catchment Area study,52 national death index data confirmed 99.4% of known deaths and correctly classified all survivors. Similarly, the overall sensitivity of the national death index for ascertainment of vital status was 98% in the Nurses’ Health Study and has generally been well over 90% in most studies.53 54
Medical comorbidity and depression are so closely linked through biological, social, psychological, and behavioral mediators that treatment of depression probably affects multiple pathways, interrupting the link between depression and excess mortality.3 4 Primary healthcare occupies a strategic position in the evaluation, treatment, and prevention of depression in late life. Our findings underscore the value of providing resources to primary care practices to integrate depression care management into chronic care management. Policy changes in the financing and integration of primary care and mental healthcare being considered worldwide take on new urgency with the demonstration that depression care management saves lives. In an era of healthcare reform and cost consciousness, the global challenge is to develop clinically effective models of service delivery that are acceptable to older patients and their families, culturally relevant, and economically sustainable.
What is already known on this topic
Prospective studies have consistently shown a relation between depression and increased mortality in older adults
No randomized trials have reported that a depression management program can decrease risk
What this study adds
A 24% lower mortality risk was seen after a median of 98 months among patients with major depression in practices provided with resources for depression care management compared with usual care
The decline in mortality was across all causes of death, but with fewer deaths from cancer among people with major depression in intervention practices
A depression care manager working with primary care physicians to provide algorithm based care for depression can mitigate the detrimental effects of depression on mortality
Cite this as: BMJ 2013;346:f2570
Contributors: JJG, HRB, and PJR did the literature searches. KHM and JZ created the figures. JJG, MLB, and CFR were responsible for the overall design and conduct of the study. KHM and JZ were responsible for data management and did the analyses with input from JJG, MLB, CFR, HRB, and PJR. All authors were involved in interpretation of the findings and in preparation of the manuscript. All approved the final submitted version. JJG, MLB, and CFR are the guarantors.
Funding: This study was funded by the National Institute of Mental Health (R01 MH065539). JJG, KHM, and HRB were supported by NIMH awards K24 MH070407, K01MH073903, and K23 MH67671. MLB and PJR were supported by P30 MH085943, and CFR was supported by P30 MH090333 from NIMH. JZ was supported by NIMH award T32 MH065218. PROSPECT was a collaborative research study funded by the NIMH. The three groups included the Advanced Centers for Intervention and Services Research of Cornell University (PROSPECT Coordinating Center; principal investigator: George S Alexopoulos; co-principal investigators: MLB and Herbert C Schulberg; R01 MH59366, P30 MH68638); University of Pennsylvania (principal investigator Ira Katz; co-principal investigators Thomas Ten Have and Gregory K Brown; R01 MH59380, P30 MH52129); and University of Pittsburgh (principal investigator CFR; co-principal investigator Benoit H Mulsant; R01 MH59381, P30 MH52247). Additional small grants came from Forest Laboratories and the John D Hartford Foundation. The sponsor had no role in the design and conduct of the study; in data collection or management, analysis, and interpretation of the data; or in preparation, review, and approval of the manuscript. All the authors had full access to all the data.
Competing interests: All authors have completed the ICMJE uniform disclosure form at www.icmje.org/coi_disclosure.pdf (available on request from the corresponding author) and declare: no support from any organization for the submitted work other than those listed under funding; no financial relationships with any organizations that might have an interest in the submitted work in the previous three years; no other relationships or activities that could appear to have influenced the submitted work.
Ethical approval: This study received approval from the institutional review boards at all collaborating universities and independent review at the National Center for Health Statistics. Each participant gave written consent, including permission to obtain death certificate information.
Data sharing: No additional data available.
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