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Published 13 October 2009, doi:10.1136/bmj.b3666
Cite this as: BMJ 2009;339:b3666
Peter S Blair, senior research fellow1, Peter Sidebotham, associate professor in child health2, Carol Evason-Coombe, research health visitor1, Margaret Edmonds, research health visitor1, Ellen M A Heckstall-Smith, research assistant1, Peter Fleming, professor of infant health and developmental physiology1
1 Department of Community Based Medicine, University of Bristol, 2 Health Sciences Research Institute, University of Warwick
Correspondence to: P Fleming, FSID Research Unit, St Michaels Hospital, Bristol BS2 8EG peter.fleming{at}bris.ac.uk
Design Four year population based case-control study. Parents were interviewed shortly after the death or after the reference sleep (within 24 hours) of the two control groups.
Setting South west region of England (population 4.9 million, 184 800 births).
Participants 80 SIDS infants and two control groups weighted for age and time of reference sleep: 87 randomly selected controls and 82 controls at high risk of SIDS (young, socially deprived, multiparous mothers who smoked).
Results The median age at death (66 days) was more than three weeks less than in a study in the same region a decade earlier. Of the SIDS infants, 54% died while cosleeping compared with 20% among both control groups. Much of this excess may be explained by a significant multivariable interaction between cosleeping and recent parental use of alcohol or drugs (31% v 3% random controls) and the increased proportion of SIDS infants who had coslept on a sofa (17% v 1%). One fifth of SIDS infants used a pillow for the last sleep (21% v 3%) and one quarter were swaddled (24% v 6%). More mothers of SIDS infants than random control infants smoked during pregnancy (60% v 14%), whereas one quarter of the SIDS infants were preterm (26% v 5%) or were in fair or poor health for the last sleep (28% v 6%). All of these differences were significant in the multivariable analysis regardless of which control group was used for comparison. The significance of covering the infants head, postnatal exposure to tobacco smoke, dummy use, and sleeping in the side position has diminished although a significant proportion of SIDS infants were still found prone (29% v 10%).
Conclusions Many of the SIDS infants had coslept in a hazardous environment. The major influences on risk, regardless of markers for socioeconomic deprivation, are amenable to change and specific advice needs to be given, particularly on use of alcohol or drugs before cosleeping and cosleeping on a sofa.
The original risk reduction messages in 1991 included avoiding placing infants in a prone sleeping position, reducing the amount of bedding, and recommending that mothers stop smoking during pregnancy. During 1993-6, as part of the Confidential Enquiry into Stillbirths and Deaths in Infancy, we carried out a national study to identify further risk factors for SIDS, including placing infants in a side sleeping position, cosleeping (particularly with a smoker), infants sleeping in a room alone, use of duvets and pillows, whether bedclothes covered the infants head, and postnatal exposure to tobacco smoke. Subsequent national advice was to avoid each of these factors and place infants in the "feet to foot" position—that is, with their feet at the foot of the cot.2 3 4
Relatively little is known about the uptake or distribution of these messages in different social or cultural groups, the relative importance of changes in known epidemiological risk factors for SIDS, or the emergence of new or previously unrecognised factors.
Recent studies of the residual deaths also show a high proportion of infants cosleeping.5 6 7 8 The proportional increase in deaths from SIDS among infants cosleeping has led some authorities, including the American Academy of Pediatrics,9 to recommend against bed sharing. Using longitudinal data in Avon over a 20 year period, however, we found that this proportional increase was due to the noticeable reduction in SIDS deaths occurring in the cot environment rather than a numerical increase in SIDS deaths while the infant coslept in the parents bed.10 Findings from our national study 10 years ago also suggested that the risk to the infant might be due to the circumstances in which cosleeping occurred rather than cosleeping itself.11 Thus one of the primary hypotheses of this investigation was to look at the type of surfaces on which the adults and infants coslept and any interaction between cosleeping and recent parental alcohol or drug use.
We report a four year population based case-control study of all unexpected infant deaths from birth to age 2 years in the south west of England, 10 years after our national study.2 The present study includes an investigation of the scene of death and the scene of sleep in two groups of controls.12 To investigate whether some of the risk factors might merely be markers of socioeconomic deprivation, we included a high risk control group weighted to several epidemiological risk factors for SIDS, as well as a randomly selected control group.
To ensure that all sudden unexpected deaths were notified within 24 hours, the established notification network system used in Bristol (including ambulance control centres, accident and emergency departments, police, coroners offices, paediatricians, parents groups, and health centres) was extended to the whole of the study region using a dedicated telephone line that was checked twice a day.
The full multiagency protocol12 14 for care of bereaved families and investigation of the circumstances of the death was initiated immediately after notification. A full history, including a narrative account from the parents, was collected as soon as possible and a home visit including an investigation of the scene and circumstances of death was carried out by a trained paediatrician or health visitor together with a member of the police child protection team. Provision of clinical and bereavement care to the families was not conditional on their consent to take part in the study. Consent for inclusion in the study was sought several days after the death, and families who consented were visited by one of the research team within two weeks to complete a further detailed questionnaire. The cause of death, using the Avon clinicopathological classification,12 was established at a multidisciplinary review meeting at which all available information and records were reviewed, including the results of a full paediatric autopsy to a standard protocol.2 14 We focus on those unexpected infant deaths (up to age 2 years) that remained unexplained at the end of the multiagency investigation and thus met the definition of SIDS.12 14
We identified two groups of control infants at 28-30 weeks gestation from the stork maternity database. These infants were followed up longitudinally using five sequential postal questionnaires to eight months after birth: a randomised control group and a group identified as being at high risk of SIDS. The high risk group was chosen using the most significant prenatal predictors of SIDS modelled from a previous study,2 which included maternal smoking, larger families, younger mothers, and mothers classified as social class IV (partly skilled), V (unskilled), or never employed using the registrar generals occupational coding. The database at St Michaels Hospital in Bristol includes about 450 births each month, and the two groups of control families were selected each month over a period of two years; we aimed to enlist 300 randomly chosen families and 150 high risk families. The initial request to participate in the study was by a letter delivered by the community midwife allocated to each mother. Because of this indirect contact, as requested by the ethics committee, we anticipated a relatively low initial uptake, particularly among the more socially disadvantaged families. To minimise potential selection bias in the randomly selected controls we weighted the selection process for "random" controls to match the maternal social class distribution of mothers with dependent children in Avon from the 1991 census. The risk of selection bias among the high risk controls was thought to be negligible as the families selected for inclusion were some of the most deprived and thus the type of families that are often under-represented in most observational studies.
We aimed to interview 80-100 families from each group at home using the same questionnaire administered to the families that experienced sudden unexpected deaths in infancy, and identified a specific time of sleep as reference within 24 hours of the interview. The age of the infants at interview and the time of day of the reference sleep were weighted to reflect approximately the ages and times of day at which infants had died unexpectedly.
Definition of variables
Cosleeping was defined as an infant sharing the same bed or sofa with an adult or child. We collected information on both prescribed and illegal drugs used by the parents or carers, medicinally or for recreation. The alcohol limit of no more than two units was based on recent UK recommendations of the maximum daily intake for women. To assess the interaction between cosleeping and alcohol or drug use both the questionnaire responses and the data given in the narrative account of the parents were checked to ensure that the parent who had consumed these substances was the same parent who had coslept with the infant.
Although some of the information collected was sensitive, especially on use of alcohol and drugs, we are confident that our use of specialist health visitors and emphasis on study confidentiality enabled us to obtain a sufficiently accurate account of what happened.
Statistical analysis
We used medians and interquartile ranges to describe data that were not normally distributed. For categorised continuous variables where a commonly used cut-off was unavailable we used the data below the 25th percentile from the combined dataset. Odds ratios, 95% confidence intervals, and P values for the univariable and multivariable analysis were calculated using logistic regression in SPSS. As the weighting of factors is not an exact process we adjusted all comparisons with the random controls for infant age and whether the final sleep was during the day or night by including these factors in the model regardless of their significance; comparisons with the high risk controls were further adjusted for maternal smoking during pregnancy, maternal age, number of live births, and maternal social class. To construct models we used the backward stepwise procedure for variables significant at the 5% level in the univariable analysis. At the end of the modelling process we tested any variables with more than 5% of data missing among the cases and controls.
Detailed findings from the longitudinal questionnaire data are to be reported in detail elsewhere. Overall, 385 randomly chosen control families and 206 high risk control families agreed to take part in the study and completed the first questionnaire during pregnancy. Over the 24 months of the recruitment period we contacted 1438 random control families and 1191 high risk control families to ensure that our targets were met, and we used a weighting strategy to offset selection bias. When the control infants reached a specific age we approached 92 random control families and 95 high risk control families for interview. We include the data collected from the 87 random control families (95%) and 82 high risk control families (86%) who were interviewed at home. The data on infant care practices and sleep environment thus relate to the night or day that the infants died from SIDS (n=80) and to the reference sleep within the 24 hours before the interview for the two control groups.
Weighting of controls
Weighting the randomly chosen families to match maternal socioeconomic status with census data was largely successful (fig 1
). One third of the randomly chosen mothers were social classes IV (partly skilled), V (unskilled), or never employed compared with a similar proportion of the Avon mothers (34% v 33%). The census data of mothers with dependent children in the south west region show a similar distribution.15
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114; $167; SIDS 16%, random controls 5%, high risk controls 11%) and living in houses with serious damp and mould (SIDS 14%, random controls 1%, high risk controls 7%). The weighting factors were further adjusted for as appropriate in subsequent univariable and multivariable estimates.
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SIDS infants v random control infants
Significant multivariable findings
Table 2
lists those factors that were significant in the univariable analysis and the adjusted risk for those factors that remained significant in the multivariable regression model. The strongest single factor in this model was maternal alcohol consumption. Of the SIDS infants, 16% (13/79) had been cosleeping on a sofa but because only one control infant had slept in a similar environment we combined those infants who shared their parents bed and those who shared a sofa into a single group (despite the noticeable difference in risk between the two environments). Overall, 54% of SIDS infants had been cosleeping compared with 21% of the random control infants.
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Notable non-significant findings
Some findings that were statistically significant in the larger Confidential Enquiry into Stillbirths and Deaths in Infancy study 10 years ago2 15 16 17 were notable by their lack of significance in the present study (table 3
). A previous highly significant risk factor was SIDS infants with bedding over their head or face. This led to the "Feet to Foot campaign in the UK in 1997, advising parents to place their infants feet at the foot of the cot. Results (table 3) suggest that this advice has been followed and that the proportion of SIDS infants with their head covered has fallen significantly between studies, from 16% to 5% (P=0.01). Another reason for the difference in statistical findings may be the increasing practice of using infant sleeping bags, which was significantly protective in the univariable analysis although not in the multivariable model (table 2). Other advice arising from the national study was to avoid placing infants on their side to sleep,3 to avoid excessive bedding and clothing,3 and to keep infants in a smoke-free zone.4 The proportion of infants placed on their side for the last sleep has more than halved between the two studies, among both the SIDS infants (P=0.0002) and the random control infants (P=0.0004). The proportion of infants exposed to tobacco smoke daily has fallen threefold among SIDS infants (P<0.001) and random control infants (P=0.0004). This may partly result from a real decline in maternal smoking over the past decade; the proportion of control mothers who smoked during pregnancy had decreased significantly, from 27% to 14% (P=0.007), although the decrease (66% to 60%) among the mothers of SIDS infants was smaller and not significant (P=0.29). The proportion of infants wrapped in 10 tog or more of clothes and bedclothes also fell significantly between studies for both the SIDS infants (P=0.007) and the control infants (P=0.009).
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SIDS infants v high risk control infants
Significant multivariable findings
The high risk control families were selected to reflect characteristics of the SIDS families for maternal smoking, social deprivation, maternal age, and larger family size (table 1). Given that the weighted factors were not tested for in the multivariable comparison between SIDS infants and high risk control infants (table 4
) the results of the multivariable comparison between these infants were similar; important risk factors were maternal alcohol consumption, cosleeping, sleeping in prone position, being swaddled, preterm delivery, poor recent health, and use of a pillow.
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Cosleeping, alcohol, and drugs
None of the cosleeping parents of SIDS infants or control infants was taking prescribed drugs to help them sleep. Table 6
shows the proportion of parents who consumed more than two units of alcohol or took drugs before the infants last sleep. Drugs included cannabis, heroin, methadone, cocaine, and amphetamines.
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The contrast was more noticeable when the combined effect of cosleeping and alcohol or drug use was evaluated (table 7
). No univariable risk was associated with alcohol or drug use in the absence of cosleeping regardless of the control group used for comparison. The combination of alcohol or drug use before cosleeping was nine times more prevalent among the parents of SIDS infants than among those of the random control infants and six times more prevalent than among those of the high risk control infants. In nine of the families with SIDS infants and none of the control families the daily alcohol consumption was in excess of six units. Of the 24 SIDS infants who had coslept with an adult who had consumed more than two units of alcohol or taken drugs, the adult was the mother in 12 cases, the mothers partner in seven, and both parents in five. Drugs or alcohol were associated with seven of the 13 SIDS infants who coslept on a sofa. Interviews with control families were on weekdays; thus data are missing on drug and alcohol use on Fridays and Saturdays. When the analysis was limited to the deaths and reference sleeps that occurred in the 24 hours before the interviews on Mondays to Fridays the combined effect of cosleeping and alcohol or drugs among the SIDS infants was still highly significant compared with both the random control infants (odds ratio 10.73, 95% confidence interval 2.52 to 62.75, P<0.001) and the high risk control infants (7.74, 2.03 to 35.50, P=0.0004)
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Strengths and limitations of the study
The noticeable reduction in SIDS rates and the consequent relatively small number of deaths from SIDS in this study limits the interpretation of complex multivariable relations between contributory factors and may underestimate the significance of some factors. Those found to be significant in this study are, however, highly likely to be real differences as are any significant interactions between them. Given the reduction in SIDS rates, it is unlikely that larger population based case-control studies will be possible in the future.
The difficulty in recruiting control families may also limit the interpretation of the results; weighting the random process by socioeconomic status may offset some of the selection bias but does not rule out the possibility that our random control families were different from the population by measures other than occupational status. Our second control group, that of high risk families, was therefore important as not only were their characteristics more similar to those of the families with SIDS infants but they also had more in common with deprived families—a group potentially under-represented in control groups in previous studies.
Another limitation is that we did not interview the control families at weekends, when alcohol and drug use may be more common. However, an analysis restricted to deaths and reference sleeps that occurred only during the week suggests the combined effect of cosleeping and alcohol or drug use was still highly significant.
Despite these limitations, that the differences for almost all factors investigated were similar in magnitude between the SIDS infants and the high risk control infants to those observed between SIDS infants and the randomly selected control infants is important. Despite their similar socioeconomic backgrounds, the high risk control infants were as different from the SIDS infants in many important risk factors as were the random control infants, confirming that the risk factors for SIDS are not merely surrogate markers for aspects of social deprivation.
The more recent reduction in SIDS rates is difficult to estimate from national figures because of a recent trend among coroners and pathologists in the UK to label such deaths as "unascertained" if overlaying or intentional injury is suspected but not proved.18 This diagnostic shift has been recognised by the Office for National Statistics.19 The estimates from our two studies are, however, population based with virtual complete ascertainment using a consistent diagnosis throughout the region. The study estimates confirm the continued and significant (P<0.001) fall in incidence of SIDS deaths from 1 week to 1 year old in the decade that followed the "Back to Sleep" campaign; from 0.77 per 1000 live births in 1993-6 to 0.45 per 1000 live births in 2003-6.
Factors contributing to reduction in SIDS rate
The proportion of both SIDS and control infants put or found in the prone position were no different from those in our earlier Confidential Enquiry into Stillbirths and Deaths in Infancy study, suggesting that the reduction in SIDS rates may be caused by something else. One possible contributing factor may be the reduction in prevalence of infants sleeping on their side, which has more than halved among both SIDS infants and control infants compared with such infants in our earlier study. Also, notably fewer infants are now exposed to environmental tobacco smoke, at least a threefold reduction among both SIDS infants and randomly chosen controls, although maternal smoking during pregnancy remains an important risk factor.
Factors that have changed and may have contributed to the reduction in SIDS rates over the past decade include a reduction in the thermal insulation of bedding, together with widespread uptake of the "feet to foot" message, and a noticeable increase in the use of infant sleeping bags. Both are designed to prevent the head from being covered, a factor highly significant in previous studies17 but which was significantly less common among SIDS infants in the present study compared with the Confidential Enquiry into Stillbirths and Deaths in Infancy study (5% v 16%, P=0.02). The thermal insulation of bedding plus clothing used in both SIDS infants and control infants has fallen progressively, from 10 tog and 8 tog, respectively, in the Avon studies in the 1980s20 to 5 tog and 4 tog in the Confidential Enquiry into Stillbirths and Deaths in Infancy study,3 and to 3 tog and 2.4 tog in the present study.
New factors emerging
The risk associated with placing an infants head or whole body on a pillow has become more pronounced than in our previous study and was prevalent among the various sleeping environments in which the SIDS infants were found. Swaddling infants may be a potential new risk factor; a recent review suggests that this may be a risk factor only in combination with the prone sleeping position,21 although most swaddled SIDS infants in this study were found supine.
The reduction in the peak age of deaths in the present study is notable, with the SIDS rate among older infants having fallen more than among the younger infants. This may be important in understanding the increased proportion of deaths while bed sharing, as such deaths have previously been reported to be more common among younger SIDS infants.8 11
Dummy use and SIDS
The unexpected decline in the prevalence of dummy use among both SIDS infants and control infants may be related to the increase in breast feeding among mothers of both SIDS infants (70% attempted in this study compared with 44% in the Confidential Enquiry into Stillbirths and Deaths in Infancy study) and random control infants (79% and 60%, respectively). The data on the length of time the dummy remained in the infants mouth, although limited, suggest no difference between the groups and that the dummy fell out of the infants mouth soon after sleep, casting doubt on the idea that the act of sucking affords protection. The fall in SIDS rate despite a fall in prevalence of dummy use does not support the hypothesis that dummies are directly involved in a potentially protective mechanism against SIDS.22
Measuring cosleeping and alcohol or drug use in previous studies
Several epidemiological studies on SIDS have found either no evidence or weak evidence of a risk from parents habitually consuming alcohol.4 23 24 25 26 27 Alcohol consumption by parents immediately before the death of their infant or the reference sleep has been investigated in fewer studies and either has not been measured in conjunction with cosleeping28 or has pointed towards an association, although the evidence remained anecdotal because of a lack of data on controls.29 30 31 Our controlled observations 10 years ago11 suggested a potential link between cosleeping and recent alcohol consumption, although we did not collect data on recent drug use. Published data on the use of drugs and the risk of SIDS are even more sparse, and more difficult to collect given the often illegal nature of their use. Studies have tended to concentrate on the effects in utero32 33 34 and the potential risk associated with habitual use35 rather than investigating any interaction with cosleeping.
Cosleeping and alcohol or drug use
The findings suggest that much of the risk associated with cosleeping may be explained by the circumstances in which the SIDS infants were found. A significant risk was associated with cosleeping on a sofa or on any surface with a parent who had consumed alcohol or drugs. In the absence of any evidence that the parent had laid on the infant, from investigation of the scene and circumstances or from postmortem examination, it is a simplistic and unjustified assumption that all unexpected deaths in potentially risky cosleeping environments are caused by overlaying or entrapment. Indeed in this investigation of all sudden unexpected deaths in infants the multiprofessional review process attributed only three deaths to unintentional asphyxiation. These deaths were thus not labelled as SIDS and are not included in the present analysis. It would be wrong to apportion blame on an individual basis without sufficient evidence, but this does not mean we can ignore the patterns we observe at a population level. Almost regardless of the pathophysiological processes leading to infant deaths in risky cosleeping environments we should remind parents that such cosleeping practices are risky. The increased risk of unintentional suffocation in such circumstances needs to be reinforced.
Despite the small numbers in this study the interaction between cosleeping and recent use of alcohol or drugs by the parents remained significant in the multivariable analysis. This finding was significant regardless of which control group was used for comparison, suggesting that we are not merely measuring aspects of deprivation but identifying specific circumstances that put infants at risk.
The strong association between alcohol consumption, use of drugs, and smoking may explain in part the interaction found previously between cosleeping and smoking.8 11 24 Our findings may also partially explain the difference in SIDS rates between cultures where cosleeping is the usual practice. In certain cultures bed sharing is common and the prevalence of SIDS is high. These include the African black populations in the United States and Maori and Aboriginal populations. Intriguingly, the SIDS rates are low in other cultures where bed sharing is common, including Japan and Hong Kong, Bangladeshi and other Asian communities in the UK, and Pacific Islander communities in New Zealand. It is not bed sharing that distinguishes these cultures but other mediating factors such as smoking and use of alcohol and drugs, which in conjunction with cosleeping may put infants at risk.36
Cosleeping on sofas
Using our longitudinal data from Avon over the past 20 years we have already shown an increase in infant deaths while cosleeping on a sofa. The proportion of cosleeping SIDS infants found on a sofa has increased significantly (P=0.0003) between our case-control studies, from 6% in 1993-6 to 16% in this study. It is the only infant sleeping environment in which the SIDS rate has increased in recent years, and it equates to an increase from 24 to 42 deaths a year in England and Wales during a period when the SIDS rate has halved; about one sixth of SIDS infants are now found cosleeping on a sofa. Similar proportions have been reported in Scotland5 and Northern Ireland37 but were not found in a recent German study,38 which may suggest this practice is culture specific. Cosleeping on a sofa was an uncommon practice among the control families, and it was not a regular practice even among the parents of 13 SIDS infants in this study. Alcohol or drugs were a feature in half of these deaths, and in seven cases the parents wanted to feed their infant and inadvertently fell asleep. This raises two important points. Firstly, it is not enough to advise against cosleeping on a sofa; health professionals must advise parents to avoid putting themselves in the position where this could happen. Secondly, any advice to discourage bed sharing may carry with it the danger of tired parents feeding their baby on a sofa, which carries a much greater risk than cosleeping in the parents bed. Anecdotally, two of the families of SIDS infants who had coslept on a sofa informed us that they had been advised against bringing the baby into bed but had not realised the risks from falling asleep on the sofa.
Conclusions
Although socioeconomic markers were more prevalent among the families of SIDS infants, the major influences on risk were from factors amenable to change within the infants sleeping environment. Some of the risk reduction messages seem to be getting across and may have contributed to the continued fall in the SIDS rate. Identifying emerging dangers and re-emphasising ones already observed within the infant sleeping environment may further reduce the number of deaths from SIDS. This is clearly illustrated in the current polarised debate surrounding cosleeping.
The safest place for an infant to sleep is in a cot beside the parents bed. Based on evidence from research into SIDS it is questionable whether advice to avoid bed sharing is generalisable and whether such a simplistic approach would do no harm. Parents of young infants need to feed them during the night, sometimes several times, and if we demonise the parents bed we may be in danger of the sofa being chosen. A better approach may be to warn parents of the specific circumstances that put infants at risk. Parents need to be advised never to put themselves in a situation where they might fall asleep with a young infant on a sofa. Parents also need to be reminded that they should never cosleep with an infant in any environment if they have consumed alcohol or drugs.
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Cite this as: BMJ 2009;339:b3666
Contributors: All authors contributed to the design of the study, revised the article, and approved the final version. PJF, PS, C E-C, and ME collected the data. PB carried out the initial analysis. PJF is guarantor.
Funding: This study was supported by research grants from the Foundation for the Study of Infant Deaths (FSID), Babes in Arms, and the charitable trusts of University Hospitals Bristol.
Competing interests: None declared.
Ethical approval: This study was approved by the south west multicentre research ethics committee and by each constituent local research ethics committee.
This is an open-access article distributed under the terms of the Creative Commons Attribution Non-commercial License, which permits use, distribution, and reproduction in any medium, provided the original work is properly cited, the use is non commercial and is otherwise in compliance with the license. See: http://creativecommons.org/licenses/by-nc/2.0/ and http://creativecommons.org/licenses/by-nc/2.0/legalcode.
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