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Published 21 May 2009, doi:10.1136/bmj.b1574
Cite this as: BMJ 2009;338:b1574
Karen E A Burns, clinical scientist, scientist, assistant professor of medicine1,2,3, Neill K J Adhikari, intensivist, associate scientist, lecturer4,5,6, Sean P Keenan, head, clinical assistant professor of medicine7,8, Maureen Meade, associate professor of medicine9
1 Interdepartmental Division of Critical Care, St Michaels Hospital, Toronto, ON, Canada M5B 1W8, 2 Keenan Research Centre, Li Ka Shing Knowledge Institute, Toronto, ON, Canada, 3 Divisions of Respiratory and Critical Care Medicine, University of Toronto, Toronto, ON, Canada, 4 Department of Critical Care Medicine, Sunnybrook Health Sciences Centre, Toronto, ON, Canada, 5 Sunnybrook Research Institute, Toronto, ON, 6 Interdepartmental Division of Critical Care, University of Toronto, Toronto,d ON, 7 Department of Critical Care, Royal Columbian Hospital, New Westminster, BC, 8 Division of Critical Care Medicine, Department of Medicine, Vancouver, BC, 9 Department of Clinical Epidemiology and Biostatics, McMaster University, Hamilton, ON
Correspondence to: K E A Burns Burnsk{at}smh.toronto.on.ca
Design Systematic review and meta-analysis of randomised and quasi-randomised controlled trials.
Setting Intensive care units.
Participants Critically ill adults receiving invasive ventilation.
Study selection criteria We searched Medline, Embase, and CENTRAL, proceedings from four conferences, and reference lists of relevant studies to identify relevant trials. Two reviewers independently selected trials, assessed trial quality, and abstracted data.
Results We identified 12 trials enrolling 530 participants, mostly with chronic obstructive pulmonary disease. Compared with invasive weaning, non-invasive weaning was significantly associated with reduced mortality (relative risk 0.55, 95% confidence interval 0.38 to 0.79), ventilator associated pneumonia (0.29, 95% 0.19 to 0.45), length of stay in intensive care unit (weighted mean difference –6.27 days, –8.77 to –3.78) and hospital (–7.19 days, –10.80 to –3.58), total duration of ventilation, and duration of invasive ventilation. Non-invasive weaning had no effect on weaning failures or weaning time. Benefits on mortality and weaning failures were non-significantly greater in trials that exclusively enrolled patients with chronic obstructive pulmonary disease versus mixed populations.
Conclusions Current trials in critically ill adults show a consistent positive effect of non-invasive weaning on mortality and ventilator associated pneumonia, though the net clinical benefits remain to be fully elucidated. Non-invasive ventilation should preferentially be used in patients with chronic obstructive pulmonary disease in a highly monitored environment.
Non-invasive ventilation provides an alternative method of supporting a patients respiration by using positive pressure ventilation with either an oronasal, nasal, or total face mask at the patient-ventilator interface. Non-invasive ventilation preserves the patients ability to speak and cough4 and has been shown to reduce complications related to intubation, especially ventilator associated pneumonia.5 6 Similar to invasive ventilation, non-invasive ventilation can reduce the frequency of breathing, augment tidal volume, improve gas exchange, and rest the muscles of respiration.7 8 Non-invasive ventilation has been widely investigated as an initial treatment to prevent intubation and intubation related complications and improve clinical outcomes in selected patients.9 10 Many patients with severe respiratory failure, impaired sensorium, haemodynamic instability, or difficulty clearing secretions, however, undergo direct intubation or intubation after a failed attempt at non-invasive ventilation.
To mitigate the effect of complications associated with protracted invasive ventilation, investigators have explored the role of non-invasive ventilation in weaning patients from invasive ventilation. Non-invasive weaning involves extubating patients directly to non-invasive ventilation for the purpose of weaning to reduce the duration of invasive ventilation and, consequently, complications related to intubation. Since Udwadia and colleagues published the first report describing use of non-invasive ventilation to facilitate liberation of patients with weaning failure from invasive ventilation in 1992,11 several uncontrolled, prospective studies,12 13 14 15 early randomised controlled trials,w1-w5 and an early meta-analysis16 have examined its use to facilitate weaning. That meta-analysis showed significant benefit of the non-invasive approach on length of stay in hospital and the total duration of ventilation. Non-invasive weaning also reduced mortality and ventilator associated pneumonia compared with invasive weaning, however there were few events.
In light of new evidence we critically appraised, summarised, and updated current work on the effect of non-invasive weaning compared with invasive weaning on the primary outcome of mortality and secondary outcomes including ventilator associated pneumonia, length of stay in intensive care and in hospital, and duration of ventilator support in critically ill mechanically ventilated adults.
Study selection
We included randomised trials that enrolled adults with respiratory failure who required invasive mechanical ventilation for at least 24 hours. The trials examined extubation with immediate application of non-invasive ventilation compared with continued invasive weaning. We included trials reporting at least one of mortality (primary outcome), ventilator associated pneumonia, weaning failure (using authors definitions), length of stay in intensive care or hospital, total duration of ventilation (invasive and non-invasive), duration of ventilation related to weaning (after randomisation), duration of invasive ventilation, adverse events, or quality of life. We also included quasi-randomised controlled trials—for example, those that allocated patients by hospital registry number or day of the week. We excluded studies that compared non-invasive with invasive weaning in the immediate postoperative setting, compared non-invasive ventilation with unassisted oxygen supplementation, and investigated use of non-invasive ventilation after unplanned extubation. Two authors (KEAB, NKJA) independently selected articles meeting the inclusion criteria.
Data extraction and quality assessment
Two authors (KEAB, NKJA), not blinded to the source of the reports, used a standardised data abstraction form to independently abstract data regarding study methods (randomisation, allocation concealment, cointerventions, blinded outcome assessment, completeness of follow-up, and adherence to the intention to treat principle). Additionally, we assessed features unique to the design and implementation of weaning trials, including use of daily screening to identify weaning candidates, criteria to identify weaning readiness, explicit weaning protocols (both groups), criteria for discontinuing mechanical ventilation (both groups), and reintubation. Disagreements regarding study selection and data abstraction were resolved by consensus and arbitration with a third author (SPK or MM).
Data synthesis and statistical analysis
When there were no compelling differences in study populations, interventions, and outcomes we pooled data across studies using random effects models.17 We derived summary estimates of relative risk and weighted mean difference with 95% confidence intervals for binary and continuous outcomes, respectively, using Review Manager 4.2.10 software (Cochrane Collaboration, Oxford). If an outcome was reported at two different time points, we included the more protracted measure in pooled analyses.
We determined the presence and impact of statistical heterogeneity among studies using the Cochran Q statistic18 (threshold P<0.10)19 and the I2 test20 21 (with threshold values of 0-40%, 30-60%, 50-90%, and
75% representing heterogeneity that might not be important or might represent moderate, substantial, or considerable heterogeneity, respectively).22 In sensitivity analyses, we assessed the impact of excluding quasi-randomised trials on mortality and ventilator associated pneumonia. We planned subgroup analyses to compare the effects of non-invasive weaning on mortality and weaning failures in exclusively chronic obstructive pulmonary disease compared with non-chronic populations and on mortality in studies that enrolled
50% versus <50% patients with COPD. We used random effects models for sensitivity and subgroup analyses and assessed for differences between subgroups in summary estimates using a z test for interaction.
We assessed for publication bias in mortality by visually inspecting the corresponding forest plot. Post hoc, we conducted additional pooled analyses of mortality at various time points to assess the robustness of the results.
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Four studies,w7-w10 evaluating patients with chronic obstructive pulmonary disease with pulmonary infection, enrolled patients after control of infection was achievedw7 or when they met pulmonary infection control criteria.w8-w10 In most trials these criteria included an improving radiograph, improvement in temperature, improvement in white blood cell count (or percentage of neutrophils), and reduced volume and tenacity of secretions,w7-w10 with improved haemodynamics, cough, and level of consciousnessw7 w9 or reduced ventilator settings.w10
Invasive weaning
Patients in the control groups were variably weaned with pressure support,w1-w6 w8 w12 assist control,w5 or synchronised intermittent mandatory ventilation with pressure support.w7 w9 w10 The level of support was gradually decreased in two studiesw1 w5 and trials of spontaneous breathing, using T-piece or continuous positive airway pressure of less than 5 cm H2O, were performed twice dailyw1 or dailyw5 w11 until extubation. One study included at least two observation periods per day during pressure support weaning with optional trials of spontaneous breathing.w2 One study each titrated pressure support either by 2 cm H2O every four hours according to clinical tolerance, saturations, and respiratory ratew12 or by 2-4 cm H2O per day.w6 Patients were considered weaned when they remained stable for at least four hours with a synchronised intermittent mandatory ventilation rate of 5 breaths/minute with pressure support of 5-7 cm H2Ow10; blood gases were normalised, and patients could breathe spontaneously for more than three hours with low oxygen requirements (fractional concentration of inspired oxygen (FiO2)
0.40), acceptable saturations (pulse oximetry saturation (SpO2)
90%), and a normal pH (pH
7.35)w7; or when pressure support was titrated to
8 cm H2O w8 or
10 cm H2Ow9 w12 with positive end expiratory pressure of 5 cm H2O,w12 and satisfactory blood gases,w12 saturations,w8 w9 respiratory rate,w8 w9 w12 tidal volume (about 8 ml/kg body weight),w8 w9 and partial pressure of carbon dioxide (PaCO2, between 45 and 60 mm Hg or at baseline levels) on low FiO2w8 w9 w12 for more than four hours.w8 w9 To discontinue invasive ventilation, patients successfully completed a spontaneous breathing trial of either two hours,w3 w5 three hours,w1 w4 w7 or unspecified duration,w11 or two periods of observation with optional spontaneous breathing trials.w2
Non-invasive weaning
Similar to invasive weaning, trials applied different protocols for non-invasive weaning. After extubation, in 11 studies non-invasive ventilation was administered in pressure mode,w1-w5 w7-w12 of which five specified a spontaneous timed modew2 w3 w5 w9 w12 or flow mode.w2 Another study used proportional assist ventilation in timed mode.w6 Non-invasive ventilation was delivered by face maskw1-w3 w5 w6 w8-w12 or nasal mask.w2 w3 w5 w6 w8 w9 Initial support was delivered continuously in five studies,w1 w3-w5 w12 intermittently in one study,w2 for at least two hours during the initial application in one study,w9 or until tolerated for 20-22 hours a day (spaced by periods of spontaneous ventilation during meals and for expectoration) in one study.w6 The level of support was gradually decreased and the duration on non-invasive ventilation gradually reduced.w8 w9 Some trials permitted fixed or gradually increasing periods of spontaneous breathing,w1 w6 with at least twow1 w6 specifying two periods of spontaneous breathing a day. In some studies, clinicians titrated pressure support by 2 cm H2O every four hoursw12 or by 2-4 cm H2O each dayw6 according to the patients tolerance. In some studies, clinicians decreased the level of inspiratory and expiratory positive airway pressure to 8 cm and 4 cm H2O, respectively,w12 while in others, inspiratory pressure was reduced to <10 cm H2O (with non-invasive ventilation applied for less than two hours a day),w8 w9 or until the difference between inspiratory and expiratory pressure (the equivalent of pressure support) was <5 cm H2O.w10 Criteria for discontinuing non-invasive support included successful completion of a threew1 w4 or twow3 hour period of spontaneous breathing or at least two periods of spontaneous breathing observed by an attending physician.w2
Quality assessment
We contacted authors to confirm and supplement information related to study methods where needed; nine study authors responded.w1-w3 w5 w6 w9 w11 w12 Overall, the included studies were of moderate to high quality (table 2)
.
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50% (10 studies) versus <50% (two studies) patients with chronic obstructive pulmonary disease, we found a significant benefit of non-invasive weaning on mortality in favour of studies enrolling predominantly patients with chronic obstructive pulmonary disease (0.43, 0.28 to 0.65, and 1.15, 0.56 to 2.37; z=–2.308; P=0.02). Similarly, we noted a non-significant but greater effect of non-invasive weaning on weaning failures in patients with chronic obstructive pulmonary disease (two studies) compared with mixed populations (two studies) (0.50, 0.22 to 1.12, and 1.28, 0.45 to 3.60, (z=–1.395; P=0.16).
Publication bias
Visual inspection of a funnel plot comparing the study estimates of effect (relative risk) with the standard error of the log relative risk of mortality showed asymmetry and suggested the absence of studies with non-significant results. The absence of such trials might overinflate the overall summary estimate of effect.22
In their efforts to optimise the timing of liberation from invasive ventilation, clinicians are challenged by a trade-off between the risks associated with failed extubation and the complications associated with prolonged invasive ventilation.23 Non-invasive weaning, by providing ventilatory support without an artificial airway, offers a potential solution to this trade-off. Clinicians might be reluctant to adopt the non-invasive approach to weaning, however, because of the need to surrender a protected airway, concerns regarding the ventilatory support that can be provided with non-invasive ventilation, and the increased risk of ventilator associated pneumonia if reintubation is required.24 Moreover, the optimal timing for transitioning patients to non-invasive ventilation for weaning remains to be determined.
Most studies in our review included patients with predominantlyw2 w5 or exclusivelyw1 w4 w6-w10 w12 chronic obstructive pulmonary disease. Patients with chronic obstructive pulmonary disease might be ideally suited to non-invasive ventilation given its ability to offset respiratory muscle fatigue and tachypnoea, augment tidal volume, and reduce intrinsic positive end expiratory pressure.9 25 Subgroup analyses suggested greater benefits of non-invasive weaning in patients with chronic obstructive pulmonary disease, although results of analyses of subgroup effects were predominantly non-significant. Inferences from the subgroup analyses are limited by contamination of mixed populations with patients with chronic obstructive pulmonary disease, the small number of studies evaluating non-invasive weaning in patients with other causes of respiratory failure, and are probably underpowered to detect significant interactions. Whether other causes of respiratory failure are as amenable to non-invasive weaning remains to be determined.
We found that non-invasive weaning significantly reduced mortality and length of stay in intensive care and hospital consistent with (and possibly due to) the observed reduction in ventilator associated pneumonia. Direct access to respiratory secretions among invasively weaned patients, however, might have enhanced detection of ventilator associated pneumonia in this group. Moreover, in the control groups mortality (range 11.1%w3 w6 to 60.0%w12) and rates of ventilator associated pneumonia (range 6.3%w2 to 59.1%w5) varied among the included trials. The small number of events in the included studies,26 the variability in event rates in control groups, and the absence of a single adequately powered randomised controlled trial directly comparing the alternative weaning strategies limits the strength of our inferences.
While surviving admission to hospital is undoubtedly an important outcome for patients and healthcare providers, it can be influenced by many factors resulting in highly variable lengths of stay. Patients might remain in hospital at arbitrary time points (such as 60 days) because of factors related and unrelated to the initial illness that precipitated admission. This might not only influence the distribution of events between two treatment arms but might also underestimate mortality (biasing towards a mortality benefit). Conversely, extended follow-up might be influenced by additional deaths unrelated to the treatment of interest (biasing against a mortality benefit). To examine the potential influence of measuring mortality at various time points, we pooled study estimates of mortality using random effects models in three categories: mortality or time in intensive care not specified (six trials) (relative risk 0.63, 0.32 to 1.25, P=0.18); hospital, inpatient, or 30 day mortality (seven trials) (0.56, 0.31 to 1.01, P=0.05); and 60-90 day mortality (three trials) (0.42, 0.21 to 0.80, P=0.009). While underpowered to detect differences (with fewer events and trials at each time point), the pooled results support a qualitatively similar direction of treatment effect in favour of non-invasive weaning.
The included studies varied in the methods used to identify candidates for weaning and to titrate and discontinue mechanical support. Multidisciplinary protocols to identify candidates for weaning and for the conduct of daily trials of spontaneous breathing reduce the duration of mechanical ventilation.27 28 29 30 31 32 33 In our meta-analysis, while only three trials screened daily for readiness for trials of spontaneous breathing, four additional trials conducted pre-randomisation trials of spontaneous breathing, and four trials assessed for resolution of pulmonary infection to identify weaning readiness. The latter strategy prioritises resolution of the cause of respiratory failure (bronchopulmonary infection) over meeting conventional weaning criteria and represents a novel approach to identifying candidates for weaning in selected populations. In trials that did not include a trial of spontaneous breathing after randomisation, however, some invasively ventilated patients might have been ventilated longer than necessary. While methods for identifying candidates for weaning might affect study estimates of the duration of ventilation, they represent pre-randomisation study design considerations and are less likely to result in important performance bias. Conversely, unequal or inconsistent use of weaning protocols and the frequency with which periods of spontaneous breathing (non-invasive strategy) or trials of spontaneous breathing (invasive strategy) were permitted represent important post-randomisation study design considerations that could bias estimates of the duration of ventilation in unblinded weaning trials. Opportunities for comparable reductions in mechanical support were provided by using weaning protocols or guidelines in both treatment groups in seven trials with variable use of periods of spontaneous breathing (or trials of spontaneous breathing) among the included studies. Whereas 11 trials reported use of criteria to discontinue mechanical ventilation in both groups, only six reported explicit reintubation criteria after a failed attempt at extubation. While recent literature supports that administration of sedation is an important consideration in study design, with the potential to affect length of ventilation,34 only one study in our review used a sedation protocol.w3 Overall, most trials included measures to reduce bias after randomisation and were of moderate to high quality, though variation among trials in adopting these measures limits interpretation of some of the pooled results.
This review was strengthened by an extensive search for relevant trials. We conducted duplicate independent citation screening and data abstraction and corresponded with lead investigators to clarify study methods where needed. In addition to appraising the quality of randomised trials, we also assessed methodological features specific to weaning trials that might influence estimates of treatment effect. We used random effects models in pooling data, which take into consideration variation both between and within studies. Pooling results in a meta-analysis implicitly assumes that the studies are sufficiently similar with respect to their populations, study interventions, outcomes, and methodological quality that one could reasonably expect a comparable underlying treatment effect. A priori, we planned sensitivity and subgroup analyses to explain the differences among study results and anticipating heterogeneity in pooling across studies for selected outcomes.
Conclusion
Current trials of non-invasive weaning, while limited by inclusion of small numbers of patients mostly with chronic obstructive pulmonary disease, consistently show positive effects on mortality and ventilator associated pneumonia. The evidence of benefit is promising, but additional trials are required to fully evaluate the net clinical benefits on clinical outcomes associated with non-invasive weaning, especially the risks associated with extubation and the impact of reintubation after a failed attempt at extubation on clinical outcomes. If consideration is being given to weaning patients with non-invasive ventilation, we suggest that it be preferentially used in patients with chronic obstructive pulmonary disease and applied in a highly monitored environment. A well designed, adequately powered randomised controlled with explicitly defined end points comparing the alternative approaches to weaning is justified.
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Cite this as: BMJ 2009;338:b1574
Contributors: KEAB conducted the literature searches, screened abstracts, selected studies meeting inclusion criteria, extracted data, assessed study quality, prepared initial and subsequent drafts of the manuscript, and integrated comments from other authors into revised versions of the manuscript. NKJA screened abstracts, selected studies meeting inclusion criteria, extracted data, and assessed study quality. SPK screened abstracts from conference proceedings, arranged for translation of foreign language publications, and adjudicated disagreements between reviewers. MM provided methodological guidance on drafting the manuscript and adjudicated disagreements between reviewers. All authors revised and approved the final version of the manuscript. KEAB is guarantor.
Funding: KEAB holds a clinician scientist award from the Canadian Institutes of Health Research.
Competing interests: SPK has received an unrestricted grant from Respironics Inc to support development of a non-invasive ventilation guideline for the Canadian Critical Care Trials Group.
Ethical approval: Not required.
© Burns et al 2009
This is an open-access article distributed under the terms of the Creative Commons Attribution Non-commercial License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.
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