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Published 11 July 2008, doi:10.1136/bmj.39541.449306.AD
Cite this as: BMJ 2008;337:a514
Geoff Norman, professor
1 MDCL 3519, McMaster University, 1200 Main St W, Hamilton, ON, Canada 8N 3Z5
norman{at}mcmaster.ca
Portfolios were introduced with the aim of improving the learning and assessment of doctors. Erik Driessen (doi: 10.1136/bmj.39540.415822.AD) believes that they work well when used correctly, but Geoff Norman remains unconvinced
Learning portfolios, defined by one group as "a collection of a learners work that gives evidence of learning and may be used for the purposes of assessment"1 have received increased attention of educators over the past few years. According to a systematic review by Driessen and colleagues, they have the potential to improve formative and summative assessment at all levels from undergraduate to post-professional education.2 The learning portfolio is not just another learning or assessment method. It is really a Jack of all trades, appearing in multiple guises to do almost anything we demand of it for learners at any level from novice to expert. It is an opportunity for students to report on "work done, feedback received, progress made and plans for improving competence."2
How can it adopt so many roles? Simply because the title really is an accurate description—it is a portfolio with individually specified content. Although, this makes for maximum versatility, it also creates difficulties for anyone attempting to decide whether portfolios are good or bad. Unless you can specify what lies inside the folder, its difficult to make generalisations about the value of the method. Asking whether learning portfolios are good for learning or assessment is a bit like asking whether drugs are good for treating disease. The answer must be, "It depends." However, fools rush in, so I will attempt some general observations.
Although the review found that, consistent with the rhetoric, most people regarded learning portfolios as useful for reflective learning, professional development, etc, this conclusion was based almost entirely on self perception. One study was conducted with practising physicians and examined self reported intention to change their practices.3 The other used interviews of students perceptions of their personal and professional development.4 It is doubtful whether these self assessments can be treated as legitimate performance measures, particularly in view of the considerable literature indicating that people, including health professionals, have enormous difficulty assessing themselves.5 Furthermore, it takes a lot of work to write portfolios and to mark them. Use of portfolios in the final examination at Dundee required at least 3-4 examiner hours for each student,6 a total of 400-500 hours of examiner time.
And its not clear that the effort is rewarded. In one study, only 35% of trainees thought it provided an opportunity to analyse critical clinical incidents and only 15% thought it analysed critical incidents of professional behaviour7; another study found that only about half of trainee doctors and supervisors thought portfolios were "a good idea," and trainees described a "sense of burden" associated with their use.8
Although portfolios have been used in summative assessment, occasionally in very high stakes situations,6 the evidence of reliability and validity is quite sparse. Several studies of inter-rater reliability showed an average reliability of 0.63, which is only marginally acceptable. Even this seems optimistic to me; portfolios are usually unstructured essays, and reliability of essay rating is notoriously poor.9 Further, although many studies show poor reliability, not much is known about why.
Evidence of validity is based on one study,10 which claimed that that the portfolio was a valid test of reflective ability, since "quality of reflection" assessed by review of the portfolio predicted the final grade. However, the final grade was based in the same portfolio, using different raters and criteria. This might be seen more as evidence of inter-rater, inter-form reliability than of validity. But none of this addresses content validity. The portfolio is likely to be a highly unrepresentative sample of performance because the student generally decides what is included. It remains to be seen how much selective content sampling is affecting validity since no studies have looked at this.11
Does this then imply that there is no role for learning portfolios? Well, it may be that their real value is a side effect of the drug. It may not have much use in summative assessment; there is really no evidence, despite the rhetoric, that it assesses unique aspects of competence validly, and it certainly is more labour intensive than alternatives like multiple choice questions that have proved reliability and validity. It may not be possible to show that the learning portfolio stimulates learning. And if it is applied mechanically, participants clearly view it as nothing more than a labour intensive add-on.2 But when it is integrated into the curriculum, it will force students to write something and teachers to spend some time individually with students to review their work. To the extent that it brings teachers and students together, it may have value as a counterpoint to the anonymity of the culture of lecture learning and sit down final examinations that is regrettably far too typical. And thats not an entirely bad thing.
Cite this as: BMJ 2008;337:a514