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BMJ 2008;336:138-142 (19 January), doi:10.1136/bmj.39399.656331.25 (published 4 December 2007)
Martin Underwood, professor of general practice1, Deborah Ashby, professor of medical statistics2, Pamela Cross, study clinician 1, Enid Hennessy, senior lecturer in medical statistics2, Louise Letley, senior nurse manager 3, Jeannett Martin, visiting fellow 4, Shahrul Mt-Isa, statistician 2, Suzanne Parsons, research fellow 1, Madge Vickers, research director 5, Ken Whyte, study manager1, on behalf of the TOIB study team
1 Centre for Health Sciences, Barts and The London, Queen Mary, University of London, London E1 2AT, 2 Wolfson Institute of Preventive Medicine, Barts and The London, Queen Mary, University of London, London EC1M 6BQ, 3 MRC General Practice Research Framework, London NW1 2ND, 4 Department of Primary and Social Care, London South Bank University, London SE1 6EN, 5 Clinical Trials Co-ordinating Centre, University of Hertfordshire, Hatfield, Herts AL10 9LB
Correspondence to: M Underwood m.underwood{at}qmul.ac.uk
Design Randomised controlled trial and patient preference study.
Setting 26 general practices.
Participants People aged
50 with knee pain: 282 in randomised trial and 303 in preference study.
Interventions Advice to use topical or oral ibuprofen.
Primary outcome measures WOMAC (Western Ontario and McMaster Universities) osteoarthritis index, major and minor adverse effects.
Results Changes in global WOMAC scores at 12 months were equivalent. In the randomised trial the difference (topical minus oral) was two points (95% confidence interval –2 to 6); in the preference study, it was one point (–4 to 6). There were no differences in major adverse effects in the trial or study. The only significant differences in secondary outcomes were in the randomised trial. The oral group had more respiratory adverse effects (17% v 7%,95% confidence interval for difference –17% to –2%), the change in serum creatinine was 3.7 mmol/l less favourable (0.9 µmol/l to 6.5 µmol/l); and more participants changed treatments because of adverse effects (16% v 1%, –16% to –5%). In the topical group more participants had chronic pain grade III or IV at three months, and more participants changed treatment because of ineffectiveness.
Conclusions Advice to use oral or topical preparations has an equivalent effect on knee pain over one year, and there are more minor side effects with oral NSAIDs. Topical NSAIDs may be a useful alternative to oral NSAIDs.
Trial registration ISRCTN 79353052.
Here we compare the effect of advice to use oral or topical NSAIDs on knee pain and disability, minor adverse effects related to use of NSAIDs, overall pain, and health related quality of life.
Recruitment
We recruited general practices from the Medical Research Council general practice research framework (GPRF).11 We sent postal invitations to patients who had consulted these practices with osteoarthritis or knee or leg pain in the preceding five years or who had had a prescription for a topical or an oral NSAID or a rubefacient over the preceding year. Research nurses based in the practices then confirmed whether potential participants met our eligibility and safety criteria and took blood samples for baseline laboratory tests (boxes 1 and 2). To be included participants had to be aged
50, have had troublesome pain in or around the knee on most days for at least a month as well as knee pain for more than three months in the preceding year; have consulted or been prescribed treatment by the general practitioner for knee pain in the preceding three years; have no current or planned knee replacements; and meet our safety criteria (box 1).4 12 Each participant was assessed by a general practitioner who confirmed they were willing to prescribe NSAIDs for this participant and recorded the physical components of the American College of Rheumatologists clinical criteria for knee osteoarthritis.13 At a subsequent assessment at study entry the research nurses confirmed eligibility, obtained informed consent, and collected baseline data (box 1 and table 1)
. Potential participants were asked not to use any topical or oral NSAIDs for one week before the assessment at study entry. Participants were offered a choice of joining the randomised trial or the preference study. Participants in the randomised study were then randomised and those who joined the preference study selected their treatment. We provided participants with a starter pack of their chosen or allocated treatment. After this participants were either prescribed medication by the practice or they could purchase their own over the counter.
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Assignment
We used a remote computer based telephone randomisation service to register participants and to allocate participants in the randomised study to treatment groups. Randomisation was stratified by practice and troublesomeness of knee pain.14
Participant flow and follow-up
We followed up participants with postal questionnaires at 3, 6, 12, and 24 months after study entry, with two reminders. There were nurse assessments and blood tests at 12 and 24 months. Because recruitment was slow, not all participants could be followed for 24 months; participants with 16-24 months of follow-up at the end of data collection underwent 24 month (end of study) assessments at this time; for those with 12-16 months of potential follow-up we did the end of study assessments after 12 months. We collected data on health service activity and prescribing from randomisation to 24 months or end of study.
Intervention
In the randomised trial we compared a recommendation to use either a topical or an oral NSAID, preferably ibuprofen, as required for knee pain. In the preference study the recommendation was to use the route of delivery preferred by the patient. The medication could be either prescribed or bought over the counter. If a change of medication was required, participants were encouraged, when appropriate, to use an alternative NSAID with the same route of administration.
Masking
The study was not blinded at the general practice or participant level. All other members of the study team involved in data collection were blind to the participants chosen or allocated treatment.
Outcome measures
For our primary efficacy analyses we used follow-up questionnaires at 12 months. Our primary efficacy outcome measure was the WOMAC (Western Ontario and McMaster Universities) VA 3.1 questionnaire, which measures knee pain and disability in the preceding 48 hours and produces individual measures of pain, stiffness, and physical function and a global assessment.15 For our secondary efficacy outcome measures we used the postal version of the chronic pain grade, which measures overall pain and disability related to pain over the preceding six months,16 17 and the SF-36v2, a well established measure of health related quality of life over the preceding four weeks, reported as physical and mental component scores.18 19
Adverse effects
We defined a major adverse effect as an unplanned hospital admission or death during follow-up. We identified deaths from practice records and from flagging participants at the NHS central registry. Practices provided copies of participants hospital discharge letters during the study period. Two members of the study team (MU, PC) who were blind to allocation independently coded these as planned or unplanned admissions, conferring only to resolve any disagreements.
We defined a minor adverse effect as a change in one or more selected variables that a Delphi panel of general practitioners considered serious enough to entail advising a change of treatment (box 2).20 We also report the differences in clinical and laboratory study measures, participants reports of changing treatment because of adverse effects, and, when appropriate, the results of laboratory tests initiated by the practice. We used questionnaire data at 3, 6, and 12 months, results of blood tests taken up to and including those taken at the 12 month nurse assessment (so long as these were collected within 18 months), and medical record data up to 12 months.
Prescribing data
We calculated the number of defined daily doses of oral ibuprofen, other oral NSAIDs, rescue analgesia (paracetamol or opioids), treatments for dyspepsia, and respiratory and cardiovascular drugs (except aspirin) prescribed with standardised values.21 For oral ibuprofen the defined daily dose is 1.2 g. For topical NSAIDs and rubefacients we defined a daily dose for one knee as 1.5 g.20 All analyses on prescribing data are based on prescriptions issued in the first year after participants joined the study.
Sample size
Our hypothesis was that there would be equivalence in means between groups for the WOMAC score. Typically, standard deviations for the WOMAC in knee osteoarthritis trials are around 22 mm. We defined equivalence as 95% confidence that the difference between groups lay within 10 mm. To show this with 80% power and 5% significance, assuming 25% loss to follow-up, we needed 275 participants in the randomised trial. Early recruitment data indicated a 3:1 preference for topical compared with oral treatment in the preference study and a 2:1 preference for joining the preference study, which compromised the original sample size calculations.10 To ensure recruitment to the randomised trial the last seven practices to join the study recruited only to the randomised trial. Allowing for the unequal group size, we needed 368 participants in the preference study.
Analysis
We analysed the two studies separately. When appropriate we adjusted for baseline values using regression models. For other analyses we used t tests, differences in proportions, and rates with 95% confidence intervals with corrections for small numbers. STATA 9 was used for all the analyses (StataCorp, College Station, TX).
It is usual in equivalence studies to carry out an on-treatment analysis. As this study was testing two approaches to managing knee pain, however, we used an intention to treat approach for all our analyses.
For the 12 month analyses we used the data collected between 6 and 18 months that were closest to 12 months. For the 24 month analyses, we used data collected between 18 months and end of study closest to 24 months. Additionally, we carried out an end of study analysis using the last follow-up data collected on each participant, including end of study questionnaire data on some participants that was collected between 12 and 18 months and subsequent to their 12 month assessment.
Recruitment took place from April 2003 to May 2005. The follow-up finished in May 2006. We approached 22 870 (89%) of the 26 866 potential participants identified. We assessed 2859 of these who seemed eligible: 913 (32%) did not meet the entry criteria for knee pain; 230 of the remaining 1946 (12%) did not meet the consultation criteria; 25/1716 had had a knee replacement; 609/1691 (36%) failed the clinical history safety criteria; 10/1075 (1%) failed other entry criteria; 86/1065, 8% of the remainder, failed the safety criteria for hypertension. Finally two participants were excluded because of poor understanding of English. Of those eligible and interested at the end of the first assessment, 585/745 (79%) eventually joined the study; 282 joined the randomised trial and 303 the preference study (fig 1)
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Baseline characteristics
Participants mean age was 64 years (SD 8.5) and median 64 years (range 50-89). Participants in the topical group in the preference study, but not those in the oral group, were older and of lower social class than those in the controlled trial. The remainder of participants main baseline characteristics were broadly similar across all four groups. In particular, there were no differences between the two randomised groups except for some differences in their use of topical and oral NSAIDs in the previous year. In the preference study 89% of the oral group had used oral NSAIDs and 28% had used topical NSAIDs in the previous year, while in the topical group the rates of use of oral and topical drugs were 56% and 35%, respectively. In the randomised trial, the attitude to topical treatment was less favourable in the topical group. Participants in the preference study generally expected their chosen medication to be effective or very effective. More participants in the preference study who chose to use oral NSAIDs had at least moderately troublesome pain in one or more additional body area (difference topical minus oral 11% (95% confidence interval –21% to –1%) (table 1).
Follow-up
We obtained at least an 83% response to follow-up questionnaires, nurse assessment, and blood test data at 12 months. We obtained at least 55% of these data at 24 months (82% of those eligible for a 24 month follow-up) (figs 2 and 3)![]()
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The only difference in defined minor adverse effects was that fewer participants in the topical group in the randomised trial had a respiratory adverse effect –9% (–17% to –2%). This was primarily explained by the higher proportion in the oral group whose peak expiratory flow dropped by 15% or more (22 (18%) v 9 (8%)). There were no differences in the proportions of participants having one or more defined adverse effects. The only significant mean difference in our clinical and laboratory measurements was in the randomised trial, where the change in creatinine concentrations at 12 months in the topical group was more favourable by 3.7 µmol/l (0.9 µmol/l to 6.5 µmol/l) (table 3)
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There were some differences in the disability component of the chronic pain grade at three months and in the end of study analyses in the randomised trial. Those in the oral group had slightly less pain related disability at three months and in the end of study analysis but not at 12 months. After we corrected for baseline differences there was a difference in the odds of having chronic pain grade III or IV at three months and in the end of study assessment, but not at 12 months, favouring the oral group (table 4)
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Although we found no differences in the overall numbers having major or defined minor adverse effects in either study, in the randomised trial we found an excess of respiratory adverse effects and a less favourable change in creatinine concentration in the oral group. These may be chance findings caused by multiple comparisons or they may represent real differences. The size of these differences could be clinically important; 9% more in the oral group had an adverse respiratory effect that could justify stopping NSAIDs. At a population level, a difference in creatinine of 3.7 µmol/l might have important health consequences.23 Participants reports in the randomised study showed that 11% of those in the oral group stopped taking NSAIDs because of adverse effects. Our data suggest that in the randomised trial oral NSAIDs caused more adverse effects. These differences were not seen in the preference study, even though the differences in daily doses of oral NSAIDs prescribed between the oral and topical groups were much greater than in the randomised trial. Possibly participants who chose oral treatment did so because of previous experience and so were more likely to tolerate adverse effects.
Preferences
Participants who wanted a choice predominantly selected topical rather than oral treatment, although those with more severe or widespread pain chose oral rather than topical treatment. Those who chose topical treatment tended to be older and of lower social class than those in the other three groups. There are likely to be other unmeasured differences between those in the preference study and the controlled trial, if only in the strength of their preferences for different treatments.
Those who chose oral NSAIDs seemed to be more tolerant of their adverse effects than those randomly allocated to the oral group, even though the oral group in the preference study took substantially more oral NSAIDs. In the nested qualitative study more widespread or chronic pain was perceived to be "more serious" and to require oral rather than topical medication.22 Thus participants in our preference study seemed to be making logical choices as to which administration route to use; this should perhaps be expected given that most of the participants had experienced knee pain for some time.
Applicability to routine practice
Our results are highly relevant to the management of knee pain in primary care. All our participants were receiving care from their general practitioner for knee pain, and their general practitioner would still have considered prescribing NSAIDs if the study were not taking place. Further, as the choice of treatment in routine practice is not random but is affected by preferences of the clinician and patient, the preference study arm increases the relevance of our findings to routine practice.
Our participants had substantial problems with their knee pain, with nearly a third reporting that it was very or extremely troublesome. The mean WOMAC function/difficulty scores for each group were in the range 38-41 compared with the score of 31 suggested as the limit of symptoms acceptable to patients.24 They may differ from typical patients presenting in general practice in two important and related areas. Firstly, although we had no upper age limit for recruitment there was a preponderance of participants from younger age groups, so our results may not be directly applicable to the very elderly. Secondly, although most participants were identified because they had used NSAIDs, nearly half (763/1691, 45%) of those we assessed were deemed ineligible because they failed our safety criteria. The selection procedure may have produced a study population with a comparatively low risk of adverse effects related to NSAID use. Our results may not therefore be directly applicable to those who have most to gain from avoiding the toxicity of oral NSAIDs. The counterargument is that in very elderly people and those who would fail our safety criteria the risks of using oral NSAIDs are always too great.
Setting these concerns about generalisability to routine practice into context, our participants physical health as measured by the SF-36 physical component score for each group in our study was in the range 37.7-39.0. This compares with mean values of 32.0,25 35.9,26 and 43.627 found in observational studies of patients with osteoarthritis of the knee.
Participants choices about joining the study may have been influenced by their past experience of NSAID use so we mainly recruited people who were tolerant of related adverse effects. In the nested qualitative study, however, we found that participants had different ideas from general practitioners about what these adverse effects were.22 Indeed some participants were willing to endure a great deal of discomfort before alerting their general practitioner to their problems. As well as our findings on minor adverse effects, the well known risks of serious related adverse effects need to be included in any consideration of the comparative risk of oral and topical treatment.
Statistical power
Good recruitment and follow-up rates, and the fact that the final imbalance between oral and topical in the preference study was less than anticipated, means that we had ample power for our primary effectiveness analyses at 12 months. The conclusions for 24 months, however, are weaker, particularly in the randomised trial, because of the smaller numbers available for follow-up.
Potential for bias
We did not attempt to blind the participants or practices. This was deliberate as we wanted to compare two forms of usual treatment, but it might have introduced bias in the questionnaires as these mostly asked participants for subjective judgments. The measurements taken by the research nurses and the data from medical records should be less prone to bias.
Use of prescribed medication
The amount of NSAID consumed in this trial was lower than in many controlled trials; most trials of NSAIDs use high dose regimens and expect good adherence to treatment—for example, in the VIGOR (Vioxx gastrointestinal outcomes research) study 71% of participants continued medication during follow-up, 99% of whom took at least 75% of the doses intended.28 29 Thus, the clinical effects and rates of adverse effects observed in some other trials may overestimate what happens when these drugs are used in routine practice. The pattern of drug use we observed is more likely to be representative of how NSAIDs are prescribed in routine practice. One caveat when interpreting these prescribing data is that we were not able to measure the use of topical or oral NSAIDs purchased over the counter, nor to estimate the proportion of prescribed medication the participants actually used.
Meaning of the study
What is clear is that the outcome for knee pain at one year is equivalent, whether patients are initially advised to use oral or topical treatment. This is a consistent finding in both the randomised trial and the preference study.
Though we carried out multiple comparisons at different time points, the only comparisons that indicated a difference in effectiveness were the change in chronic pain grade III/IV at three months and at the end of the study in the randomised trial, and the fact that more participants reported changing treatment because of inadequate pain relief, again in the randomised trial. Both changes favoured oral treatment. Those in the topical groups who had inadequate pain relief might subsequently have obtained adequate pain relief from other, probably oral, drugs.
We have compared advice to use one of two active preparations, neither of which is known to have long term efficacy. We cannot use these data to conclude that advice to use either preparation is superior to paracetamol, placebo, or no treatment. Indeed, the absence of clear change in WOMAC scores between baseline and follow-up, in both arms of either study, is consistent with several hypotheses including the notion that neither preparation is particularly effective. Advice to use topical NSAIDs might, however, be a useful alternative to advice to use oral NSAIDs for knee pain in older people.
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We thank Lynette Edwards for comments on earlier drafts of this paper and Dawn Carnes for assistance in preparing this paper.
Other members of the study team were Valerie Brueton, Gene Feder, Bruce Kidd, Hansa Shah, and Helen Tate.
General practice research framework
Regional nurses: Jane Elwood, Kay Foulger, Sue Fox, Anne Hall, Lesley Hand, Angela Hill, Fiona Leslie, Eileen Marshall, Anna Williams.
Lead general practitioners: P G Austin, R Brownlie, V Buntwal, H Byrne, A Darrah, J Durkan, Christopher Hand, D P Houlahan, A Howitt, D Jones, M Leci, S H Rogerson, E Montague, N McGreevy, T McVey, C R Pierce, E Rule, A Sood, W H Smithson, G Stein, Amrit Takhar, P Thrower, S Warlow, C J Watkins, A J S White, SM Williams, Michael Yardley.
Research nurses:G Bryant, J Byrne, M Clark, J Copland, M Cotterill, M Couche, J Elwood, S Fox, A Hall, S Hallam, L Hand, D Hanlon, A Hogg, A Houlahan, J Jackson, M Lloyd, J Madden, J McArdle, C McVey, F Morris, A Norton, K OBrien, S Robinson, M Rogerson, J Simmonds, C Teward, A Thompson, G White, A Williams, G Wilkinson.
Randomisation team at MRC Clinical Trials Unit: Omobola Fadahunsi, Rhian Gabe, Ann Gerrard, Farid Miah, Sinead Nally, Angela Poland.
Trial steering committee: Marta Buszewicz, John Grimley-Evans (chair), Elaine Hay, Stephen Lemon, Paul Little, Ursula Shine.
Data monitoring and ethics committee: Ade Adebajo, Liam Smeeth (chair), Richard Morris.
Contributors: MU was the principal investigator, was primarily responsible for the original grant application, and led the trial team. He contributed to analysing and interpreting the data, wrote the first draft, and is guarantor. DA was study statistician and contributed to the analysis plan and analyses. PC was the clinical research fellow and led on developing the study paperwork, assisted with management, and liaised with laboratories and general practices on medical matters. She wrote the MIQUEST searches and worked with the practice research nurses to identify participants. EH produced the analysis plan and statistical analyses and is guarantor for statistical aspects. LL was responsible for all nursing activity, contributed to implementation of design, selecting and recruiting participants, and developing trial documentation, and managed the recruitment of participating practices. JM was one of the original applicants and contributed to development of protocol and procedures and developed fieldwork costings and was responsible for quality control of the fieldwork. SMtI contributed to the statistical analysis plan and carried out statistical analyses. SP was one of the original applicants, was a member of the project board, and contributed to the study design and development of the protocol. MV was one of the original applicants, contributed to the original design and procedures and had overall responsibility for trial fieldwork and management. She was a member of the project board and the trial steering committee. KW was the study manager.
Funding: This study was commissioned by the NHS Health Technology Assessment Programme, project reference 01/09/02. Goldshield Pharmaceuticals supplied the starter packs of topical ibuprofen.
Competing interests: MU has received speaker fees from Pfizer, the manufacturers of celecoxib.
Ethical approval: Northern and Yorkshire multi-centre research ethics committee (MREC 2/3/1). The 28 local research ethics committees also gave approval.
Provenance and peer review: Not commissioned; externally peer reviewed.
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