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BMJ 2004;328:1229-1232 (22 May), doi:10.1136/bmj.38069.518137.F6 (published 1 April 2004)
Jennifer Keiser, research fellow1, Jürg Utzinger, visiting research fellow1, Marcel Tanner, professor2, Burton H Singer, professor1
1 Office of Population Research, Princeton University, Princeton, NJ 08544, USA, 2 Swiss Tropical Institute, PO Box, CH-4002 Basle, Switzerland
Correspondence to J Keiser jennifer.keiser{at}unibas.ch
Design Systematic review.
Main outcome measures Country affiliations, as classified by the human development index, of editorial and advisory board members of all tropical medicine journals referenced by the Institute of Scientific Information (ISI) as of late 2003 and of all contributing authors of full articles published in the six leading journals on tropical medicine in 2000-2.
Results Sixteen (5.1%) of the 315 editorial and advisory board members from the 12 ISI referenced journals on tropical medicine are affiliated to countries with a low human development index and 223 (70.8%) to countries with a high index. Examination of the 2384 full articles published in 2000-2 in the six highest ranking tropical medicine journals showed that 48.1% of contributing authors are affiliated to countries with a high human development index, whereas the percentage of authors from countries with a low index was 13.7%. Articles written exclusively by authors from low ranked countries accounted for 5.0%. Our data indicate that research collaborations between a country with a high human development index and one that has either a medium or a low index are common and account for 26.5% and 16.1% of all full articles, respectively.
Conclusion Current collaborations should be transformed into research partnerships, with the goals of mutual learning and institutional capacity strengthening in the developing world.
The current global burden of infectious and parasitic diseases is heavily concentrated in the developing world.6 Major national and international initiatives have been launched to improve research capacities in developing countries.7 It is therefore interesting to investigate whether scientists affiliated to countries with low or medium human development indexes have more dominant roles in the research and control of tropical diseases than in other fields and hence share their experiences and disseminate their findings in the peer reviewed international literature. We systematically reviewed and discussed the current geographical composition of editorial and advisory boards and of contributing authors in the literature on tropical medicine as classified by the human development index.
We then selected the six leading journals on the basis of their impact factors for 2002, namely the American Journal of Tropical Medicine and Hygiene (impact factor 2.063), Tropical Medicine and International Health (1.796), Transactions of the Royal Society of Tropical Medicine and Hygiene (1.742), Acta Tropica (1.332), Leprosy Review (1.017), and Annals of Tropical Medicine and Parasitology (0.978). We carried out a retrospective analysis for 2000-2 with particular consideration of the country affiliation of all contributing authors (hereafter "author countries"). We included all full articles but excluded editorials, letters to the editor, conference proceedings or reports, special reports, teaching materials, reviews of books and CDs, and news announcements. We noted author countries of all, first, and last contributors according to a low, medium, and high human development index. We omitted articles that lacked authors' address details for unambiguous linkage (< 0.5%, n = 11). Authors with double or triple addresses that resulted in different rankings were accounted for as half or one third under the index category.
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Author representation according to human development index
We examined 2384 articles published in the six highest ranking journals on tropical medicine in 2000-2. Single authored publications were rare (6.8%, n = 162). The median number of authors per article is five, and the maximum number of coauthors on a single paper was 35.
Table 2 presents the geographical affiliations of authors according to the human development index. Overall the proportion of authors affiliated with countries with a high human development index is 48.1% (range 38.6% (Leprosy Review) to 55.9% (American Journal of Tropical Medicine and Hygiene)). The proportions of first and last authors from countries with a high index are even higher, namely 50.6% (range 40.2-59.8%) and 58.8% (range 46.9-66.5%), respectively. Annals of Tropical Medicine and Parasitology had the lowest percentages of first and last authors from countries with a high index, and the American Journal of Tropical Medicine and Hygiene had the highest percentages. We observed a positive trend between the percentages of first, last, and all authors from countries with a high human development index with the impact factor of a journal.
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The percentages of authors from countries with a low human development index range from as low as 6.1% (American Journal of Tropical Medicine and Hygiene) to a maximum of 26.0% (Tropical Medicine and International Health). They decrease to 4.5% and 22.0% for these two journals respectively if only the first authors, and to 4.1% (American Journal of Tropical Medicine and Hygiene) and 15.2% (Leprosy Review) if only the last authors are considered.
Table 3 shows the current extent of research collaborations between countries with different rankings on the human development index and the number and percentage of articles from countries with the same rankings. The percentage of articles published exclusively by authors from countries with a low index ranges from 1.7% (American Journal of Tropical Medicine and Hygiene) to 7.7% (Leprosy Review). In contrast, far higher proportions of authors from countries with a high index have published their work exclusively in leading tropical medicine journals, from 20.9% (Annals of Tropical Medicine and Parasitology) at the low end of the scale to 35.9% (American Journal of Tropical Medicine and Hygiene) at the high end. Over the investigated period of three years we found a high percentage of articles originating exclusively from countries with a medium index (33.3% for Annals of Tropical Medicine and Parasitology and 33.5% for Leprosy Review).
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The total proportion of research collaborations between countries with different human development indexes ranges from 25.2% (Leprosy Review) to 60.3% (Tropical Medicine and International Health) of all full articles. Research collaborations between authors from countries with a high and medium index were more common (26.5%) than between authors from countries with high and low indexes (16.1%). Research collaborations between authors either from countries with all three rankings or from countries with medium and low indexes were uncommon, at 1.9% and 0.4%, respectively.
Our quantitative assessment of author representations on published full articles in 2000-2 in the six highest ranking tropical medicine journals shows that the number of articles generated exclusively by scientists from countries with a low human development index is marginal (1.7-7.7%). We were surprised that authors from these countries were so drastically under-represented in tropical medicine. However, 16.1% of all full articles originated from international research collaborations between a country with a low human development index and a country with a high index, another 26.5% between a country with a medium index and one with a high index, and 1.9% among countries with all three rankings. Although the research agenda in the developing world may be dictated to some extent by the richer countries (also indicated by the high percentage of first and last authors as geographically ranked by high human development index), genuine research partnerships are an important mechanism for creating a conducive and stimulating environment for sound research in developing countries. Sustainable research partnerships that are built on mutual trust, shared information, and joint responsibilities enable exchange and transfer of technology and capacity building of local scientists.8 Such partnerships may also make it possible for researchers in countries with a low human development index to be helped in analysing, presenting, and discussing the data. In addition to the promotion of partnerships between developed and developing countries, the results of a poll on the BMJ website found the allocation of 2-5% of the health budget to research, the cutting of links between donor aid and decisions about research priorities, and the improvement of telecommunications to be the four most important strategies to improve research in poor countries.9
With adequate supportincluding sufficient fundingand sustained commitment the structure and emphasis of tropical medicine research can be transformed so that researchers from developing countries are leading the programmes in response to their local needs. This in turn might be a key factor in reducing the intolerable burden of infectious and parasitic diseases that continue to affect poor people worldwide disproportionately and might consequently be an important strategy towards alleviating poverty.
We thank Elana Broch and Mary Waltman for useful discussions, Giovanna Raso for her help in obtaining copies of the published articles, and Keith Wallbanks for his constructive external peer review.
Contributors: JK and JU had the idea for this study and designed the protocols for data collection. JK analysed the data and wrote the first draft of the manuscript. JU contributed to the analysis and writing of the paper. MT and BHS participated in structuring and revising the manuscript. JK is the guarantor.
Competing interests: None declared.
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