BMJ 2003;327:33-35 (5 July), doi:10.1136/bmj.327.7405.33
Learning in practice
The case for knowledge translation: shortening the journey from evidence to effect
Dave Davis, associate dean, continuing education1,
Mike Evans, principal investigator, knowledge translation programme1,
Alex Jadad, director, centre for global eHealth innovation1,
Laure Perrier, information specialist, continuing education1,
Darlyne Rath, member, knowledge translation programme1,
David Ryan, member, knowledge translation programme1,
Gary Sibbald, director, continuing education (department of medicine)1,
Sharon Straus, principal investigator, knowledge translation programme1,
Susan Rappolt, member, knowledge translation programme1,
Maria Wowk, research officer, knowledge translation programme1,
Merrick Zwarenstein, principal investigator, knowledge translation programme1
1 Faculty of Medicine, University of Toronto, Toronto ON, Canada M5G 1VJ
Correspondence to: D Davis
dave.davis{at}utoronto.ca
A large gulf remains between what we know and what we practise. Eisenberg
and Garzon point to widespread variation in the use of aspirin, calcium
antagonists,
blockers, and anti-ischaemic drugs in the United States,
Europe, and Canada despite good evidence on their best
use.1 Such variation
is common not only internationally but within
countries.2 Large
gaps also exist between best evidence and practice in the implementation of
guidelines. Failure to follow best evidence highlights issues of underuse,
overuse, and misuse of
drugs3 and has led
to widespread interest in the safety of
patients.4
Not surprisingly, many attempts have been made to reduce the gap between
evidence and practice. These have included educational strategies to alter
practitioners'
behaviour5 and
organisational and administrative interventions. We explore three constructs:
continuing medical education (CME), continuing professional development (CPD),
and (the newest of the three) knowledge translation (box). Knowledge
translation both subsumes and broadens the concepts of CME and CPD and has the
potential to improve understanding of, and overcome the barriers to,
implementing evidence based practice.
Concepts of CME and CPD
Continuing medical education
CME refers to education after certification and licensure. It is arguably
the most complex, and clearly the longest, phase of medical education. Most
physicians think of continuing medical education in terms of the traditional
medical conference, with rows of tables, pitchers of ice water, green table
cloths, and a lecturer at the front of the
room.7 Many
accreditation systems in the United States, United Kingdom, and Canada value
attendance at such activities. This reinforces the teacher driven nature of
continuing medical education, which gives little attention to the concept of
professional development.
| "Knowledge translation is defined as the exchange, synthesis and
ethically sound application of knowledgewithin a complex system of
interactions among researchers and usersto accelerate the capture of
the benefits of research... through improved health, more effective services
and products, and a strengthened health care
system."6
| |
| Summary points
CME and CPD are primarily teacher and learner driven and are unable to
address questions of population health or attend to issues of the clinical
environment
Knowledge translation offers a more holistic construct, subsuming and
building on CME and CPD
Knowledge translation is set within the practice of health care and focuses
on changing health outcomes using evidence based clinical knowledge
Knowledge translation can draw on people from many disciplines, including
informatics, social and educational psychology, organisational theory, and
patient and public education, to help close the gap between evidence and
practice
| |
Continuing professional development
CPD embodies both professional learning and personal growth. It
incorporates much of the theory and practice of adult
learning,8 self
directed learning,9
reflective
practice,10 and
other models. It also offers the possibility of embracing topics beyond those
included in traditional medical educationfor example, bio-ethics,
business management, and communication skillstopics rarely included in
continuing medical education
programmes.11
Although the focus on subjective, learner centred curriculums is laudable, it
means that continuing professional development can contribute only marginally
to improving public health.
Limits of CME and CPD
The effects of CME and CPD have been extensively
studied.12 Although
it is an unstable and imperfect
database,13 the
literature shows that most passive educational activities are poor at changing
physicians' behaviour. The most effective strategies tend to be more active
(such as reminders or educational outreach visits);
multiple14; based
on accurate assessment of
need15
16; and aimed at
overcoming barriers to
change.17 These
strategies are not the staple of most providers of CME and CPD. Furthermore,
the effectiveness of such methods may be limited by the target (primarily
physicians), settings (lecture halls), cost recovery nature (derived largely
from participant registration and pharmaceutical contributions), and the
process (not outcome) based accreditation principles of these activities.
Case for knowledge translation
If education and persuasion of doctors cannot close the gap between
evidence and practice, other strategies are needed. We believe that knowledge
translation is an important tool. Knowledge translation includes groups other
than doctors and investigates issues more comprehensively than CME and CPD
(table 1). Below we describe
how knowledge translation differs from CME and CPD and why it is more
effective in producing change.
View this table:
[in this window]
[in a new window]
|
Table 1 Differentiating features of continuing medical education (CME), continuing
professional development (CPD), and knowledge translation
|
|
Settings and toolsSince knowledge translation focuses on
health outcomes and changing behaviour, it is set in the site of practice and
its social, organisational, and policy environment rather than in learning
situations. Furthermore, it identifies best evidence and pathways that make it
easier for the target individual or group to follow this evidence. The
production of these aids to knowledge translation, called tools or toolkits,
is
commonplace.18
The targets of the process of knowledge translation are different
from those of CME and CPD. These two models both focus on groups of physicians
seeking to accrue credits, although CPD may permit a greater emphasis on team
and other group
learning.19
Knowledge translation, however, allows attention to be given to all possible
participants in healthcare practices, including patients, consumers, and
policy makers.20
Few models of CPD include
patients.21
ContentThe traditional clinical content of CME has given
way to more practice based behaviours encompassed by CPD. In turn, knowledge
translation builds on these areas, primarily by using evidence based research.
Furthermore, as knowledge translation is less learner driven than CME and CPD,
it permits a greater emphasis on initiatives to improve population health such
as screening, early diagnosis, and preventive measures.
Primary operating modelsIn CME, the major driver (despite
the conscientious efforts of CME providers) remains the teacher, using 50 year
old planning
models.22 CPD seems
to be guided by more self directed or organisational learning principles. Both
are predicated on a simple linear model linking learning to relicensing and
recertification and only tangentially to performance or healthcare outcomes.
In contrast, knowledge translation reflects the considerations of both the
practitioner-learner and the educational or clinical policy provider or
healthcare system.6
This more holistic view makes it easier to close the gap between evidence and
practice (see below).
InterdisciplinarityGiven the multidimensional problems
inherent in closing the care gap, any studies of knowledge translation must
involve people from all relevant disciplines. Models of CME and CPD have
benefited from the expertise of educators, clinicians, social and educational
psychologists, for example. Knowledge translation can be enriched by people
with training in informatics, patient education, organisational learning,
social marketing, continuous quality improvement, and a host of others.
Models of knowledge translation
Many different models of implementing change have been
described,1925
but we have chosen two to illustrate how knowledge translation works in
closing the gap between evidence and practice. The perspective of the targeted
consumer (practitioner, team, policy maker, patient, or population) is
represented by a model developed by Pathman et al, which marks progress from
awareness, agreement, adoption, to adherence with evidence based
practice.26 The
perspective of the effector arm (the healthcare or educational system) is
illustrated by Green et al's health promotion
model.27 Here,
interventions work in three ways:
- To predispose to change by increasing knowledge or skills
- To enable the change by promoting conducive conditions in the
practice and elsewhere
- To reinforce the change, once it is made.
Table 2 shows a blend of
these two models with our best guesses at what interventions might be
effective at each stage of the change process.
Although much of this model is as yet intuitive and untested, evidence
exists for the validity of some of its components. One recent example
illustrates many principles of a holistic knowledge translation process. Tu
and colleagues reported a sizeable increase in ramipril prescribing in Ontario
as a result of the HOPE
study.28 Some
knowledge translation activities included in the model
(table 2) enabled the increase
in prescribing. Firstly, awareness of the success of preventing cardiovascular
events in patients at high risk was achieved by widespread media coverage of
the trial followed by national specialist continuing medical education events
and journal reporting. Secondly, agreement with the outcome was enabled by the
fact that many of the opinion leaders in Ontario's cardiology community were
trial investigators and participants. Thirdly, adoption and adherence were
facilitated and reinforced by promotion of the drug by the pharmaceutical
industry through marketing practices and hosting small group events.
Next steps
We recognise that our arguments for knowledge translation need to be
treated cautiously. Firstly, much of the evidence we have used derives from
studies of changing the performance of physicians and health professionals.
These studies are often less than robust and not intended for application to
patients or policy makers. Secondly, the manner in which we have chosen and
applied definitions and models of interventions has been somewhat arbitrary.
Thirdly, the case of ramipril prescribing in Ontario is a relatively
simplistic innovation; other more complex actions may take different pathways
or exemplify different models.
Despite these reservations, we believe that the concept of knowledge
translation will prove to be valuable in promoting the rapid uptake of
evidence based knowledge by the public, patients, policy makers, and
clinicians. Further research is needed to debate and test our model, filling
in the empty cells in table 2, extending the dialogue, and broadening the field. We also need to determine
which clinical domains or settings are most suitable for applying knowledge
translation and which interventions change performance and healthcare
outcomes. Training in quantitative, qualitative, and patient centred research
methods will be essential to this process.
Competing interests: None declared.
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