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Angela Coulter Picker
Institute Europe, Oxford OX1 1RX angela.coulter{at}pickereurope.ac.uk
Many of the 198 recommendations made by the Bristol inquiry
urged doctors to include patients as active participants in their own
care. Angela Coulter discusses how these recommendations can be turned
into reality
The public inquiry into failures in the performance of
surgeons involved in heart surgery on children at the Bristol Royal Infirmary between 1984 and 1995 made 198 recommendations on how to
prevent failures in the future. The pre-eminent recommendations urged
doctors to:
These recommendations are fine rhetoric, but how can they be turned into reality?
Improving responsiveness to patients has been a goal of health policy
in the United Kingdom for several decades. Until now, most initiatives
in this area have failed to change noticeably the everyday experience
of most patients in the NHS. The harsh realities of budgetary
pressures, staff shortages, and other managerial imperatives tend to
displace good intentions about informing and involving patients,
responding quickly and effectively to patients' needs and wishes, and
ensuring that patients are treated in a dignified and supportive
manner. This is the essence of patient centred care, and most health
professionals strive to achieve it. Many clinical staff, however, feel
that demands for them to improve efficiency and productivity have
restricted their ability to offer the time and empathy that patients
need and hope for.2
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Summary points
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A new urgency is in the air, though
improving patients' experiences
is much higher up the agenda. In 2000 the British government made this
the central theme of its plan for the NHS. It announced that incentive
systems would be realigned to encourage improvements in performance and
that patients' feedback would be incorporated into the star rating
system for performance indicators.3 This carrot and
stick approach may be needed to kick start the move towards greater
responsiveness to patients, but deeper reasons lie behind the need for
healthcare providers to move in this direction.
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Why do we need greater responsiveness to patients? |
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Meeting expectations
That public expectations are rising faster than the ability
of health services to meet them is now a cliché. This fact describes,
however, one of the most important ironies of modern health care.
Public spending on health care is increasing much faster than inflation
in most countries, and effective treatments are available more widely
than ever before. At the same time, public pessimism about the future
of health systems is growing.4 Although patients' overall
satisfaction with the NHS has fluctuated in recent years, inpatients'
satisfaction with hospital care has been decreasing since
1989.5
The British public continues to strongly support the principle that
health care should be funded by taxes. Memories of the fragmented and
inequitable system that preceded its introduction are fading, however,
and the NHS can no longer trade on people's gratitude. Tolerance of
long waiting times, lack of information, uncommunicative staff, and
failures to seek patients' views and take account of their preferences
is wearing thin. Politicians recognise this
hence their goal of
modernising the system by encouraging greater responsiveness to
patients. In the long run, the survival of the NHS depends on the
extent to which this goal can be achieved.
Providing appropriate care
Provision of information to and involvement of the patient
is at the heart of the patient centred approach to health care. If
doctors are ignorant of patients' values and preferences, patients may
receive treatment that is inappropriate to their needs. Studies have
shown that doctors often fail to understand patients'
preferences.6 The quality of clinical communication is
related to positive health outcomes.7 Patients who are
well informed about prognosis and treatment options, including potential harms and side effects, are more likely to adhere to treatments and have better health outcomes.8 They are also less likely to accept ineffective or risky procedures.9 To maximise the benefit of treatment, doctors need to give patients clear
explanations of the nature of clinical evidence and its interpretation.
Evidence supports the shift towards shared decision making, in
which patients are encouraged to express their views and participate in
making clinical decisions. The key to successful doctor-patient partnerships is to recognise that patients are also experts. Doctors are
or should be
well informed about diagnostic techniques, the causes of disease, prognosis, treatment options, and preventive strategies. But only patients know about their experience of illness and their social circumstances, habits, behaviour, attitudes to risk,
values, and preferences. Both types of knowledge are needed to manage
illnesses successfully, and the two parties must be prepared to share
information and make joint decisions, drawing on a sound base of
evidence. Studies of general practice consultations in the United
Kingdom found little evidence that doctors and patients currently share
decision making in the recommended manner.
10 11
Interest
in this approach is growing among clinicians, however, particularly
among those involved in primary care. Training is now required to equip
doctors with the communication skills needed to help patients play a
more active role.12
Ensuring patient safety
Doctors could reduce the incidence of medical errors and
adverse events by actively involving patients. Patients who know what
to expect in relation to quality standards can check on the appropriate
performance of clinical tasks. For example, prescribing errors are
relatively common (box 1),13 but many might be avoided if
patients were more actively engaged in their own care. Better design of
drug information leaflets and drug packaging could help too
patients
should be involved in reviewing and redesigning
these.14
Patients should be encouraged to review their notes, including referral letters and test results. In its plan for the NHS, the British government announced its intention to give all patients access to their electronic health records by 2004. Electronic access has the potential to significantly improve communication and accuracy of records, but a daunting number of technical and cultural barriers need to be overcome before this goal can be achieved. The scheme is currently being piloted in general practice as part of the electronic record development and implementation programme.15 A feasibility study found that patients like the idea of electronic access.
Reducing complaints and litigation
Poor communication and failure to take account of the
patient's perspective are at the heart of most formal complaints and
legal actions. Error rates could be reduced by an approach that is more
patient centred; such an approach could also do much to ameliorate the
adverse effects of errors if they do occur. A survey of 227 litigants
who sued healthcare providers found that the overwhelming majority were
dissatisfied with the nature and clarity of the explanations they were
given and the lack of sympathy displayed by staff after the
incident.16 In some cases, litigation might have been
avoided altogether if staff had dealt with patients more sensitively
after the incident.
Procedures used to gain informed consent often fall short of the ideal.
Many involve a hasty discussion between a patient and a junior doctor,
whose sole aim is to get a signature on a form. Options and
alternatives are rarely discussed with the patient (or parent), and the
"consent" implied by the signature cannot be said to be truly
informed.17 Doctors who fail to provide full and balanced
information about the risks and uncertainties of procedures and
treatments can create unrealistic expectations; these may be the reason
for the United Kingdom's rising rates of litigation. Patients are
often given a biased and highly optimistic picture of the benefits of
medical care.18 For patients encouraged to believe that
there is an effective pill for every illness or that surgery is free of
risk, it is no wonder that the reality is often disappointing.
Misplaced paternalism that tries to "protect" patients from the bad
news merely fuels false hopes and does no one
patient or
clinician
any good in the long run.
Encouraging self reliance
The paternalistic manner in which health care is currently
delivered tends to foster demand, instead of encouraging self reliance.
All too often patients are treated like children who need to be told
what to do and to be reassured, rather than as responsible adults
capable of assimilating information and using it to make informed
choices. Paternalism fosters passivity and dependence, saps self
confidence, and undermines people's ability to cope. Instead of
treating patients as passive recipients of medical care, it is much
more appropriate to view them as partners or
coproducers.19 Their input is essential to defining and
understanding the problem, identifying possible solutions, and managing
the illness.
Patients who are to be treated as coproducers need to be given the
tools for the job. When patients are provided with unbiased, evidence
based information about treatment options, likely outcomes, and self
care, they usually make rational choices that are often more
conservative and involve less risk than their doctors would choose.20 For example, American patients given full
information about the pros and cons of screening for prostate specific
antigen to detect prostate cancer were less likely to undergo the test than those who were not fully informed.9 Appropriate and
cost effective use of health services could be encouraged by investing in tools to help patients make evidence based decisions.21
These decision aids must be provided by reliable, independent
sources that the public trust. Some public funding will be
necessary
the pharmaceutical industry should not be left to make all
the running.
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Quality improvement
If we want to centre quality improvement efforts on the
needs and wishes of patients, we must first understand how things look
through their eyes, and those of their carers. Healthcare providers
have measured patients' satisfaction for many years. Often, however,
these surveys have been conceptually flawed and methodologically weak,
with the focus on managers' agendas rather than the topics most
important to patients.22
A more valid approach is to ask patients to report in detail on their experiences by asking them specific questions about whether or not certain processes and events occurred during a specific episode of care.23 From December 2001, a new programme of surveys in NHS trusts has adopted this approach. Systematic feedback from patients, gained with high quality surveys, will generate information that is more pertinent to patients and healthcare providers at the front line than existing data systems. The success of these surveys will depend on how willing healthcare providers are to use the results to introduce initiatives to improve quality.
Public accountability
The high cost of health care and its demands on the public
purse have led to calls for healthcare facilities to be more
accountable to the public. This demand has resulted in the publication
of performance indicators that allow healthcare facilities to be
compared. These performance indicators are intended to provide
information to be used to determine priorities for quality improvements
as well as a detailed account of how public funds have been used.
Public access to data on the quality of care among different healthcare
providers has developed much further in the United States and Canada
than in the United Kingdom. However, hospital report cards and
physician profiles are now being promoted in the United Kingdom.
Commercial websites, such as Dr Foster (home.drfoster.co.uk), encourage
the public to seek and use systematic information on the quality of
health care. The establishment of new mechanisms to promote choice and
accountability
such as the requirement that each hospital and primary
care trust publishes a prospectus for patients
will further boost
these efforts. This strategy is not without risks, not least that
providers will find ways of "gaming" the system to make their
performance look better than it actually is. It is by no means
inevitable that the trend towards public disclosure will encourage
providers to refocus their efforts on quality
improvement.24
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Summary |
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The lessons learned in the Bristol inquiry were clearly
stated in the report. The changes demanded were well founded and are achievable. What is needed now is clear leadership from the clinical professions, investment in information and training, and a willingness to change established modes of working (box 2).
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Acknowledgments |
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This is a revised version of a paper presented at a conference on improving quality of health care in the United States and United Kingdom on 22-24 June 2001, which was cosponsored by the Commonwealth Fund and the Nuffield Trust.
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Footnotes |
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Funding: None.
Competing interests: AC contributed to one of the seminars of the Bristol inquiry. Picker Institute Europe organises patient feedback surveys for NHS trusts.
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References |
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| 1. | Bristol Royal Infirmary Inquiry. Learning from Bristol: the report of the public inquiry into children's heart surgery at the Bristol Royal Infirmary 1984-1995. London: Stationery Office, 2001. www.bristol-inquiry.org.uk/ (accessed 5 Feb 2001). |
| 2. |
Mercer SW, Watt GCM, Reilly D.
Empathy is important for enablement.
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| 3. | Secretary of State for Health. The NHS plan. London: Stationery Office, 2000. |
| 4. | Donelan K, Blendon RJ, Schoen C, Binns K, Osborn R, Davis K. The elderly in five nations: the importance of universal coverage. Health Affairs 2000; 19: 226-235[Abstract]. |
| 5. | Mulligan J. What do the public think? London: Health Care UK and King's Fund, 2000:12-17. |
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Cockburn J, Pit S.
Prescribing behaviour in clinical practice: patients' expectations and doctors' perceptions of patients' expectations.
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| 7. | Di Blasi Z, Harkness E, Ernst E, Georgiou A, Kleijnen J. Influence of context effects on health outcomes: a systematic review. Lancet 2001; 357: 757-762[CrossRef][Web of Science][Medline]. |
| 8. |
Mullen PD.
Compliance becomes concordance.
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Volk RJ, Cass AR, Spann SJ.
A randomized controlled trial of shared decision making for prostate cancer screening.
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| 10. | Makoul G, Arntson P, Schofield T. Health promotion in primary care: physician-patient communication and decision-making about prescription medications. Soc Sci Med 1995; 41: 1241-1254. |
| 11. | Stevenson FA, Barry CA, Britten N, Barber N, Bradley CP. Doctor-patient communication about drugs: the evidence for shared decision making. Soc Sci Med 2000; 50: 829-840. |
| 12. | Elwyn G, Edwards A, Kinnersley P, Grol R. Shared decision making and the concept of equipoise: the competences of involving patients in healthcare choices. Br J Gen Pract 2000; 50: 892-897[Web of Science][Medline]. |
| 13. |
Dean B, Barber N, Schachter M.
What is a prescribing error?
Q Health Care
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| 14. | Consumers' Association. Patient information leaflets: sick notes? London: Consumers' Association, 2000. |
| 15. | Pyper C, Amery J, Watson M, Crook C, Thomas B. ERDIP online patient access project. Oxford: Bury Knowle Health Centre and Department of Public Health, University of Oxford, 2001. |
| 16. | Vincent C, Young M, Phillips A. Why do people sue doctors? A study of patients and relatives taking legal action. Lancet 1994; 343: 1609-1613[CrossRef][Web of Science][Medline]. |
| 17. | Lavelle-Jones C, Byrne DJ, Rice P, Cuschieri A. Factors affecting quality of informed consent. BMJ 1993; 306: 885-890. |
| 18. |
Coulter A, Entwistle V, Gilbert D.
Sharing decisions with patients: is the information good enough?
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| 19. | Tudor Hart J. Expectations of health care: promoted, managed or shared? Health Expectations 1998; 1: 3-13[CrossRef][Medline]. |
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O'Connor AM, Rostom A, Fiset V, Tetroe J, Entwistle V, Llewellyn-Thomas H, et al.
Decision aids for patients facing health treatment or screening decisions: systematic review.
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Holmes-Rovner M, Llewellyn-Thomas H, Entwistle V, Coulter A, O'Connor A, Rovner DR.
Patient choice modules for summaries of clinical effectiveness: a proposal.
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| 22. | Sitzia J, Wood J. Patient satisfaction: a review of issues and concepts. Soc Sci Med 1997; 45: 1829-1843. |
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Cleary PD, Edgman-Levitan S.
Health care quality: incorporating consumer perspectives.
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| 24. | Marshall MN, Shekelle PG, Leatherman S, Brook RH. The public release of performance data: what do we expect to gain? A review of the evidence. JAMA 2000; 282: 1866-1874. |
(Accepted 3 December 2001)
Nick Dunn School of Medicine, University of
Southampton, Southampton SO16 5ST
nick.dunn{at}soton.ac.uk
Professor Ian Kennedy's report on children's heart
surgery at the Bristol Royal Infirmary is 530 pages long and contains
27 pages of recommendations1; the second half of the
report refers to all healthcare professionals in the NHS. The report is
not easy reading, in terms of either its volume or its content. Angela Coulter has done us all a favour by emphasising one of the main themes
of the report in an easily digestible form.
Patient centredness is not a new concept: Balint was talking about it
nearly 50 years ago.2 The concept has achieved a new
urgency, however, partly because of rising levels of patients' dissatisfaction with the NHS and consequent medicolegal
implications One major obstacle is lack of time. Coulter does not discuss this, and
there is scant discussion in a few paragraphs of the Bristol report,
which ends: "NHS trusts must make sure that the working arrangements
of healthcare professionals allow them the necessary time to
communicate with patients." Surely an indisputable truth, but how is
it to be done? The average time for general practitioners'
consultations is about eight minutes, and hospital consultations often
are equally short. This brevity is not predominantly a matter of
choice, but is due to circumstances. Towle suggests that
"competence" in shared decision making can be shown in a 10 minute
encounter,4 but the time taken to reach meaningful decision sharing will depend very much on the background of patients, their level of intelligence, and the condition under discussion. In
many cases, 10 minutes would allow only an introduction to the problem.
Do all patients want to participate in shared decision making? Probably
not. Elderly patients have often been used to, and like, a
paternalistic approach. Younger patients may favour more open
discussion, but this is not inevitable. The doctor's knowledge of the
patient is vital here, and many general practitioners would favour
keeping consultations involving shared decisions as "a tool I keep in
my back pocket."
The need for up to date, relevant information for patients and
healthcare workers is vital, and Coulter rightly points out the need to
have a sound, and accessible, base of evidence. This is partly a matter
for education and training of healthcare professionals, and partly a
need for well designed and understandable leaflets to provide
information to patients. The use of software to support clinical
decisions deserves to be more widespread. The evidence base for
patients will, of course, need to be updated continually, and
healthcare professionals will need to update themselves as well Coulter's (and Professor Kennedy's) call for patient centred care is
timely, and the case for such an approach is strong. However,
consultation style cannot be imposed on either professional or patient,
and patient centredness is not a cheap option, in terms of either
staffing time or resources.
Competing interests: None declared.
of which Bristol is only one example
and partly because
patient opinion has been seen as a potential lever for general quality
improvement.3 The goal is to make patients and healthcare
professionals equal partners in making clinical decisions. But, is this
goal desirable or achievable?
or
else risk talking at cross purposes with the patient.
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Acknowledgments
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References
1.
Bristol Royal Infirmary Inquiry.
Learning from Bristol: the report of the public inquiry into children's heart surgery at the Bristol Royal Infirmary 1984-1995.
London: Stationery Office, 2001. www.bristol-inquiry.org.uk/ (accessed 5 Feb 2001).
2.
Balint M.
The doctor, his patient and the illness.
In:
London: Tavistock Publications, 1957.
3.
Cleary PD.
The increasing importance of patient surveys.
BMJ
1999;
319:
720-721 4.
Towle A, Godolphin W.
Framework for teaching and learning informed shared decision making.
BMJ
1999;
319:
766-761
© BMJ 2002
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