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Helen Stapleton a Women's Informed Childbearing and Health
Research Group, School of Nursing and Midwifery, University of
Sheffield, Sheffield S3 7ND, b Carmarthenshire NHS
Trust, West Wales General Hospital, Carmarthen SA31 2AF Correspondence to: H
Stapleton h.stapleton{at}sheffield.ac.uk
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Abstract |
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Objective:
To examine the use of evidence based
leaflets on informed choice in maternity services.
Design:
Non-participant observation of 886 antenatal consultations. 383 in depth interviews with women using maternity services and health professionals providing antenatal care.
Setting:
Women's homes; antenatal and ultrasound
clinics in 13 maternity units in Wales.
Participants:
Childbearing women and health
professionals who provide antenatal care.
Intervention:
Provision of 10 pairs of Informed
Choice leaflets for service users and staff and a training session
in their use.
Main outcome measures:
Participants' views and
commonly observed responses during consultations and interviews.
Results:
Health professionals were positive about the leaflets and their potential to assist women in making informed choices, but competing demands within the clinical environment undermined their effective use. Time pressures limited discussion, and
choice was often not available in practice. A widespread belief that
technological intervention would be viewed positively in the event of
litigation reinforced notions of "right" and "wrong" choices
rather than "informed" choices. Hierarchical power structures resulted in obstetricians defining the norms of clinical practice and
hence which choices were possible. Women's trust in health professionals ensured their compliance with professionally defined choices, and only rarely were they observed asking questions or making
alternative requests. Midwives rarely discussed the contents of the
leaflets or distinguished them from other literature related to
pregnancy. The visibility and potential of the leaflets as evidence
based decision aids was thus greatly reduced.
Conclusions:
The way in which the leaflets were
disseminated affected promotion of informed choice in maternity care.
The culture into which the leaflets were introduced supported existing
normative patterns of care and this ensured informed compliance rather
than informed choice.
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What is already known on this topic
High quality information is essential for promoting informed choice but is insufficient by itself What this study adds
Fear of litigation, power hierarchies, and the technological imperative in maternity care limited the choices available Health professionals promoted normative practices rather than choice, and as women valued their opinions this led to the promotion of informed compliance rather than informed choice |
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Introduction |
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The organisation and provision of maternity care in the United Kingdom was challenged when the Changing Childbirth report recommended that it become more "woman centred."1 The 10 research based leaflets (Informed Choice)2 were developed by the Midwives Information and Resource Service to support consumer choice.3 The effectiveness of these leaflets has been studied in a randomised controlled trial which is reported separately.2 To understand the social context in which the leaflets were used we undertook qualitative research alongside, but independently of, the randomised trial.
Attitudes of staff are thought to influence the choices available to
childbearing women
4 5
and decision making in clinical practice.6-8 Organisational culture affects the quality
of health care.9-11 "Socially complex
interventions,"12 such as the Informed Choice
leaflets, should be evaluated within the context in which they are used
and through a prudent combination of qualitative and quantitative
methods.
13 14
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Methods |
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In the randomised controlled trial, 13 maternity units formed 10 clusters, five of which received the intervention of the Informed Choice leaflets between May and December 1998. 3 15 Four female midwifery researchers, including two of the authors (HS and GT), undertook non-participant observation and in depth interviews with health professionals and women, in both intervention and control maternity units (table). All the researchers kept detailed field notes for analysis. We used a grounded theory approach to data collection and analysis16 and the software package QSR NUD*IST17 to organise and interrogate the datasets.
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The combination of qualitative methods enabled us to examine the same issue from a range of different perspectives and to explore beyond "official" accounts of choice and decision making from health professionals and childbearing women.
We obtained approval for the study from the local ethics committee.
Observations
We used observations of antenatal consultations (table) to
identify how the leaflets were used and how informed choice and
decision making occurred in practice. We made detailed field notes
concerning setting, actions, words, and non-verbal cues of all present.
Interviews
We undertook face to face interviews using a semistructured
format. We developed interview guides that were specific to the
different participant groups, but all participants were invited to
discuss the availability and quality of information, including the
Informed Choice leaflets, receiving and conveying information, the meaning of informed choice, and the role of
childbearing women in decision making. We also discussed inferences
made by the researchers about behaviours and interactions during
consultations. More than half of the interviews followed on from
observation sessions, and this enabled us to explore issues, especially
those of a sensitive nature, within the context of a previously
established relationship.
Sampling
Our initial observation sample was "opportunistic," being
determined by the staff on duty and whether they and their clients were
willing to accommodate the researchers. We identified commonly observed
responses, such as pregnant women expressing satisfaction with their
care and complying with the choices offered to them, staff expressing
concern about time pressures, and midwives describing the leaflets as
useful tools. As the research progressed, we sampled more selectively
to ensure that all women of childbearing age, all social classes, and
various current and previous obstetric experiences were represented,
together with women from minority groups. We sampled many more midwives
than other health professionals because they provided most antenatal
care and disseminated most of the leaflets. In an effort to observe and
understand good practice we sampled a small number of midwives in all
maternity units who were described by their managers as excellent in
facilitating informed choice.
Towards the end of the intervention period we selected interviewees to confirm or refute emerging theory. As most staff and women tended to "go with the flow" of routine clinical practices, such sampling thus included women who questioned or declined the choices offered to them and staff who offered choices (and leaflets) withheld by colleagues. For midwives this revealed a link between practice and work setting. Midwives in community or domicilary settings were generally more knowledgeable about women's individual needs and seemed more willing to advocate on their behalf. They also tended to make more openings for women to voice their concerns. Hence, we identified interplay between hierarchy, power, and trust and the impact on information sharing between women and different groups of midwives. We continued to explore themes with all relevant participant groups until repeated, rather than new, information was forthcoming and theoretical saturation was achieved.
We removed identifying information from selected transcripts and shared them with members of the research team and outside experts. This guided future data collection, guarded against any researcher dominating the analytical process, and helped to ensure validity and reliability. 18 19
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Results |
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The "invisible" leaflets
Most health professionals initially expressed positive views about
the principles underpinning the Informed Choice leaflets
(box 1). Within practice settings, however, they were seldom used to
maximum effect. Pragmatic usage resulted in many leaflets being
withheld from women because staff disagreed with the contents of the
leaflet or were concerned because some leaflets promoted choices that
were unavailable locally. Some midwives also made assumptions about the
ability and willingness of women to participate in decision making.
These assumptions were sometimes incorrect.
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The potential of the leaflets was further diluted because they were often given out "wrapped" within advertising materials or concealed within the maternity folder. During interviews, questions about the leaflets usually failed to elicit any response from most women. They often confused them with other information related to pregnancy or indeed denied having received them. It was often only after coaxing by the researcher or after her suggestion that women look within their maternity folder that leaflets were discovered and some comments were forthcoming.
Midwives generally distributed leaflets in routine ways and were rarely observed differentiating them from other information they offered women. Health professionals were seldom observed discussing the leaflets with women or asking them if they understood the information or found it useful. Women rarely initiated discussion about leaflet topics. A few women were complimentary about the leaflets and thought that they had influenced their intentions. Most women, however, did not find them helpful in decision making.
Health professionals under pressure
Most health professionals reported feeling pressured by time
constraints (box 2). Midwives in particular were concerned about
assuming the role of "information broker" without preparation or
the allocation of additional time. Midwives on intervention sites
sometimes viewed the leaflets as a pragmatic solution to time
pressures. Women were often observed accommodating health professionals
by limiting their questions, but some expressed dissatisfaction when
written information was used as an alternative to
discussion.
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Lack of choice in practice |
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Health professionals noted that many leaflets suggested choices that were not available at a local level (box 3). Furthermore, some technological interventions, such as ultrasound scanning and monitoring in labour, have become so routine in maternity care that health professionals no longer perceive them as optional. Women sometimes made choices on the basis of their previous experiences of childbirth but were often met with resistance if their preferences contradicted established clinical norms. Staff sometimes expressed a strong dislike for an option covered by the leaflets to the extent that distribution of some leaflets was terminated on some sites. Women tended to comply with the suggestions of health professionals, and, unless openings were made, they rarely instigated discussion about their own preferences.
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Technology and litigation |
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Researchers observed health professionals driving decision making towards technological intervention by conveying information which either minimised the risk of the intervention or emphasised the potential for harm without the intervention. This seemed to make it difficult for women to hear alternative messages, even from obstetricians. Fear of litigation promoted notions of "right" choices with which clinicians felt clinically secure and which they thought would afford them protection against litigation. Midwives occasionally expressed frustration when such imperatives, rather than evidence based information or client choice, determined the options available. Some women were aware of the influence of technological imperatives on the attitudes of health professionals, and they occasionally experienced this as bullying. Some views are shown in box 4.
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Hierarchy, power, and trust |
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We observed a strong hierarchy within the maternity services, with obstetricians at the top, midwives and health professionals other than doctors in the middle, and pregnant women at the bottom (box 5). This correlates with women's observations that midwives generally exercised little clinical influence compared with doctors. Midwives were concerned about the consequences of recommending options that contradicted obstetrically defined clinical norms. Most of the choices suggested in the leaflets required obstetric support, and hence the options offered tended to reflect the preferences of obstetricians rather than those of pregnant women or midwives. The practice of lower ranking doctors was similarly constrained by power differentials.
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Women who experienced continuity of midwifery care were more likely to
report trusting relationships in which they felt more able to ask
questions. Such relationships, which were rarely encountered in this
study, seemed to reduce imbalances in power and facilitate a
partnership approach to maternity care.20 Women who
questioned practice norms in the absence of such support often reported
feeling undermined and were sometimes mistrusted by health professionals.
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Discussion |
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This qualitative study of evidence based leaflets for pregnant women found that they did not promote informed choice. This was related to time pressures on staff working within a culture that supported existing normative patterns of care rather than informed choice. The hierarchical power structures within the maternity services, and the framing of information in favour of particular options, ensured compliance with the "right" choice.
Health professionals' initial views of the Informed Choice leaflets were generally positive but the ways in which leaflets were distributed or withheld, however, severely diluted their potential benefits. Health professionals, pressured by time and concerned about litigation, rarely discussed the content of the leaflets or promoted their difference from other literature. The resulting invisibility helps to explain why only 70% of women in the intervention sites reported receiving a minimum of one leaflet.15 Such findings are not unique to maternity care or to the use of evidence based decision aids.21
The way in which information is presented influences decision making22 and competing "hierarchies of evidence"14 are known to reduce the credibility of some healthcare choices. Passive dissemination of information is ineffective in changing the behaviour of health professionals.23 Choices that are offered but not actively supported by staff are rarely taken up by pregnant women.24 The absence of opportunities for discussion25 that we observed is also likely to have hindered women in using the leaflets to make (informed) decisions.
The organisational and hierarchical structure of the maternity services worked against maximising the potential of the leaflets. The relative lack of continuity of care observed throughout the study made it difficult for women to follow up on issues raised in a previous consultation or to initiate discussion on leaflets and other topics related to pregnancy. Lack of continuity also precluded the formation of trusting relationships thought necessary to facilitate informed choice.26 Societal and medical expectations tend to normalise technological interventions, and some choices promoted in the leaflets, such as whether to have ultrasound scanning or electronic monitoring in labour, were rarely available in practice because the technology had long been integrated into routine care. Health professionals generally felt responsible for anything that went wrong in maternity care, and a widespread fear of litigation caused many to promote technological interventions, even when they were contradicted by the evidence base of the Informed Choice leaflets.
Choice and decision making seemed to be heavily circumscribed by the pressures and norms of the local obstetric culture. The researchers observed little diversity in clinical practice between individual practitioners or maternity units. Inequalities in power and status were observed to be potent forces in maintaining the status quo, and this made it difficult to promote (informed) choice. As reported elsewhere 27 28 midwives were observed to "frame" information and "steer"29 women towards making the "right" decisions to "protect" themselves and their clients from the consequences of inadvertently disrupting the status quo. Informed choice was therefore equated with making the locally defined "right" choice in accordance with the authoritative knowledge and experience of senior obstetricians. Unequal power relations resulted in bias towards the "objective" knowledge of health professionals and marginalised women's subjective knowledge.30 Hence, power differentials served to reinforce informed compliance with the right choice rather than encourage informed choice. Hierarchical structures in the maternity services also made it difficult for lower ranking practitioners to support women in going against these right choices. There was little evidence to suggest that concepts such as partnership20 or shared decision making31 were understood by staff who generally were observed to seek women's compliance with the professionally defined right choices.
Childbearing women generally complied with expected norms in their encounters with staff, who they perceived as busy people with many demands on their time. Our results show that cultural barriers within the maternity services encourage informed compliance, even though staff adopted the rhetoric of informed choice.
Conclusions and implications
The results of this study are not specific to maternity units in
Wales as similar issues have been identified in units that
independently purchased the leaflets.15 These leaflets are
unlikely to promote informed choice in maternity care unless they are
introduced as part of a coherent strategy addressing power imbalances
and the ambiguities currently underpinning choice. The
concept of informed choice carries great potential to resolve many of
the issues faced by maternity services today, with informed choice and
partnership in decision making lessening the burden of responsibility
presently experienced by health professionals. From this and other
research we can begin to understand the barriers facing the
implementation of research based evidence and the use of decision aids
for informed choice in various clinical
settings.
14 21 26
The additional barriers we have
identified are unlikely to be unique to maternity care. Their removal,
however, will entail considerable cultural change at all levels of the
maternity services.
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Acknowledgments |
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We thank the women, health professionals and managers, representatives of consumer groups and other organisations, and non-NHS antenatal teachers who contributed to the research. We also thank the project advisory group; colleagues and friends who assisted the research team in many ways including critical reading of work in progress; the National Childbirth Trust, who kindly agreed to withhold dissemination of a range of their leaflets on pregnancy related topics until our study was complete; and MIDIRS (Midwives Information and Resource Service) for answering our many queries and for withholding sales of the Informed Choice leaflets to control maternity units participating in the research until the end of the intervention period.
Contributors: HS advised on the study design, coordinated the qualitative research team, assisted in the qualitative data collection, conducted most of the data analysis, and participated in writing the paper. MK designed the study, supervised the qualitative data collection, and assisted in data analysis and writing the paper. GT contributed to the qualitative data collection and analysis. Donna Mead, Barbara Bale, Laurence Moseley, Sandy Kirkman, Heather Rothwell, David Cohen, and Penny Curtis were members of the research team for the wider study. Jane Durell was the project administrator. HS and MK are the guarantors.
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Footnotes |
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Funding: Department of Health. The Welsh Office funded the translation into Welsh of the women's version of the Informed Choice leaflets and the transcribing of interviews conducted in Welsh.
Competing interests: None declared.
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(Accepted 5 October 2001)
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