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from causes to prevention?
Frances Stewart Development Studies, Queen
Elizabeth House, Oxford OX1 3LA frances.stewart{at}queen-elizabeth-house.oxford.ac.uk
Poverty and political, social, and economic inequalities
between groups predispose to conflict; policies to tackle them will reduce this risk
Eight out of 10 of the world's poorest countries are
suffering, or have recently suffered, from large scale violent
conflict. Wars in developing countries have heavy human, economic, and
social costs and are a major cause of poverty and underdevelopment. The extra infant deaths caused by the war in Cambodia, for example, were
estimated to be 3% of the country's 1990 population.1 Most current conflicts, such as in the Sudan or the Congo, are within
states, although there is often considerable outside intervention, as
in Afghanistan. In the past 30 years Africa has been especially badly
affected by war (see fig 1).
This article reviews the evidence on the root causes of conflict and
suggests some policy responses that should be adopted to reduce the
likelihood of future war.
Many groups of people who fight together perceive themselves as
belonging to a common culture (ethnic or religious), and part of the
reason that they are fighting may be to maintain their cultural
autonomy. For this reason, there is a tendency to attribute wars to
"primordial" ethnic passions, which makes them seem intractable. This view is not correct, however, and diverts attention from important
underlying economic and political factors.
Although a person's culture is partly inherited it is also constructed
and chosen, and many people have multiple identities.2 Many of the ethnic identities in Africa that today seem to be so strong
were "invented" by the colonial powers for administrative purposes
and have only weak origins in precolonial Africa.3 Their
boundaries are generally fluid, and they have rightly been described as
"fuzzy sets."4
In wars political leaders may deliberately "rework historical
memories" to engender or strengthen this identity in the competition for power and resources. For example, in the conflict in Matebeland in
post-independence Zimbabwe, Ndebele identity was used to advance political objectives.5 Other well known examples include
the Nazis in Germany, the Hutus in Rwanda (fig 2), and, today, the emphasis on Muslim consciousness by the Taliban and
others.
Four economic hypotheses have been put forward to explain
intra-state wars, based on factors related to group motivation, private
motivation, failure of the social contract, and environmental degradation.
Group motivation hypothesis
Summary points
Wars are a major cause of poverty, underdevelopment, and ill
health in poor countries
The incidence of war has been rising since 1950, with most wars being
within states
Wars often have cultural dimensions related to ethnicity or religion,
but there are invariably underlying economic causes too
Major root causes include political, economic, and social inequalities;
extreme poverty; economic stagnation; poor government services; high
unemployment; environmental degradation; and individual (economic)
incentives to fight
To reduce the likelihood of wars it is essential to promote inclusive
development; reduce inequalities between groups; tackle unemployment;
and, via national and international control over illicit trade, reduce
private incentives to fight

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Fig 1.
Number of armed conflicts by level, 1946-2000.
(Adapted from Gleditsch NP, Wallensteen P, Eriksson M, Sollenberg M,
Strand H. Armed conflict 1946-2000: a new dataset.
www.pcr.uu.se/workpapers.html)
![]()
The cultural dimension of war

Fig 2.
Victims of a massacre by Hutus in Rwanda
![]()
Economic factors which predispose to war
Since intra-state wars mainly
consist of fighting between groups, group motives, resentments, and
ambitions provide motivation for war.
4 6 7
Groups may be
divided along cultural or religious lines, by geography, or by class.
Group differences only become worth fighting for, however, if there are
other important differences between groups, particularly in the
distribution and exercise of political and economic
power.8 In this situation relatively deprived groups are
likely to seek (or be persuaded by their leaders to seek) redress.
Where political redress is not possible they may resort to war.
Resentments inspired by group differences, termed horizontal
inequalities, are a major cause of war. These group differences have
many dimensions
economic, political, and social (see table ).
Relatively privileged groups may also be motivated to fight to protect
their privileges against attack from relatively deprived
groups.6
Private motivation hypothesis
War confers benefits on
individuals as well as costs which can motivate people to
fight.
9 10
Young uneducated men, in particular, may gain
employment as soldiers. War also generates opportunities to loot,
profiteer from shortages and from aid, trade arms, and carry out
illicit production and trade in drugs, diamonds, timber, and other
commodities. Where alternative opportunities are few, because of low
incomes and poor employment, and the possibilities of enrichment by war
are considerable, the incidence and duration of wars are likely to be
greater. This "greed hypothesis" has its base in rational choice economics.
10 11
Failure of the social contract
This derives from the view
that social stability is based on a hypothetical social contract between the people and the government. People accept state authority so
long as the state delivers services and provides reasonable economic
conditions (employment and incomes). With economic stagnation or
decline, and worsening state services, the social contract breaks down,
and violence results. Hence high and rising levels of poverty and a
decline in state services would be expected to cause
conflict.12
Green war hypothesis
This points to environmental
degradation as a source of poverty and cause of
conflict.
13 14
For example, rising population pressure
and falling agricultural productivity may lead to land disputes.
Growing scarcity of water may provoke conflict.15 This
hypothesis contradicts the view that people fight to secure control
over environmental riches.
10 16
The four hypotheses are not mutually exclusive. For example, the
conflict in the Sudan is an example of both horizontal inequality (with
people in the south being heavily deprived) and powerful private gains
that perpetuate the struggle.9 While environmental poverty
has plausibly been an important factor in the conflict in Rwanda, it
does not seem to have been in the former Yugoslavia.
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The evidence underpinning the hypotheses |
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Evidence from case studies and statistical analyses suggest that each hypothesis has something to contribute to explaining conflict.
Group inequality
There is consistent evidence of sharp
horizontal inequalities between groups in conflict.17
Group inequalities in political access are invariably observed
hence
the resort to violence rather than seeking to resolve differences
through political negotiation. Group inequalities in economic
dimensions are common, although not invariably large (such as in
Bosnia18). Horizontal inequalities are most likely to lead
to conflict where they are substantial, consistent, and increasing over
time. Although systematic cross country evidence is rare, one study
classified 233 politicised communal groups in 93 countries
according to political, economic, and ecological differences and
found that most groups suffering horizontal inequalities had taken some
action to assert group interests, ranging from non-violent protest to
rebellion.4
Private motivation
The view that private motivation plays
an important role in prolonging, if not causing, conflict in some countries is well supported by work in the Sudan, Sierra Leone, and
Liberia.
9 19 20
Collier and Hoeffler tested the greed hypothesis (albeit with a rather crude measure of resource riches) and
found a significant association with conflict, although this has been
challenged.21 They also found that greater male education to higher secondary level reduced the risk of war. They concluded that
"greed" outperforms grievance in explaining conflict.
Failure of the social contract
Econometric studies show
that the incidence of conflict is higher among countries with low per
capita incomes, life expectancy, and economic
growth.
10 12 22
However, many statistical investigations
of the association between vertical income distribution and conflict
produce differing results.
10 12 23
It has been suggested
that funding programmes from the International Monetary Fund
usually
associated with cuts in government services
cause conflicts, but
neither statistical nor case study evidence supports this, perhaps
because countries on the verge of conflict do not generally qualify for
such programmes.
12 24
Green war hypothesis
Here the evidence is contradictory. It
seems that both environmental poverty and resource riches can be
associated with conflict.
13 16 25
Environmental stress tends to make people prone to violence as they seek alternatives to
desperate situations (as in Rwanda), while resource riches give strong
motivation to particular groups to gain control over such resources (as
in Sierra Leone).
Although none of the four hypotheses solely explains all conflicts,
they do identify factors likely to predispose groups to conflict.
Clearly some explanations hold in some situations and not in others,
but one factor that all studies have found to be important is a history
of conflict. This is because the same structural factors that
predisposed to war initially often continue, and because mobilising
people by calling on group memories is more effective if there is a
history of conflict.
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Policies to reduce the likelihood of war |
|---|
The research summarised above suggests some important policy
conclusions for conflict-prone countries. One is that policies to
tackle poverty and environmental degradation will reduce the likelihood
of war, as well as being critical development objectives. Reducing
large horizontal inequalities is essential to eliminate a major source
of conflict. Policies that diminish private incentives to fight,
especially once conflict is under way, are also needed. Above all,
there is a need to secure inclusive government
from political,
economic, and social perspectives
and a flourishing economy so that
all major groups and most individuals gain from participation in the
normal economy.
From a political perspective, inclusive government is not simply
a matter of democracy; majority based democracy can lead to oppression
of minorities. Conflict is greatest in semi-democracies or governments
in transition and least among established democracies and authoritarian
regimes.26 Democratic institutions must be inclusive at
all levels
for example, voting systems should ensure that all major
groups are represented in government. The recent constitution adopted
for government in Northern Ireland and the proposals for Afghanistan
and Burundi are examples of this.
Economic and social policies are needed to systematically reduce horizontal inequalities. Policies towards investment, employment, education, and other social services should aim at reducing imbalances and inequalities. Such policies need to be introduced cautiously since action to correct horizontal inequalities has occasionally provoked conflict by the group whose privileged position is being weakened, notably in Sri Lanka.
A major problem is that the government of a conflict-prone country may resist such action, since it may be the beneficiary of the imbalances. Outside agencies can point to the need to reduce horizontal inequalities, but ultimately such policies must depend on domestic actors.
In the short term, policies to change private incentives to fight
include providing employment schemes and credit to young men. In the
longer term, extending education and achieving inclusive development
will enhance peacetime opportunities. Better control and legitimacy of
international markets in drugs, timber, diamonds, etc, should reduce
opportunities to profit from illegal trade during war.
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Conclusion |
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Although this article has concentrated on the causes of conflict within countries, much of the analysis is relevant to the international situation. The sharp economic and social differences between Western societies and the Muslim world are a clear example of international horizontal inequalities. These, together with the widespread impoverishment in many Muslim countries, permit leaders such as Osama Bin Laden and Saddam Hussein to mobilise support only too effectively along religious lines.
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Additional educational resources
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Acknowledgments |
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I thank the editor and two referees for their helpful comments.
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Footnotes |
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Competing interests: None declared.
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References |
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| 1. | Stewart F, Fitzgerald V, eds. War and underdevelopment: the economic and social consequences of conflict. Oxford: Oxford University Press, 2001. |
| 2. | Turton D. War and ethnicity: global connections and local violence in north east Africa and former Yugoslavia. Oxford Dev Stud 1997; 25: 77-94. |
| 3. | Ranger T. The invention of tradition in colonial Africa. In: Hobsbawm E, Ranger T, eds. The invention of tradition. Cambridge: Canto, 1983:211-262. |
| 4. | Gurr TR. Minorities at risk: a global view of ethnopolitical conflicts. Washington DC: Institute of Peace Press, 1993. |
| 5. | Alexander J, McGregor J, Ranger T. Ethnicity and the politics of conflict: the case of Matabeleland. In: Nafziger EW, Stewart F, Vayrynen R, eds. War, hunger and displacement: the origin of humanitarian emergencies. Oxford: Oxford University Press, 2000:305-336. |
| 6. | Horowitz D. Ethnic groups in conflict. Berkeley: University of California Press, 1985. |
| 7. | Stewart F. Horizontal inequalities as a source of conflict. In: Hampson F, Malone D, eds. From reaction to prevention. London: Lynne Rienner, 2001:105-136. |
| 8. | Cohen A. Two-dimensional man: an essay on the anthropology of power and symbolism in complex society. Berkeley: University of California Press, 1974. |
| 9. | Keen D. The benefits of famine: a political economy of famine relief in southwestern Sudan 1883-1989. Princeton: Princeton University Press, 1994. |
| 10. | Collier P, Hoeffler A. Greed and grievance in civil war. Washington DC: World Bank, 2000:42. |
| 11. | Hirshleifer J. The dark side of the force. Econ Inquiry 1994; 32: 1-10. |
| 12. | Nafziger EW, Auvinen J. The economic causes of humanitarian emergencies. In: Nafziger EW, Stewart F, Vayrynen R, eds. War, hunger and displacement: the origin of humanitarian emergencies. Oxford: Oxford University Press, 2000:91-145. |
| 13. | Homer-Dixon T. Environmental scarcities and violent conflict: evidence from cases. Int Secur 1994; 19(1): 5-40. |
| 14. | Kaplan R. The coming anarchy: how scarcity, crime, overpopulation and disease are threatening the social fabric of our planet. Atlantic Monthly 1994(Feb):44-74. |
| 15. | Swain A. Water scarcity as a source of crises. In: Nafziger EW, Stewart F, Vayrynen R, eds. War, hunger and displacement: the origin of humanitarian emergencies. Oxford: Oxford University Press, 2000:179-205. |
| 16. | Fairhead J. The conflict over natural and environmental resources. In: Nafziger EW, Stewart F, Vayrynen R, eds. War, hunger and displacement: the origin of humanitarian emergencies. Oxford: Oxford University Press, 2000:147-178 |
| 17. | Nafziger EW, Stewart F, Vayrynen R, eds. War, hunger and displacement: the origin of humanitarian emergencies. Oxford: Oxford University Press, 2000. |
| 18. | Kotouc E. The causes of violent conflict in Bosnia and the contemporary effort to establish lasting peace [thesis]. In: Oxford: University of Oxford, 2001. |
| 19. | Keen D. Sierra Leone: war and its functions. In: Stewart F, Fitzgerald V, eds. War and underdevelopment: the economic and social consequences of conflict. Oxford: Oxford University Press, 2001:155-175. |
| 20. | Reno W. Warlord politics and African states. Boulder, CO: Lynne Rienner, 1998. |
| 21. | Cramer C. Homo economicus goes to war: methodological individualism, rational choice and the political economy of war. London: School of Oriental and African Studies, 2001. |
| 22. | Elbadawi I, Sambanis N. How much war will we see? Estimating incidence of civil war in 161 countries. Washington DC: World Bank, 2001. |
| 23. | Lichbach MI. An evaluation of "Does economic inequality breed political conflict?" studies. World Politics 1989; 41: 431-470[CrossRef]. |
| 24. | Morrisson C. Stabilisation programmes, social costs, violence and humanitarian emergencies. In: Nafziger EW, Stewart F, Vayrynen R, eds. War, hunger and displacement: the origin of humanitarian emergencies. Oxford: Oxford University Press, 2000:207-237. |
| 25. | André C, Platteau J-P. Land tenure under unendurable stress: Rwanda caught in the Malthusian trap. Namur: Centre de Recherche en Economie du Développement (CRED), Facultés universitaires Notre-Dame de la Paix, 1996:49. |
| 26. | Reynal-Querol M. Ethnicity, political systems and civil war. J Conflict Resolution (in press). (www.worldbank.org/research/conflict/papers/ethnicity.pdf) |
from causes to prevention?
Douglas Holdstock a Medact, 601 Holloway Road, London N19 4DJ, b Medipaz,
Apdo Postal P-191, Managua 2, Nicaragua
Correspondence to: D Holdstock
mary.holdstock{at}ntlworld.com
Modern war is not an expression of innate aggression but an
economic and social construction.1 It is an attempt to
settle, by violence, disputes over political power, territorial and
ethnic issues, and societal stresses such as injustice and poverty. It is vital to address the roots of conflict. It is equally important to
reduce the supply of arms, particularly to developing countries, as
almost all of the approximately 30 currently active conflicts are in
less developed countries,2 which, as Stewart notes, carry
the main burden of deaths from war. According to the UN Development
Programme, global military spending has fallen from a cold war peak of
about $1 trillion (£709 million million) to around $750bn in 2000.
Treaties to regulate weapons (principally of mass destruction) do
exist,3 but they need to be ratified by all UN members states, which should allow full scope for verification. It is regrettable that the United States is obstructing verification of the
Biological Weapons Convention. Conflicts in developing countries are
fought with conventional weapons, particularly small arms, which are
recycled from one conflict to another and are light and simple to
handle, even by children. The United Nations is attempting to curb the
illicit trade in small arms, and a more radical treaty to limit arms
transfers is being promoted by non-governmental organisations such as
Oxfam. Destruction of arms should follow the end of conflict, and this
could be facilitated by offering combatants retraining in exchange for
arms.4
Stewart emphasises the importance of a history of conflict and
comments that structural factors predisposing to war may persist. But
many conflicts in developing countries To play its intended role
such as Afghanistan, Angola,
and Nicaragua
began as cold war proxies. The European Union has made
war between its members effectively unthinkable. Similar bodies, such
as the Organisation for African Unity and others in Asia and Latin
America, are developing and are likely to promote similar cohesion.
Free dialogue between such groups at all levels is vital to reduce the
very real risk of them becoming opposing "superstates" with an
ethnic or religious basis.
to "save succeeding generations from the
scourge of war"
the United Nations must be reformed and strengthened. Member states must not undertake military action without
UN authorisation; its role should not be confined to picking up the
pieces after conflict.5 Eradication of war will not be
easy but can be achieved piecemeal over time, and health workers have a
key role.6 There is a medical model
the elimination of
smallpox and soon of polio by surveillance, treatment, and preventive
measures
for turning a vision into reality.
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References |
|---|
| 1. | Groebel J, Hinde RA, eds. Aggression and war: their biological and social bases. Cambridge: Cambridge University Press, 1989. |
| 2. |
Wallensteen P, Sollenberg M.
Armed conflict, 1989-2000.
J Peace Res
2001;
38:
629-644 |
| 3. | Holdstock D. War: from humanitarian relief to prevention. In: McKee M, Garner P, Stott R, eds. International co-operation in health. Oxford: Oxford University Press, 2001:109-126. |
| 4. | Renner M. Small arms, big impact: the next challenge of disarmament. Washington DC: Worldwatch Institute, 1997. |
| 5. | Commission on Global Governance. Our global neighbourhood. Oxford: Oxford University Press, 1995. |
| 6. |
MacQueen G, Santa-Barbara J.
Peace building through health initiatives.
BMJ
2000;
321:
293-296 |
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