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Stephen Scott a Institute of Psychiatry, King's College
London, London SE5 8AF, b St George's Hospital, Medical School,
London SW17 0RE, c Maudsley Hospital, London SE5
8AZ Correspondence to: S Scott
s.scott{at}iop.kcl.ac.uk
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Abstract |
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Objective:
To see whether a behaviourally based group parenting programme, delivered in regular clinical practice, is an
effective treatment for antisocial behaviour in children.
Design:
Controlled trial with permuted block design with allocation by date of referral.
Setting:
Four local child and adolescent mental
health services.
Participants:
141 children aged 3-8 years referred
with antisocial behaviour and allocated to parenting groups (90) or waiting list control (51).
Intervention:
Webster-Stratton basic videotape
programme administered to parents of six to eight children over 13-16 weeks. This programme emphasises engagement with parental emotions,
rehearsal of behavioural strategies, and parental understanding of its
scientific rationale.
Main outcome measures:
Semistructured parent interview
and questionnaires about antisocial behaviour in children administered
5-7 months after entering trial; direct observation of parent-child interaction.
Results:
Referred children were highly antisocial
(above the 97th centile on interview measure). Children in the
intervention group showed a large reduction in antisocial behaviour;
those in the waiting list group did not change (effect size between groups 1.06 SD (95% confidence interval 0.71 to 1.41), P<0.001). Parents in the intervention group increased the proportion of praise to
ineffective commands they gave their children threefold, while control
parents reduced it by a third (effect size between groups 0.76 (0.16 to
1.36), P=0.018). If the 31 children lost to follow up were included in
an intention to treat analysis the effect size on antisocial behaviour
was reduced by 16%.
Conclusions:
Parenting groups effectively reduce
serious antisocial behaviour in children in real life conditions.
Follow up is needed to see if the children's poor prognosis is
improved and criminality prevented.
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What is already known on this topic
What this study adds
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Introduction |
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Aggression and fighting are part of normal child development and can help children to assert and defend themselves. Persistent, poorly controlled antisocial behaviour, however, is socially handicapping and often leads to poor adjustment in adults.1 It occurs in 5% of children,2 and its prevalence is rising.3 The children live with high levels of criticism and hostility from their parents and are often rejected by their peers.3 Truancy is common, most leave school with no qualifications, and over a third become recurrent juvenile offenders.4 In adulthood, offending usually continues, relationships are limited and unsatisfactory, and the employment pattern is poor. The long term public cost from childhood for individuals with this behaviour is up to ten times higher than for controls and involves many agencies.5
Antisocial behaviour accounts for 30-40% of referrals to child mental
health services.6 Most referrals meet general clinical diagnostic guidelines for conduct disorder from ICD-10 (international classification of diseases, 10th revision), which require at least one
type of antisocial behaviour to be marked and persistent. Rather fewer
meet the diagnostic criteria for research, which for the oppositional
defiant type of conduct disorder seen in younger children require at
least four specific behaviours to be present.7 The early
onset pattern
typically beginning at the age of 2 or 3 years
is
associated with comorbid psychopathology such as hyperactivity and
emotional problems, language disorders, neuropsychological deficits
such as poor attention and lower IQ, high heritability,8
and lifelong antisocial behaviour.9 In contrast, teenage
onset antisocial behaviour is not associated with other disorders or
neuropsychological deficits, is more environmentally determined than
inherited, and tends not to persist into adulthood.9
Harsh, inconsistent parenting is strongly associated with antisocial behaviour in children,4 but whether this is a cause or consequence or is due to a common genetic predisposition has been less clear.3 The pioneering work of Patterson and colleagues showed that parents had a causal role in maintaining antisocial behaviour by giving it attention and in extinguishing desirable behaviour by ignoring it.10 This led to behaviourally based training interventions for parents, which have been shown to be effective in many studies in the United States.11
Most trials of parenting programmes have been carried out in specialised university research clinics by the team who invented the treatment, who are highly motivated, extensively trained, and deal only with antisocial behaviour. Many trials used volunteers or people selected by referrers as willing to take part in parenting projects, thus excluding many disorganised, unmotivated, or disadvantaged families, who have the most antisocial children.2 A review of meta-analyses of published trials of psychological treatments for childhood disorders found that in university settings the effect size was large, from 0.71 to 0.84 SD.12 In contrast, a review of six studies of outcome in regular service clinics since 1950 showed no significant effects,12 and a large trial offering unrestricted access to outpatient services found no improvement.13 Reasons suggested for the poor outcome in clinic cases include that they have more severe problems, come from more distressed families, and receive less empirically supported interventions from staff with heavier caseloads. Some have concluded that though child psychotherapy works, the bad news is that it doesn't in real life. The true picture may be even less encouraging as none of the clinic trials included an intention to treat analysis.
As far as we are aware there has been no substantial controlled trial
of parenting programmes or any other treatment for antisocial behaviour
in Europe. We investigated whether a behaviourally based parenting
programme would be effective in everyday NHS practice, with standard
referrals to child mental health services and regular clinic staff to
carry out the intervention. Our hypothesis was that children whose
parents received management training would become less antisocial than
those whose parents received no such training.
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Methods |
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Protocol
Study population
The trial took place from 1995-9 in
four NHS child and adolescent mental health services: Croydon,
Brixton/Belgrave/Camberwell, St George's (all south London); Chichester (West Sussex). The relevant ethics committees approved the
project. Eligible children were all those aged 3 to 8 years who were
referred for antisocial behaviour to their local multidisciplinary child and adolescent mental health service. Exclusion criteria were
clinically apparent major developmental delay, hyperkinetic syndrome,
or any other condition requiring separate treatment. Parents had to be
able to understand English and attend at group times. Written consent
was obtained.
We used the basic videotape parent training
programme developed by Webster-Stratton.14 This has proved
highly successful in trials from the university parenting clinic of its originator.15 Voices were dubbed into English accents. The
parents of six to eight children were seen as a group for two hours
each week over 13-16 weeks; the children did not take part, and no other treatment was given. The programme covered play, praise and
rewards, limit setting, and handling misbehaviour. In each session, two
group leaders showed videotaped scenes of parents and children
together, which depict "right" and "wrong" ways of handling
children. Parents discussed their own child's behaviour and were
supported while they practised alternative ways of managing it. Each
week tasks were set for parents to practise at home and telephone calls
made to encourage progress. Therapists held regular jobs in their local
service, came from a range of disciplines, and were trained over three
months. Intervention sessions were videotaped, and weekly supervision
meetings were held to ensure adherence to the
manual.14
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Intervention programme
Content
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inter-rater reliability statistic on 20 randomly selected interviews was 0.84 for the conduct problems scale,
0.81 for the hyperactivity scale, and 0.76 for the emotional problems
scale. We also used the strengths and difficulties
questionnaire (SDQ)17 and the child behaviour checklist.18 In the parent defined problems
questionnaire, the parent lists the three problems they would most
like to see changed and indicates the severity of each on a 10 cm line
labelled "not a problem" at one end and "couldn't be worse" at
the other. The parent daily report questionnaire records 36 behaviours
as present or absent each day for a week.19 This measure
is widely used as an alternative to prolonged direct observation in the
home by an independent observer. A diagnosis of conduct disorder
(oppositional defiant type) was made if ICD-10 research criteria
were met at interview.7 Finally, parents were directly
observed. An 18 minute structured play task20 was
given to the mother and child at home and videotaped. We randomly
selected 20 cases, which an assessor blind to their status coded using
a manual.21 The assessor counted parental praise and
inappropriate commands and combined them to give a ratio. Intraclass
correlation coefficients were 0.96 and 0.97, respectively.
Calculation of sample size
We designed the trial to detect
a minimum important difference in effect size of 0.6 SD on the primary
outcome measure. To be detected with 80% power at
=0.05, with a 2:1
allocation ratio, this would require groups of 68 and 34 (total 102).
Analysis strategy
We use analysis of variance over
time, covarying for age and sex, to test for an interaction between
time and arm of trial. We analysed all allocated cases for which we had
follow up data, irrespective of how much intervention was received. We
also carried out an intention to treat analysis, in which we analysed
data from all allocated cases, including those lost to follow up, for
which we assumed there was no change since first assessment.
Assignment
In each centre we allocated participants to intervention or
control (waiting list) using a permuted block design.22 Each block consisted of a
consecutive three month period, during which all eligible referrals
were allocated to one arm of the trial. This design was chosen with the
aim of recruiting at least six cases per parenting group, with the
assumption that 5-15 cases were referred in each block. Allocation was
determined by date of receipt of referral letter. Participants in the
control arm were offered treatment after completion of the trial.
Masking
Parents were blind to allocation at the initial assessment;
interviews were carried out by researchers blind to the duration or
sequence of blocks. Follow up assessments were carried out by a
different researcher to avoid the parent giving socially desirable
responses, but blinding at this stage was often not possible as parents
talked about treatment.
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Results |
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Participants
The figure shows participant flow and
follow up. No parents of a child allocated to the waiting list
received a parenting programme, and no parents of a child allocated to the parenting group were returned to the waiting list. No child received psychotropic medication. Table 1 gives characteristics of the
referred children. Compared with population norms, mean scores
were above the 97th centile for conduct problems, above the 90th
centile for hyperactivity, and above the 78th centile for emotional
problems. There were no significant differences between groups. Table 2
gives details of family characteristics; most were poor and
disadvantaged. There were no significant differences between
groups.
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Programme attendance and cost
The mean attendance was 9.1 (SD 4.2) sessions. Thirteen (18%) of the 73 families attended four or
fewer times, which we consider dropping out, and 60 (82%) attended five or more, which we consider reasonable compliance. The programme cost £571 per child compared with £563 for usual individual treatment of six sessions, calculated with standard economic
methods.5
Child behaviour
Table 3 gives results on the outcome
measures from the semistucured interview. For antisocial
behaviour, control children showed no change and intervention children
showed a large improvement. A similar picture was seen on all other
outcome measures. Parentally defined problems in the child included
hitting people, running away, and fighting with sibling. Intention to treat analysis reduced the effect size by 16% on the primary outcome measure (antisocial behaviour) and by -6% to 36% (mean 22%) on the
secondary measures. Symptoms of hyperactivity reduced significantly, as
did overall emotional and behaviour problems.
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Clinical significance
The mean initial score for conduct
problem on interview was above the 97th centile on population means, well into the clinical range. After intervention it fell to below the
82nd centile, within the normal range. However, 21% of children in the
intervention group failed to improve by at least 0.3 SD, and a third
still met research criteria for oppositional defiant disorder.
Parental behaviour
The ratio of praise to inappropriate
commands increased threefold in the intervention group but fell by a
third in the controls (table 3).
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Discussion |
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The children recruited to this study were initially behaving in a highly aggressive and antisocial way; many were also hyperactive and had emotional problems. Most lived in deprived circumstances and were at high risk of later juvenile delinquency and social exclusion. The children of parents allocated to parenting groups showed a large reduction in antisocial behaviour, but those in the control group did not improve. After the intervention, parents were giving their children far more praise to encourage desirable behaviour and more effective commands to obtain compliance. Attendance at parenting groups was good, despite the population being notoriously hard to engage.
Methodological considerations
Sequential block designs can lead to biased allocation. Referrers,
clinic staff, and parents might all have tried to influence allocation.
However, at the time of referral, referrers did not know of the
existence of the trial and were unaware of duration or sequence of
blocks. Clinic staff and parents were unaware of the duration and
sequence of blocks, and parents were not informed of allocation until
after the first assessment.4 Our trial incorporated
several features to avoid this bias, and there was no evidence that
groups differed. Effects were shown across three different measurement
perspectives: parental perception, investigator based criteria, and
direct observation. No measure was taken of child behaviour in school
as there was no intervention in this setting. Planned future studies
include a follow up to see whether the improvements persist and a
comparison with usual clinic treatment.
Implications for services
This intervention is an effective, evidence based treatment for
antisocial behaviour in children in real life conditions. It works well
with disadvantaged families and costs no more than conventional
treatment. Groups could be delivered in community settings rather than
in mental health services to reduce stigma and increase
accessibility.23 However, parenting groups should not
automatically be offered as the only intervention for antisocial
behaviour. Careful assessment of children is necessary as a proportion
(a third in this trial) have coexistent psychiatric diagnoses, such as
the hyperkinetic syndrome, post-traumatic stress disorder, and
encopresis, that require additional treatment. Such children were
excluded from this trial only because the additional treatment would
have made it hard to interpret which intervention was changing
antisocial behaviour. We believe that in most cases parent training
would be a beneficial and easily combined treatment.
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Acknowledgments |
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We thank all participating parents, clinic staff, and intervention staff for their help; Jenny Price for data collection; Drs Byrne, Dare, Fitzpatrick, Nikapota, Subotsky, Warren, and Weeramanthri for arranging access to families; Professor Graham Dunn for advice on design and statistics, and Professor Webster-Stratton for advice and encouragement on the intervention.
Contributors. SS initiated the research, was the principal investigator, was responsible for the design and execution of the study, coordinated with clinicians, managed the St George's site, trained the researchers to use the measures, developed the observational coding scheme, participated in data interpretation, and wrote the paper. QS carried out the statistical analysis, managed the Chichester site, participated in data collection, and contributed key ideas. MD managed and participated in the data collection, managed the south London sites, and contributed core ideas. BJ helped to plan and run the project and contributed ideas to evaluation and intervention strategies. HA developed the coding scheme, rated the videotapes, and participated in data collection. SS and QS are guarantors.
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Footnotes |
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Funding: NHS Research and Development Executive; Sussex Weald and Downs NHS Trust. SS received a Wellcome research training fellowship during the first year.
Competing interests: None declared
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References |
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| 1. |
Scott S.
Aggressive behaviour in childhood.
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| 2. | Meltzer H, Gatward R, Goodman R, Ford T. The mental health of children and adolescents in Great Britain. London: Office of National Statistics, 2000. |
| 3. | Rutter M, Hagell A, Giller H. Antisocial behaviour by young people. Cambridge: Cambridge University Press, 1998. |
| 4. | Farrington DP. The development of offending and antisocial behaviour from childhood: key findings from the Cambridge study in delinquent development. J Child Psychol Psychiatry 1995; 36: 929-964[Medline]. |
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Scott S, Knapp M, Henderson J, Maughan B.
Financial cost of social exclusion: follow up study of antisocial children into adulthood.
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| 6. | Audit Commission. Children in mind. In: London: Audit Commission, 1999. |
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The ICD-10 classification of mental and behavioural disorders diagnostic criteria for research.
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| 8. | Silberg J, Meyer J, Pickles A, Simonoff E, Eaves L, Hewitt J, et al. Heterogeneity among juvenile antisocial behaviours: findings from the Virginia twin study of adolescent behaviour. In: Bock G, ed. Genetics of criminal and antisocial behaviour. London: Wiley, 1996. |
| 9. | Moffitt T. Adolescence-limited and life-course-persistent antisocial behaviour: a developmental taxonomy. Psychol Rev 1993; 100: 674-701[CrossRef][Medline]. |
| 10. | Patterson GR. Coercive family process. Eugene, OR: Castalia, 1982. |
| 11. | Kazdin AE. Parent management training: evidence, outcomes, and issues. J Am Acad Child Adol Psychiatry 1997; 36: 10-18. |
| 12. | Weisz J, Weiss B, Donenberg GR. The lab versus the clinic: effects of child and adolescent psychotherapy. Am Psychol 1992; 47: 1578-1585[CrossRef][Medline]. |
| 13. | Andrade AR, Lambert WL, Bickman L. Dose effect in child psychotherapy: outcomes associated with negligble treatment. J Am Acad Child Adol Psychiatry 2000; 39: 161-168[CrossRef][Medline]. |
| 14. | Webster-Stratton C, Hancock L. Training for parents of young children with conduct problems: content, methods, and therapeutic processes. In: Briesmeister JM, Schaefer CE, eds. Handbook of parent training. 2nd ed. New York: Wiley, 1998. |
| 15. | Webster-Stratton C, Hollinsworth T, Kolpacoff M. The long-term effectiveness and clinical significance of three cost-effective training programs for families with conduct-problem children. J Consult Clin Psychol 1989; 57: 550-553[CrossRef][Medline]. |
| 16. | Taylor E, Chadwick O, Heptinstall E, Danckaerts M. Hyperactivity and conduct problems as risk factors for adolescent development. J Am Acad Child Adolesc Psychiatry 1996; 35: 1213-1226[CrossRef][Medline]. |
| 17. | Goodman R. The strengths and difficulties questionnaire. J Child Psychol Psychiatry 1997; 38: 581-586[Medline]. |
| 18. | Achenbach T M. Manual for the child behavior checklist 4-18. Burlington, VT: University Associates in Psychiatry, 1991. |
| 19. | Chamberlain P, Reid JB. Parent observation and report of child symptoms. Behavioral Assessment 1987; 9: 97-109. |
| 20. | Conduct Problems Prevention Research Group. Initial impact of the fast track prevention trial for conduct problems: 1, The high risk sample. J Consult Clin Psychol 1999; 67: 631-647[CrossRef][Medline]. |
| 21. | Aspland H. The assessment of parent-child interactions in children with conduct problems: an evaluation of structured direct observation. London: Institute of Psychiatry, University of London, 2001 (MPhil thesis). |
| 22. | Altman DG. Practical statistics for medical research London: Chapman and Hall, 1982. |
| 23. | Scott S. Parenting programmes. In: Rutter M, Taylor E, eds. Child and adolescent psychiatry. 4th ed. Oxford: Blackwell Science (in press). |
| 24. | Webster-Stratton C. Preventing conduct problems in Head Start children: strengthening parenting competencies. J Consult Clin Psychol 1998; 66: 715-730[CrossRef][Medline]. |
| 25. | Henggeler SW, Melton GB, Brondino MJ, Schere DG, Hanley JH. Multisystemic therapy with violent and chronic juvenile offenders and their families: the role of treatment fidelity in successful dissemination. J Consult Clin Psychol 1997; 65: 821-833[CrossRef][Medline]. |
(Accepted 15 March 2001)
Carolyn Webster-Stratton Parenting Research
Clinic, School of Nursing, University of Washington, Seattle, WA 98195, USA
The study by Scott et al adds to a growing body of evidence
that early interventions with parents can prevent later antisocial behaviour by their children. It is also one of the few studies that
evaluates an evidence based mental health intervention for conduct
problems in a "real world" setting.
Several risk factors for later development of substance abuse,
violence, or delinquency can be identified at a young age. Children at
highest risk for later problems include those who start early with high
rates of conduct problems, including oppositional defiant, aggressive,
and antisocial behaviours.1 Children who have conduct
problems at a young age are three times more likely to have serious and
chronic violent careers than those who begin antisocial behaviour
later.2 The risk of developing later antisocial problems
is further increased if early onset conduct problems are combined with
harsh and inconsistent parenting, low parental monitoring, and low
parental involvement in school.3 If these early risk
factors are not prevented or treated children may develop a cascading
set of secondary risk factors, including academic failure, social
exclusion, school drop out, and membership of deviant peer groups,
which, in turn, accelerate their risk for future
violence.4
Thus it is important to nip in the bud the earliest risk factors.
Eron et al concluded that without early family treatment, aggressive
behaviour in children "crystallises" by the age of 8, making future
learning and behavioural problems less responsive to treatment and more
likely to become chronic.5 Yet recent projections suggest
that fewer than 10% of young children who need treatment for conduct
problems ever receive it,6 and an even smaller percentage
receive empirically validated treatments. Many programmes for conduct
disorders and violence prevention are available, but few have evidence
based validation from well designed trials in diverse populations and
settings. This failure to provide evidence is short sighted and may
seriously undermine public confidence in crime prevention efforts.
Scott et al's is the second randomised controlled clinical trial by an
independent team confirming the effectiveness of a particular parenting
approach for young children diagnosed with oppositional defiant
disorder and conduct disorder.7 They showed a reduction in
two major risk factors for future antisocial behaviour: aggressive
behaviour in children under the age of 8 and critical and harsh parenting.
This study helps narrow the gulf between the science and practice of
mental health-psychosocial treatments. This study is one of the few
that evaluates an evidence based mental health intervention for conduct
problems in an existing mental health agency.8 The results
provide valuable information about this treatment programme's
replicability and effectiveness in a setting with a diverse cultural
and socioeconomic population.
The results attest to the motivation and capability of a population of
socioeconomically disadvantaged mothers to benefit from a fairly brief
parenting programme. Eighty per cent of the families attended at least
half of the group based sessions, and parent satisfaction was high.
This is no small accomplishment for families with young children
struggling under stressful economic conditions to meet basic food and
housing needs. This study's success with families often characterised
unfairly as dysfunctional or unmotivated contradicts these
characterisations. Although the Incredible Years Parenting Program is a
prescribed therapeutic programme, with detailed manuals and session
protocols, its ultimate success depends on skilled therapists tailoring
it to families' individual needs.
An additional interesting finding was that hyperactive symptoms
were also significantly reduced. We have also recently noted that
children with conduct problems who also show inattentive and
hyperactive symptoms respond as well to parent training as children
without hyperactive symptoms (RR Hartmann, et al, unpublished). Taken
together these two studies suggest that children who are comorbid for
oppositional defiant and conduct disorder and hyperactive and
inattentive symptoms benefit from parent training.
Parenting programmes might be even more cost effective, more pervasive
in impact, and less stigmatising if they were offered as a preventive
measure before children were socially excluded and diagnosed as having
oppositional defiant disorder or conduct disorder. This could be
accomplished by making programmes available for parents of young
children through nurseries and primary schools or for teenagers in
secondary school. Evaluating the impact of immunising all families
against future development of conduct problems by providing
comprehensive parent education programmes and a child social emotional
curriculum for everyone are key goals for the next generation of
research. Additionally we need studies to establish the link between
reducing targeted family and child risk factors early in life and a
decrease in later violence, crime, and drug misuse.
CWS is the developer of the Incredible Years Parenting
Program, which was evaluated by Scott et al in their study, and
disseminates the program to therapists and thus stands to gain from a
favourable review.
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Footnotes
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References
1.
Patterson GR, DeGarmo DS, Knutson N.
Hyperactive and antisocial behaviors: comorbid or two points in the same process?
Dev Psychopathol
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Loeber R, Farrington DP.
Young children who commit crime: epidemiology, developmental origins, risk factors, early interventions, and policy implications.
Dev Psychopathol
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Patterson G, Reid J, Dishion T.
Antisocial boys: a social interactional approach.
Eugene, OR: Castalia Publishing, 1992.
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Hawkins JD, Catalano RF, Kosterman R, Abbott R, Hill KG.
Preventing adolescent health-risk behaviors by strengthening protection during childhood.
Arch Ped Adolesc Med
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226-234 5.
Eron LD, Huesmann LR, Zelli A.
The role of parental variables in the learning of aggression.
In:
Pepler DJ, Rubin KH, eds.
The development and treatment of childhood aggression.
Hillsdale, NJ: Erlbaum, 1991:169-188.
6.
Kazdin AE.
Conduct disorders in childhood and adolescence.
Thousand Oaks, CA: Sage Publications, 1995.
7.
Taylor TK, Schmidt F, Pepler D, Hodgins H.
A comparison of eclectic treatment with Webster-Stratton's Parents and Children Series in a Children's Mental Health Center: A randomized controlled trial.
Behavior Therapy
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221-240[CrossRef].
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Chambless DL, Hollon SD.
Defining empirically supported therapies.
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© BMJ 2001