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Mike Thomas a Surgery, Minchinhampton, Stroud, Gloucestershire GL6 9JF, b Department
of General Practice and Primary Health Care, University of Leicester,
Leicester LE5 4PW, c Gloucestershire Research and Development Support Unit,
Gloucestershire Health Authority, Gloucester GL1 2EL
Correspondence
to: M Thomas drmthomas{at}oakridge.sol.co.uk
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Abstract |
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Objectives:
To estimate the prevalence of
dysfunctional breathing in adults with asthma treated in the community.
Design:
Postal questionnaire survey using Nijmegen questionnaire.
Setting:
One general practice with 7033 patients.
Participants:
All adult patients aged 17-65 with
diagnosed asthma who were receiving treatment.
Main outcome measure:
Score
23 on Nijmegen questionnaire.
Results:
227/307 patients returned completed
questionnaires; 219 (71.3%) questionnaires were suitable for analysis.
63 participants scored
23. Those scoring
23 were more likely to
be female than male (46/132 (35%) v 17/87 (20%), P=0.016)
and were younger (mean (SD) age 44.8 (14.7) v 49.0 (13.8, (P=0.05). Patients at different treatment steps of the British Thoracic
Society asthma guidelines were affected equally.
Conclusions:
About a third of women and a fifth of men had scores suggestive of dysfunctional breathing. Although further studies are needed to confirm the validity of this screening tool and
these findings, these prevalences suggest scope for therapeutic intervention and may explain the anecdotal success of the Buteyko method of treating asthma.
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What is already known on this topic
What this study adds
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Introduction |
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Abnormal breathing patterns have been shown to cause breathlessness, chest tightness, chest pain, light-headedness, paraesthesiae, and anxiety.1 This symptom complex has been described in different clinical situations and has been referred to as the hyperventilation syndrome,2 behavioural breathlessness,3 and dysfunctional breathing.4 It often occurs in association with hyperventilation.5
Other abnormalities have been shown in patients with dysfunctional breathing. These include unsteadiness of breathing in response to stimuli such as exercise or a period of voluntary overbreathing,6 increased respiratory rate, abnormal orthostatic increases of respiratory gas exchange,7 a predominantly intercostal respiratory effort, and frequent sighing.1 The overbreathing aspect of the symptom complex may, however, be episodic and difficult to show without prolonged measurement of the end tidal or arterial carbon dioxide tension.8 Furthermore, some symptoms associated with the syndrome have been shown to be unrelated to hypocapnia and may be mediated by other mechanisms. 9 10
Diagnosis of dysfunctional breathing can therefore be difficult; the characteristic symptoms are common to other diseases and there is no standard diagnostic test.11 This may lead to under-recognition of the effects of abnormal breathing patterns, 2 3 and symptoms may be wrongly attributed to other causes, resulting in inappropriate investigations and ineffective treatment.
There is evidence linking dysfunctional breathing with respiratory disorders. Large series of patients with the hyperventilation syndrome have been reported in specialist respiratory clinics. 3 12 Asthma has been linked with symptomatic hyperventilation in several studies,13-15 and this may be related to the increased anxiety and depression indices found in asthmatic patients.14 In one series, 42% of patients attending a hospital asthma clinic showed evidence of hyperventilation disorder as assessed by capnographic responses and Nijmegen questionnaire scores.16 Hyperventilation may be a compounding factor contributing to the symptoms of patients with asthma.17
The prevalence of dysfunctional breathing in asthmatic patients treated
in primary care has not been investigated. We studied the prevalence of
dysfunctional breathing in patients treated for asthma in one general practice.
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Participants and methods |
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We identified patients aged 17-65 with a diagnosis of asthma from the medical records of a semirural general practice with a list size of 7033. We included all patients who had had asthma diagnosed on clinical grounds and who had received one or more prescriptions for inhaled or oral bronchodilator or prophylactic asthma in the past year. The study was approved by the local research ethics committee.
Patients were sent the Nijmegen questionnaire for self completion. The
questionnaire assesses 16 symptoms associated with abnormal breathing
on a five point scale (table 1). A total symptom score of
23 has
been reported as showing a sensitivity of 91% and a specificity of
95% as a screening instrument in patients with diagnosed
hyperventilation syndrome.18 We therefore used this value
to divide participants into two groups. We also obtained the age and
sex of participants from patient records and calculated the step of
treatment in the British Thoracic Society guidelines19 from the electronic prescribing records as a guide to severity of
asthma.
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We entered data on a computerised spreadsheet and analysed them using
standard SPSS software. Data on sex and asthma severity in the two
groups were compared with the
2 test. We analysed
differences in age using Student's t test.
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Results |
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Of the 4381 patients aged 17 to 65 registered with the
practice, 307 (7%) met the entry criteria and were posted the
questionnaire (128 men, 179 women, mean (SD) age 44 (14.7) years). A
total of 227 questionnaires were returned after one mailing (response
rate 74%, 89 men, 138 women), of which 219 were suitable for analysis (87 men, 132 women, mean (SD) age 46.714 years). Eight
questionnaires were returned incorrectly completed, unlabelled, or
illegible. Sixty three respondents (29%, 95% confidence interval 23%
to 35%) had scores
23 on the Nijmegen questionnaire.
The mean age was 44.8 (14.7) years for patients scoring
23 and 49.0 (13.8) years for those scoring <23 (difference
4.2 years, P=0.05).
Table 2 shows that women were more likely than men to have scores
23 (46/132 (35%, 95% confidence interval 27% to 43%) v
17/87 (20%, 11% to 28%);
2=5.83, df=1,
P=0.016).
Table 3 shows the numbers of respondents at each British Thoracic
Society treatment step who had positive and negative screening scores.
There were no significant differences in severity of asthma between
those who did and did not achieve questionnaire scores indicative of
dysfunctional breathing (
2=3.17, df=4, P=0.53).
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Discussion |
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This study shows that about one third of women and one fifth of men with asthma in a single practice had symptom scores on the Nijmegen questionnaire suggestive of dysfunctional breathing. The Nijmegen questionnaire is a simple self completed questionnaire that takes only a few minutes to complete and is thus a practicable screening instrument in primary care. The high prevalence of positive scores suggests that in this practice there may be an important unrecognised diagnostic overlap between asthma and dysfunctional breathing. As a result, a large minority of patients may be experiencing avoidable morbidity because of inappropriate diagnoses and ineffective treatment. The problem affects patients at all levels of asthma treatment but particularly women and younger adults.
Limitations of study
The limitations of this study are twofold. The first
applies to its generalisability; the practice may have been more or
less likely than others to diagnose asthma. However, the prevalence of
asthma and the levels of treatment by British Thoracic Society
treatment step in the practice are similar to the national
figures.20 We did not require objective confirmation of
the diagnosis of asthma, such as showing reversible airflow obstruction
on spirometry or variation in peak flow. This is appropriate in a
general practice based study because asthma remains a clinical diagnosis supported by, but not reliant on, objective
measurements.21 Larger studies will be needed to confirm
the suggested high prevalence of dysfunctional breathing among patients
with asthma and the validity of the diagnostic label of asthma in
patients with symptoms suggestive of dysfunctional
breathing.
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that of definition and diagnosis. The Nijmegen questionnaire identifies patients with characteristic symptom patterns, but the lack
of a standard diagnostic test means the diagnosis cannot be certain.
The questionnaire has been used extensively as a research and
diagnostic tool, and studies have validated the questionnaire against
other accepted diagnostic methods, including production of symptoms by
voluntary hyperventilation (the hyperventilation provocation test) and
capnography measurements during various manoeuvres and exposure to
stressors.18 The validity of the hyperventilation
provocation test, and even the existence of the hyperventilation
syndrome, has been questioned because isocapnic hyperventilation
studies showed that many of the symptoms produced by overbreathing are
independent of hypocapnia.9 Many patients, however, do
experience appreciable symptoms from overbreathing and disordered
breathing, possibly through proprioreceptive pathways.10 van Dixhoorn has stated that the diagnosis of dysfunctional breathing can be confirmed only by successful treatment with breathing
therapy.22
Implications
It is important to recognise dysfunctional breathing
because interventions are available to improve symptoms and quality of
life.
12 23 24
These interventions include explanation, reassurance, reattribution of symptoms, relaxation exercises, and
specific breathing retraining exercises. Teaching diaphragmatic breathing exercises has been shown to be highly effective in secondary care.25 Although the mechanism by which retraining
breathing improves symptoms in patients with the hyperventilation
syndrome has been questioned,26 important and persistent
clinical improvements result from this type of intervention. If
dysfunctional breathing is as common as our data show, facilities for
breathing retraining need to be available as part of the overall
management of asthmatic patients.
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Acknowledgments |
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The stimulus for the study came from the General Practitioners in Asthma Group research meeting organised by Mark Levy, December 1998. We thank the advisers to the project, who include David Price, Chris Griffiths, Dermot Nolan, and members of the General Practitioner Airways Group. We also thank John Prior, Bill Gardner, and Jan van Dixhoorn for stimulating conversations and correspondence.
Contributors: MT coordinated the study and drafted the paper. RKMcK advised on the study design and revised the text. EF and CF advised on the study design and execution and commented on the text, and CF did the statistical analyses. MT acts as guarantor.
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Footnotes |
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Funding: Royal College of General Practitioners Scientific Foundation Board. Minchampton surgery is a research and development practice funded under the NHS Executive South and West research and development general practice scheme.
Competing interests: None declared.
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References |
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(Accepted 2 February 2001)
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