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The revolution is only just beginning
The five years between two Paris conferences on
electronic publishing in science have seen dramatic changes. Almost all
scientists now use the internet routinely. Most journals have produced
an electronic version, and many are moving beyond simply making the paper version available through the web. Disciplines in addition to
physics have created eprint servers (where authors can make their
research open to everybody as soon as it is completed), and many new
beasts Electronic publishing opens up the prospect of all scientists
having access to all research from their desktops. Access has improved
for some, but not for all Journals, which have since the 17th century been the main means
of disseminating research, have been important because they provided
some quality control, drew together research papers on particular
subjects, and organised the distribution of research. But they also
Balkanised the research, dividing it up into many different journals,
most of which charge for access. Thus the research that matters to
gastroenterologists, for example, might be scattered across 50 journals. It is difficult, time consuming, and expensive to access that
research, and most gastroenterologists don't have the time, skills, or
resources necessary. They hope that somehow what matters will be
brought to their attention, but this Balkanisation of the evidence may
explain some of the gap between the evidence and practice.
The price of access to scientific research has been increasing for
years. Since the 1970s libraries have been cancelling subscriptions to
journals (often to pay for subscriptions to new journals), and
publishers have responded by raising prices by well above inflation.
The Association of Research Libraries reported a 207% increase in the
price of journal subscriptions between 1986 and 1999, during which time
the number of journals increased by 55%. The result is a 6% reduction
in the number of journals to which American research libraries (the
richest in the world) subscribe and an even greater reduction in the
proportion of journals that libraries provide for their users. In
short, libraries are paying more for less.
Where has the money gone? One answer is to the big commercial
publishers, who have such market power because some of their journals
are prestigious journals in which academics have to publish to gain
credit and which libraries have to buy (an annual subscription to
Brain Research is famously $15 000). In 1997 the average
net profit margin of the top four commercial publishers was nearly 19%
This is an edited version. The full version
plus supporting text is available at
http://associnst.ox.ac.uk/~icsuinfo/shulenbergppr.htm
like PubMed Central and E-Biosci
have begun to stir in the
information jungle. Nevertheless, most of those at last month's
conference organised by Unesco and the International Council of
Scientific Unions thought that we are still at the beginning of the
electronic revolution in scientific publishing. The next five years
will see greater change.
and for those in the developing world it has
got worse. Everybody at the conference, including commercial
publishers, agreed that it is good for science, scientists, governments, and the public for access to the results of scientific research to be unfettered. Unlike most physical commodities, the value
of information increases as more people have access
because they can
use the information in their own environments and add new insights,
increasing the value for everybody.
a high margin. This exploitation has caused resentment in the
academic community, particularly in the United States. But developing
countries have been hardest hit by these price increases, and the
library shelves of many developing countries are now
bare.
Principles for emerging systems of scholarly publishing
There are other problems with journals. Increasingly research cannot be easily presented in a traditional printed article. Research in physics, chemistry, astronomy, and biology is increasingly concerned with huge databases, and it'll happen soon in medicine. The results of such research cannot be published on paper, and something more than the traditional journal article is needed. Many scientists are also keen to use the multimedia possibilities of electronic publishing.
William Shulenberger, provost of the University of Kansas,
summarised the "solutions" to the problems of access to scientific information but pointed out that there is as yet no new system. Increasing library budgets is doomed to failure: they can never keep
up. Preprint servers have not so far reduced the demand for journals.
Open archives (for example, on university websites) have yet to have
much impact, but they might in the longer run, particularly if combined
with search engines that point readers to the most visited sites. What
Shulenberger called "minimal refereeing services"
like PubMed
Central or BioMed Central
are just beginning but may not get far
because some scientific communities, particularly medicine, are nervous
of minimal refereeing.
Attempts by academic communities to create alternatives to journals owned by publishers have not so far been successful. But Hector Rubinstein, professor of theoretical physics in Stockholm, described how high energy physicists have switched from publishing in an expensive journal to publishing in the electronic Journal of High Energy Physics, which provides free access. Another "solution" is antitrust actions against publishers (the takeover of Harcourt General by Reed-Elsevier has been referred by the UK government to its Monopolies and Mergers Commission), but no publisher owns enough of the market for this to be effective in reducing prices and increasing access. The academic community has also discussed uncoupling publication from academic credit and creating buying cooperatives but made little progress. An authors' boycott of publishers who will not make their material free within six months of publication is currently signing up 250 people a day, but its effectiveness remains to be seen.
Most of these initiatives are aimed at clawing back from publishers the
value they extract from the system, but some, particularly E-Biosci,
are also about trying to move beyond journals and articles
for example, by using many media and providing access to databases. Publishers may yet secure a profitable future not by unimaginatively increasing the price of journals but by doing the job of electronic publishing more cost effectively than the academic community. The fact
that the cost of providing electronic access to one more user is close
to zero opens up new pricing models that might mean that publishers
could allow greater access for the same income. Derk Haank, the chief
executive officer of Elsevier Science, was confident that
publishers could increase access and retain profits.
The market may solve the problem of access to scientific
research, but for the past 30 years it has been making it worse. One
problem has been that publishers have been able to charge not simply
for the value they add in publishing research but also for the value of
the research itself. The academic community has failed to mount a
coordinated response, and researchers have carried on publishing in
expensive journals, leaving librarians to meet the costs. Now academics
are trying to work together to achieve affordable access to research.
In the absence of a system, US academics have produced a set of
principles for emerging systems of scholarly publishing (see box). In a
time of great change it is wise to return to first principles,
and publishers may still be able to make profits while observing the
principles. More probably, however, new methods of disseminating
research will appear and the number of journals will diminish
dramatically, with those that survive looking more like
Cosmopolitan and less like Brain.
BMJ
Richard Smith
RS is also chief executive of the BMJ Publishing Group, a medium sized medical publisher owned by the British Medical Association.
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