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Matthew Ellis a Centre for International Child Health,
Institute of Child Health, University College, London WC1N 1EH, b Maternal and Infant Research
Activities, PO Box 921, Kathmandu, Nepal
Correspondence to: M Ellis, Institute of
Child Health, Royal Hospital for Children, Bristol BS2 8BJ M.Ellis{at}bristol.ac.uk
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Abstract |
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Objective:
To determine the risk factors for neonatal encephalopathy among term infants in a developing country.
Neonatal encephalopathy is an abnormal neurobehavioural state,
which affects 2-8 per 1000 term infants in the first days of life.1 It is importantly associated with early neonatal
mortality and long term neurodevelopmental sequelae in countries of
both high and low income.2-4 The causes of neonatal
encephalopathy are heterogeneous, and many start in the antepartum
period.5 The importance of intrapartum hypoxia remains
debatable.6 A recent study in Perth, Western Australia,
found no evidence of intrapartum hypoxia in over 70% of cases of
moderate or severe neonatal encephalopathy.7
The burden of perinatal mortality and morbidity falls
disproportionately on low income populations. The World Health
Organization estimate that the overall perinatal mortality rate in low
income countries in 1995 was 57 per 1000 total births compared with 11 per 1000 in high income countries.8 Of the estimated seven million perinatal deaths in 1995 more than four million occurred in
Asia and over two million in Africa. In settings where many mothers are
stunted, do not access antenatal care, and receive poor obstetric care,
it seems likely that intrapartum factors remain important in neonatal encephalopathy.
Antepartum factors related to maternal deficiency states and infection
may be of particular importance in low income populations. In Perth,
thyroid disease and antepartum haemorrhage were significantly associated with neonatal encephalopathy.5 Maternal
hypothyroidism secondary to iodine deficiency and maternal anaemia are
major public health problems in many areas of the developing
world.
9 10
Some reports have shown magnesium deficiency
in association with neonatal encephalopathy.
11 12
Perinatal infection is an important problem in low income countries and
is a well recognised cause of neonatal
encephalopathy.
13 14
Placental studies show that chorioamnionitis is more likely to be found in mothers with adverse pregnancy outcome.15 In Perth, maternal pyrexia and
preceding viral illness were both importantly associated with
encephalopathy.5
We aimed to identify avoidable risk factors for neonatal encephalopathy
in a low income setting where large prospective studies of risk factors
have not previously been reported, and we chose the main maternity
hospital in Kathmandu. We focused on intrapartum factors and maternal
deficiency states as the most likely practical intervention points. We
therefore excluded encephalopathic infants with major birth defects or
evidence of congenital or early neonatal infection.
Ethical approval for this study was given by the Nepal Medical Research
Council, the ethics committee of the Institute of Child Health, London
and the executive committtee of the Maternal and Infant Research Group,
Kathmandu. The mothers of all encephalopathic infants were given a full
explanation of the diagnosis and offered follow up to monitor
neurodevelopmental outcome and to provide appropriate therapeutic intervention.
Setting
Design:
Unmatched case-control study.
Setting:
Principal maternity hospital of Kathmandu, Nepal.
Subjects:
All 131 infants with neonatal encephalopathy from a population of 21 609 infants born over an 18 month period, and
635 unmatched infants systematically recruited over 12 months.
Main outcome measures:
Adjusted odds ratio estimates
for antepartum and intrapartum risk factors.
Results:
The prevalence of neonatal encephalopathy was
6.1 per 1000 live births of which 63% were infants with moderate or
severe encephalopathy. The risk of death from neonatal encephalopathy was 31%. The risk of neonatal encephalopathy increased with increasing maternal age and decreasing maternal height. Antepartum risk factors included primiparity (odds ratio 2.0) and non-attendance for antenatal care (2.1). Multiple births were at greatly increased risk (22). Intrapartum risk factors included non-cephalic presentation (3.4), prolonged rupture of membranes (3.8), and various other complications. Particulate meconium was strongly associated with encephalopathy (18).
Induction of labour with oxytocin was associated with encephalopathy in
12 of 41 deliveries (5.7). Overall, 78 affected infants (60%) compared
with 36 controls (6%) either had evidence of intrapartum compromise or
were born after an intrapartum difficulty likely to result in fetal
compromise. A concentration of maternal haemoglobin of less than 8.0 g/dl in the puerperium was significantly associated with encephalopathy
(2.5) as was a maternal thyroid stimulating hormone concentration
greater than 5 mIU/l (2.1).
Conclusions:
Intrapartum risk factors remain important for neonatal encephalopathy in developing countries. There is some
evidence of a protective effect from antenatal care. The use of
oxytocin in low income countries where intrapartum monitoring is
suboptimal presents a major risk to the fetus. More work is required to
explore the association between maternal deficiency states and neonatal encephalopathy.
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Introduction
Top
Abstract
Introduction
Subjects and methods
Results
Discussion
References
![]()
Subjects and methods
Top
Abstract
Introduction
Subjects and methods
Results
Discussion
References
Nepal is a low income country (£120 per capita in 1995) with a
population of 21 million and an infant mortality rate estimated to be
95 per 1000 live births in 1994.16 The capital, Kathmandu,
is a rapidly growing conurbation situated in a large valley surrounded
by hills. The estimated population of the valley is
1 100 000.17 A recent community based study showed that
81% of mothers living in or near Kathmandu chose to give birth in
hospital.18
Case definition and recruitment
Neonatal encephalopathy is defined as an abnormal neurobehavioural
state commencing within the first 24 hours of life, which consists of
an altered conscious level with abnormalities of neuromuscular tone or
sucking behaviour.19 In addition there may be seizures or
abnormalities of respiratory control, primitive reflexes, and brainstem reflexes.
Recruitment of controls
On arrival at the hospital women were issued with an in-patient
serial number, given out in chronological order. According to this
number every 25th infant born in the hospital was clinically examined,
and provided that the infant met the inclusion criteria
with the
exception of not being encephalopathic
the infant and mother were
recruited as controls. If the infant failed to meet these criteria
(usually because of being preterm, occasionally because of congenital
abnormalities) we recruited the next infant according to the number
system. We followed this procedure for 12 months, generating an
unmatched control group of 635 subjects.
Data collection
Maternal characteristics and antepartum history were obtained
during an interview of the mothers 12-24 hours after delivery, using
structured proformas completed by the resident paediatricians. Relevant
details of the perinatal history were abstracted systematically from
the maternity hospital records at this time. The records form an
account of clinical progress and intervention during the intrapartum
period and do not include data from the antenatal clinic. All mothers
and infants were measured for standard anthropometric variables.
Maternal height was measured to the nearest 0.1 cm with a minimetre
(Raven, Dunmow, United Kingdom). Infant weight was measured to the
nearest 10 g with Soehnle (Raven) electronic infant weighing scales.
Puerperal blood samples were collected from the mothers by standard
venepuncture. The concentration of maternal haemoglobin was estimated
at the bedside using the Hemocue photometric method.28
Plasma and serum samples were prepared immediately and stored at
10°C. All samples were later transferred for assay. Thyroid
stimulating hormone assays were performed using an enzyme linked
fluorescent assay technique (Vidas bioMérieux, Lyons, France). Assays
for free magnesium measured the reflection density of a magnesium-dye
complex (Johnson and Johnson, Rochester, NY).
Data analysis
All data were entered into a computer database, doublechecked, and
analysed with Statview (version 4.1) and Stata (version 5.0). The
prevalence of neonatal encephalopathy was estimated from routinely
collected hospital vital statistics for the denominator data.
Confidence intervals for proportions were calculated with the exact
binomial distribution.
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Results |
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Between January 1995 and July 1996 there were 21 609 live births at Prasuti Griha of which 131 met our case definition for neonatal encephalopathy. The birth prevalence of neonatal encephalopathy was 6.1 per 1000 live births (95% confidence interval 5.1 to 7.2). Tables 1 and 2 give the clinical details of the infants. Overall, 120 (92%) of the encephalopathic infants had low (three or less) Apgar scores at one minute and all had low (seven or less) five minute scores. Most of these infants (98%) required some form of resuscitation compared with 11% of the controls. Moderate or severe encephalopathy occurred in 63% of the infants, with seizures in 44%. Overall, 40 encephalopathic infants died before hospital discharge compared with no controls, giving an estimated early neonatal case fatality of 30.5% (22.8% to 39.2%). Persisting clinical abnormalities of tone, suck, or conscious level were evident in 56% of survivors at discharge.
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Preconceptual and antepartum risk factors
Table 3 lists the preconceptual and antepartum risk factors. High
maternal age (more than 35 years, odds ratio 4.35, 1.04 to 18.2) and
primiparity (2.0, 1.10 to 3.61) were significant independent risk
factors. Maternal education in this population is a proxy for
socioeconomic status and did not seem to be a significant independent
risk factor. This population sample, however, showed evidence of
widespread deprivation (nearly half of the women had never attended
school) and this may have diluted any effect. Short stature, defined
conventionally in South Asia as a standing height of less than 145 cm,
was significantly associated with neonatal encephalopathy (3.16, 1.50 to 6.66).29 Although over 5% of the mothers of
encephalopathic infants reported previous neonatal death, the numbers
were low and were not significant when adjusted for other variables
(1.89, 0.53 to 6.81). A significantly increased risk was found among
those mothers who never accessed antenatal care (2.05, 1.16 to 3.66). A
history of pre-eclampsia was associated with a non-significant
increased risk (1.86, 0.82 to 4.22). Over 20% of both encephalopathic
infants and controls were of low birth weight (less than 2500 g) and no
study infants had a birth weight of more than 4000 g. No association
between encephalopathy and birth weight was found in this population.
An excess of boys was observed among encephalopathic infants but this
was not independently significant (1.38, 0.84 to 2.26). Plurality
(twins in all cases) carried a highly significant increased risk
despite the small numbers in this study (22.11, 3.45 to 141.47). Of the
five cotwins of encephalopathic infants, two were neurologically
normal, one was anencephalic, one was a macerated stillbirth, and no
data were available for one. Of the exposures of a priori interest a
history of pre-eclampsia and sex of the infant did not contribute significantly to the model (P values on likelihood ratio testing of 0.066 and 0.215 respectively). These variables have been retained for comparative purposes. Potentially confounding variables that did
not contribute significantly to the model were month of birth and a
history of maternal anaemia.
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Intrapartum risk factors
Table 4 lists the intrapartum risk factors. Around 5% of term
infants had a non-cephalic presentation among whom there was a
significant excess risk of encephalopathy (3.35, 1.38 to 8.11). A
significant risk was associated with prolonged rupture of membranes
(3.84, 1.56 to 9.47). Forty one of 766 deliveries (5%) were induced
with oxytocin, of which 12 (29%) resulted in encephalopathic infants
(5.28, 2.03 to 13.76). No encephalopathic infants were delivered by
elective caesarean section. Instrumental delivery was associated with
greater risk to the infant than emergency caesarean section. Serious
intrapartum complications were more common among encephalopathic
infants (28; 21%) than controls (17; 3%). In encephalopathic infants
these included obstructed labour resulting in a prolonged second stage,
instrumental or operative delivery (19 infants), cord prolapse (four),
maternal eclampsia (two), intrapartum haemorrhage (two), and uterine
rupture (one). Meconium stained liquor and especially thick
(particulate) meconium was importantly associated with encephalopathy
(18.21, 8.05 to 41.18). When oxytocin administration was coded
according to augmentation or induction, induction was more
significantly associated with adverse neonatal outcome (9.09, 3.32 to
24.83) even after adjustment for antenatal confounders including a
history of pre-eclampsia. Among the control population induced labour
was likely to be more protracted (mean 19 hours) than spontaneous
labour (14). Although fetal monitoring was recorded more frequently
during induced labours (mean 10 times) than during spontaneous labours
(mean three times), there was no systematic monitoring of uterine
contractions. Despite the liberal use of oxytocin for augmentation,
prolonged labour as conventionally defined was common but not
significantly associated with encephalopathy (1.04, 0.60 to 1.80). Nor
did there seem to be an important association with time from admission
to delivery. No association was found with day of delivery, a proxy for
the obstetric team providing care.
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Puerperal maternal assays
Routine antenatal blood assay is not performed in low income
settings. Given the large baseline population for this study, antenatal
blood sampling was not feasible. We therefore had to rely upon maternal
blood assays performed in the puerperium. Table 5 presents the
assay data for haemoglobin, thyroid stimulating hormone, and magnesium.
Given the differing cut off points used in the definition of maternal
anaemia, haemoglobin concentration was stratified in 2 g/dl bands. Low
haemoglobin concentrations (less than 8 g/dl) were significantly
associated with encephalopathy (odds ratio 2.64, 1.00 to 7.01).
Overall, 16% of control mothers had increased concentrations of
thyroid stimulating hormone (greater than 5 mIU/l) suggestive of
thyroid hormone deficiency. This proportion increased to 24% in
mothers of encephalopathic infants, with a significantly increased risk
of encephalopathy after adjustment for antepartum variables (2.14, 1.19 to 3.82). Almost half of the control mothers had magnesium
concentrations below a conventional cut off point. This was not
associated with a significantly increased risk of encephalopathy in
their offspring.
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Discussion |
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Neonatal encephalopathy
In the low income setting of Kathmandu, as in the high income
setting of Perth, increasing maternal age and multiple birth are
associated with an increased risk of neonatal encephalopathy. Unlike
Perth, in the less well nourished Kathmandu population both short
maternal stature and primiparity are significantly associated with
encephalopathy. Indirect data suggested an association with maternal
hypothyroidism and severe anaemia. Almost 1 in 5 of this urban
population had never received antenatal care and their infants were at
significantly greater risk of encephalopathy than those who had
attended for antenatal care. In contrast to Perth, there was no
apparent association with maternal socioeconomic status, low infant
birth weight, or sex of the infant.
Study limitations
There is, as yet, no widely agreed definition for neonatal
encephalopathy.30 We chose to define neonatal
encephalopathy so as to enable comparison with prevalence studies of
hypoxic-ischaemic encephalopathy in other settings.4 We
have shown elsewhere that grade 1 (mild) encephalopathy is associated
with significant neonatal mortality in Kathmandu unlike in high
income settings.3 We therefore report this risk factor
study for all grades of encephalopathy combined. Our surveillance
system was designed to detect all term infants with early neonatal
encephalopathy. It is possible that a small number of mildly
encephalopathic infants escaped our attention, but moderate and severe
encephalopathy is not a subtle syndrome and presents within 24 hours of
birth.19 Unlike the Perth group we did not have the
benefit of detailed maternity records combining antenatal findings with
continuously monitored intrapartum data. Our antepartum data relied on
retrospective maternal interview, which may have been open to recall
bias. Neither the interviewers nor the participants were familiar with
the precise study aims and had no explicit gain from biased replies,
and no women refused interview. The intrapartum data were taken from
contemporaneous clinical notes and are therefore of higher reliability
within the constraints of this low income setting. Logistics dictated a
reduced period of 12 months for recruitment of controls
the same
recruitment period as for the cases would have been preferable. The
limitations of locally available microbiological facilities may have
had some effect on our detection rate for early neonatal infection.
Assays performed in the puerperium are only indirect measures of prior
status during pregnancy. These assay data may also be confounded by
several variables including type of delivery and interval beween birth
and venepuncture.
Implications for perinatal care in low income settings
We have previously shown that neonatal encephalopathy in low
income settings carries a high risk of death in infancy, with 441 deaths per 1000 live births by one year of age (95% confidence interval 343 to 543) compared with 37 deaths per 1000 live births among
term newborn infants not requiring special care (10 to 94). Most
encephalopathic infants who died (89%) did so in the early neonatal
period. Of the 27 survivors of moderate encephalopathy, 16 developed
major neurodevelopmental impairment (59%, 39% to 78%). Neonatal
encephalopathy continues to importantly contribute to neonatal
mortality and long term morbidity in this population.
the infusion of normal saline through the patent cervix
when labour is complicated by the passage of fresh meconium in utero. A
recent study from Zimbabwe found a protective effect of amnioinfusion in hypoxic-ischaemic encephalopathy (odds ratio 0.07, 0.01 to 0.56),
with no evidence of increased risk of puerperal pyrexia.35 Although there remains uncertainty about the potential effect of
amniofusion on vertical transmission of HIV, a recent systematic review
recommended its use where peripartum surveillance is limited, as in
many low income settings.36
The most potentially preventable risk factor for encephalopathy was
induction of delivery with oxytocin. Overall, 12 encephalopathic infants (9%) compared with 29 controls (5%) were induced. The calculated population attributable fraction of encephalopathy (the
proportion that may be reversible) after induced delivery in this
population is 5%. This assumes a causal relation. Common indications
for induction in Kathmandu are postmaturity and pre-eclampsia. That
induction in Kathmandu remains a significant independent risk factor
for encephalopathy after adjustment for other significant exposures
argues for an independent causal effect. Hypertonic uterine
contraction, a dose dependent side effect of oxytocin, reduces
placental perfusion and hence oxygen supply to the fetus. It is
therefore plausible that the association between induction and adverse
pregnancy outcome is in part causal.
The Perth group have previously reported an odds ratio of 2.3 (1.2 to
4.6) on univariate analysis for encephalopathy associated with
induction.37 On multivariate analysis of a larger cohort, however, they found the adjusted odds ratio to be non-significant (0.97, 0.57 to 1.68). Similarly no association between induction and
early neonatal seizures was found during the Cardiff births' survey
(1.1, 0.5 to 2.1).38
In the late 1980s in Canada a study of elective induction for
postmaturity in comparison with conservative management utilising serial antenatal monitoring found no difference in perinatal mortality or neonatal morbidity between the two groups. 39A
retrospective study of induced deliveries in a UK population at low
risk at term found no difference in neonatal morbidity but an increased proportion of operative and instrumental deliveries in the induced group.40
The Jamaican perinatal mortality survey by contrast described a
significant association (odds ratio 2.3) between induction and
intrapartum death.41 A recent study from Jerusalem
assessed the rate of intrapartum complications for three different
methods of induction among 210 women at high risk in a teaching
hospital setting. Compared with the amniotomy group, the oxytocin group showed an increased rate of intrapartum complications (adjusted odds
ratio 5.1, 1.5 to 17.5). This difference was not seen when the
prostaglandin group was compared with the amniotomy group (0.7, 0.3 to
1.6).
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What is already known on this topic
The burden of perinatal mortality and morbidity falls disproportionately on low income populations such as those of Kathmandu in Nepal, and antepartum factors related to maternal deficiency states and infection may be of particular importance in such populations What this study addsIndependent preconceptual and antenatal risk factors for neonatal encephalopathy in Kathmandu include short maternal stature, high maternal age, primiparity, lack of antenatal care, and multiple birth Independent intrapartum risk factors include non-cephalic presentation, prolonged rupture of membranes and the intrapartum complications of obstructed labour, cord prolapse, and uterine rupture; there was evidence of intrapartum hypoxia in 60% of encephalopathic infants The use of oxytocin in low income countries where intrapartum monitoring is suboptimal presents a significant risk to the fetus, however, neonatal encephalopathy was not limited to those augmented with oxytocin but was also seen when labour was induced by oxytocin Newborn encephalopathy was associated with indicators of maternal hypothyroidism and severe anaemia |
Conclusion
Both antepartum and intrapartum factors are important in the
causation of neonatal encephalopathy in developing countries. In the
short term there are likely to be continuing gains from improvements to
intrapartum care. Research and development priorities are audit of
outcome after oxytocin induction and further investigation of the use
of amnioinfusion. Improvements in the public health of women with
associated gains in female growth and nutrition must remain a longer
term goal.
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Acknowledgments |
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This work was only possible with the support of the Maternal and Infant Research Activities (MIRA) team and colleagues at Prasuti Griha, Kathmandu. Juana Willumson arranged transfer of the biological samples to the Institute of Neurology, London where Dr John Land and his team performed the assays. Dr Liz Paul and Dr Linda Hunt gave obstetrical advice.
Contributors: AMdeLC originated the idea for the study, assisted with development of the study protocol, supervised fieldwork, assisted with data analysis, and criticised drafts of the paper. DSM assisted with the study design, supervised fieldwork, and criticised drafts of the paper. NM conducted neurological screening, supervised data collection, and assisted with data entry. ME developed the study protocol, supervised all aspects of data collection, led the data analysis, and wrote the paper; he will act as guarantor for the paper.
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Footnotes |
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Funding: This project was funded by the Wellcome Trust. The Maternal and Infant Research Activities group has also received support from the Department for International Development.
Competing interests: None declared.
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References |
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(Accepted 21 January 2000)
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