BMJ 2000;320:1088-1089 ( 22 April )

Editorials

Assessing the risk of violence in patients

Risks can be assessed, but the results still pose ethical and political dilemmas

Papers p   1112

Is it possible to predict violence by patients in clinical practice? Politicians are all too ready to assume that it is and that healthcare professionals are at fault when a mentally ill person commits a violent act. Epidemiological approaches examining the inter-relationship between violence and mental illness have suggested that an association exists but that it is small.1-3 Fifteen years ago research suggested that clinicians were more often wrong than right in their risk predictions4 but more recent studies have shown that clinicians are getting better at predicting risk of violence, albeit in the short term.5

An influential longitudinal cohort study of psychiatric inpatients from the United States showed that the one year prevalence rate of violence was 18% for those with major mental disorder and 31% for patients with comorbid substance misuse disorder.6 Actuarial and clinical research studies have identified risk factors associated with violence drawn from a variety of domains. Key risk factors include demographic factors (being male, young, and in the lowest socioeconomic class),1 a history of previous violence,7 substance misuse,6 the presence of acute psychotic symptoms,8 and specifically certain types of delusions.9 Risk assessments estimating the probability of violence take these risk factors into consideration.

A few specific factors have been shown to be valid in predicting the imminent risk of violence.10 These include threats to identifiable victims, access to potential victims, and premeditation including the purchase of a weapon. An essential first step in assessing risk of imminent violence is an inquiry into violent thoughts. In this issue Sanders et al (p 1112) describe how a random sample of patients admitted to a medium secure unit were interviewed using a semistructured interview designed for the study.11 The interview concentrated on thoughts of self harm and interpersonal violence in the previous week. Comparisons were then made between the number of patients who disclosed suicidal and violent thoughts to researchers and the number who had been asked about such thoughts by the treating team. Almost half the patients told researchers that they had thoughts of self harm and almost a third had thoughts of violence towards others. Most patients had been asked about suicidal ideas by the treating team, but only 13% had been asked about thoughts of interpersonal violence.

Why is this important? The number of people who act on violent thoughts is unknown but undoubtedly some will. It is as important to inquire routinely into violent thoughts as it is into suicidal thoughts. Inquiry about violent thoughts is, however, only the start. Focused risk assessment must follow, including inquiry into the circumstances of any previous violence, intention to act on violent thoughts, availability of weapons, and potential victims. This further assessment is analogous to the questioning following the expression of suicidal thoughts.

Can this information be acted on? In 1968 in California, Prosenjit Poddar met a fellow student, Tatiana Tarasoff, at a school dance. Shortly afterwards Tarasoff rebuffed him. Poddar went to the university's health service for evaluation of worsening depression and disclosed to his therapist that he had thoughts of harming, perhaps even killing, a girl readily identifiable as Tarasoff. The therapist and his supervisor decided to commit Poddar to hospital and called the police to help. The police visited Poddar, found him rational and warned him to stay away from Tarasoff. The psychiatrist did not proceed with the commitment. Poddar failed to attend his next health service appointment. Two months later he shot and stabbed Tarasoff to death. He was charged with first degree murder and Tarasoff's parents filed a negligence suit against the campus police and university health service.

Following this, the Californian Supreme Court mandated that when a patient threatens violence the clinician has special responsibility to evaluate the patient's risk and take appropriate action to protect others from danger.12 In other US states and Canada similar precedents have been set. 13 In the United Kingdom the situation is less clear cut, with no specific legislation. Therapists are faced with the conflict between maintaining patient confidentiality on the one hand and protecting the public on the other.

Applebaum has developed guidelines to help clinicians when a patient describes thoughts of violence. 14 The first stage is good clinical assessment of the threat, including obtaining collateral information from various sources. If a third party is thought to be at risk, the second stage involves the duty to protect that third party.

Admission to hospital, transfer to a secure unit, or intensification of treatment may protect the victim without breaching confidentiality. If this is insufficient or inappropriate the clinician must consider informing the third party and the police. The third stage involves careful monitoring of the process of implementation of these measures and documentation of the clinicians' reasoning about the risk benefit analysis.14

Even without duty to protect legislation, the same steps should be followed. However, even with such guidelines, variation exists in healthcare workers' attitudes towards the relative importance of patient confidentially and public safety. The extent and cause of this variation require further exploration and clarification. These are politically sensitive issues and politicians need to acknowledge clinicians' limitations in preventing violence in their patients. Clinicians also need to acknowledge that if they have shown common sense, sound clinical practice with careful documentation, and a genuine concern for their patients they will have fulfilled their obligations to the patient and public.15

Jenny Shaw, senior lecturer in forensic psychiatry

Guild Community Health Care NHS Trust, Guild Lodge, Preston PR3 2AZ



1. Swanson JW, Holzer CF, Gangu VK, Jano RT. Violence and psychiatric disorder in the community: evidence from the epidemiological catchment area surveys. Hosp Community Psychiatry 1990; 41: 761-770[Abstract/Free Full Text].
2. Hodgins S. Mental disorder, intellectual deficiency and crime. Arch Gen Psychiatry 1992; 49: 476-483[Abstract].
3. Tiihonen J, Isohanni M, Rasanen P, Koiranen M, Moring J. Specific major mental disorders and criminality: a 26 year prospective study of the 1996 Northern Finland birth cohort. Am J Psychiatry 1997; 154: 840-845[Abstract].
4. Steadman H, Mulvey E, Monahan J, Robbins P, Applebaum P, Grisso T, et al. Violence by people discharged from active psychiatric in-patient facilities and by others in the same neighbourhoods. Arch Gen Psych 1998; 55: 393-401[Abstract/Free Full Text].
5. Bonta J, Law M, Hanson K. The prediction of criminal and violence recidivism among mentally disordered offenders: a meta-analysis. Psychol Bull 1998; 123: 123-142[CrossRef][Medline].
6. Link BG, Andrews H, Cullen FT. Reconsidering the violent and illegal behaviour of mental patients. Am Social Rev 1992; 57: 275-292.
7. Buchanan A. The investigation of acting on delusions as a tool for risk assessment in the mentally disorder. Br J Psychiatry 1997; 170(suppl.32): 12-16[Abstract/Free Full Text].
8. Monahan J. The clinical predictions of violent behaviour. Crime and delinquency issues. Newbury Park, California: Sage, 1995.
9. Lidz CW, Mulvey EP, Gardner W. The accuracy of predictions of violence to others. JAMA 1993; 269: 1007-1011[Abstract].
10. Oppenheimer K, Swanson G. Duty to warn: when should confidentiality be breached. J Fam Pract 1990; 30: 179-184[Medline].
11. Sanders J, Milne S, Brown P, Bell AJ. Assessment of aggression in psychiatric patients. BMJ 2000; 320: 1112[Free Full Text].
12. Tarasoff v Regents of the University of California et al, 131 Cal Rptr 14, 55P 2d 334 (Cal 1976).
13. Ferris LE. Protecting the public from risk of harm. BMJ 1998; 316: 1033-1034[Free Full Text].
14. Applebaum PS. Tarasoff and the clinician: Problems in fulfilling the duty to protect. Am J Psychiatry 1985; 142: 425-429[Abstract/Free Full Text].
15. Applebaum PS. Implications of Tarasoff for clinical practice. In Beck JD, ed. The potentially violent patient and the Tarasoff decision in psychiatric practice. Washington, DC: American Psychiatric Press, 1985:94-106.


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