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A Münchau University Department of
Clinical Neurology, Institute of Neurology, London WC1N 3BG
Correspondence to: K P Bhatia K.Bhatia{at}ion.ucl.ac.uk
Botulinum neurotoxin is produced by the anaerobic
bacterium Clostridium botulinum. It is the most
poisonous biological substance known. Very small amounts of botulinum
toxin can lead to botulism, a descending paralysis with prominent
bulbar symptoms and often affecting the autonomic nervous system.
Botulism can occur in two ways. It can result from infection with
bacterial spores that produce and release the toxin in the body Botulism has been recognised since the early 19th century, and there
was speculation about what caused the condition. In 1822 it was
suggested that a "fatty acid" in sausages was the
culprit,2 and this led to the term botulism
(botulus being the Latin word for sausage). In 1897, Van
Ermengen related botulism to a bacterial toxin.3
The discovery that botulinum toxin blocks neuromuscular
transmission4 and thereby causes weakness laid the
foundation for its development as a therapeutic tool. In 1981, the
ophthalmologist Alan Scott pioneered treatment with botulinum toxin
when he used it to treat strabismus.5 He paved the way for
clinical research in many specialties.
This review was prompted by an increasing number of publications
on the therapeutic uses of botulinum neurotoxin. For the literature
review we used standard textbooks6-9 and a Medline search
for the years 1981 to 1999.
Strains of Clostridium botulinum produce seven
antigenically distinct neurotoxins designated as serotypes A-G. All
seven serotypes have a similar structure and molecular weight,
consisting of a heavy (H) chain and a light (L) chain joined by a
disulphide bond.10 They all interfere with neural
transmission by blocking the release of acetylcholine (fig 1), which is
the principal neurotransmitter at the neuromuscular junction. After
synaptic transmission is blocked by botulinum toxin, the muscles become
clinically weak and atrophic. The affected nerve terminals do not
degenerate, but the blockage of neurotransmitter release is
irreversible. Function can be recovered by the sprouting of nerve
terminals and formation of new synaptic contacts; this usually takes
two to three months.
Botulinum toxin induces weakness of striated muscles by inhibiting
transmission of alpha motor neurones at the neuromuscular junction.
This has led to its use in conditions with muscular overactivity, such
as dystonia. Transmission is also inhibited at gamma neurones in muscle
spindles, which may alter reflex overactivity.11
The toxin also inhibits release of acetylcholine in all parasympathetic
and cholinergic postganglionic sympathetic neurones. This has fuelled
interest in its use as a treatment for overactive smooth muscles (for
example, in achalasia) or abnormal activity of glands (for example, hyperhidrosis).
Serotype A is the only one commercially available
for clinical use, although experience is emerging with serotypes B, C,
and F.12 Two preparations exist: Dysport, which is most
widely used in the United Kingdom, and Botox, which is used in the
United States and elsewhere. Unfortunately, there has been much
confusion over the doses and units of potency of the two preparations.
Although doses are quoted in mouse units (which is the amount of toxin that kills 50% of a group of 18-20 g female Swiss-Webster mice), implying some standardisation, Botox seems to be more potent. A recent
study comparing the two preparations found that a unit of Botox is
three times as potent as a unit of Dysport.13
Botulinum toxin has to be injected into affected
muscles or glands. Doses have to be tailored according to the mode of
use and individual patients. Generally, the effective dose depends on
the mass of muscle being injected: the larger the muscle the higher the
dose required. However, susceptibility to the toxin varies. Lower doses
may be required in patients with preexisting weakness and
in women and lighter patients.
Overactive muscles are identified by muscular hypertrophy,
stiffness, tenderness, and visible abnormal muscular activity. In
addition, clinical observation of abnormal movements or postures may
help identify an overactive muscle. Electromyography can also be
useful The weakness induced by injection with botulinum toxin A usually lasts
about three months. Patients will then need further injections at
regular intervals, although the interval varies widely depending on the
dose and individual susceptibility. Patients usually experience relief
after each injection and then gradually deteriorate to a point where
further injections are required. Response after the injections should
be assessed both by using patient reported benefit in terms of pain
relief and improvement of disability, and by objective measures on
clinical examination.
Most patients treated with botulinum toxin require repeated injections
over many years. Some patients who respond well initially develop
tolerance to the injections. This can be caused by the development of
neutralising antibodies to the toxin. Patients who receive higher
individual doses or frequent booster injections seem to have a higher
risk of developing antibodies. Injections should therefore be given at
the lowest effective dose and as infrequently as possible.
Several types of antibody assay are available.14 The most
widely used is the in vivo mouse neutralisation assay. In clinical trials patients resistant to botulinum A have benefited from injections with other serotypes, including B, C, and F. The duration of effect may
differ widely with different serotypes Injections with botulinum toxin are generally well
tolerated. After injection the toxin diffuses into the muscles and
other tissues. Its effect diminishes with increasing distance from the injection site, but spread to nearby muscles is possible, particularly when high volumes are injected. Patients receiving injections into the
neck muscles for torticollis may therefore develop dysphagia because of
diffusion of the toxin into the oropharynx. Distant effects shown by
specialised electromyographic tests can also occur, but weakness of
distant muscles or generalised weakness, possibly due to the toxin
spreading in the blood, is very rare.
16 17
However,
botulinum toxin should be used only under close supervision in patients
with disturbed neuromuscular transmission Over the past 15 years botulinum toxin has been shown to
be useful in many conditions, especially strabismus and various
movement disorders (box). Encouraging clinical reports have generated
an abundance of ideas for other uses, but many of these observations are anecdotal. Nevertheless, its potency, relative safety, and the
reversibility of its effects have made botulinum toxin an attractive
option for some chronic conditions that respond only partially to
medical treatment. Sometimes it can be used as an alternative to
surgical intervention. In the following section we will focus on
established indications of botulinum toxin.
Ophthalmological disorders Concomitant misalignment Primary or secondary esotropia or exotropia Nonconcomitant misalignment Paralytic strabismus (III, IV, VI nerve palsy, Duane's syndrome Restrictive or myogenic strabismus Movement disorders Idiopathic focal dystonias Craniocervical (torticollis and isolated head tremor, Other focal dystonias (writer's cramp, occupational Tardive dystonia Hemifacial spasm/post-facial nerve palsy synkinesis Ophthalmic disorders Disorders of ocular motility (nystagmus and oscillopsia) Thyroid disease (upper eyelid retraction, glabellar furrowing) Therapeutic ptosis for corneal protection Movement disorders Secondary dystonia Tic disorders (simple tics, Tourette's syndrome, dystonic
tics) Tremor (essential, primary writing, palatal, cerebellar) Painful spinal myoclonus Parkinson's disease (freezing of gait, off period dystonia,
severe constipation) Cephalic tetanus, stiff man syndrome, neuromyotonia Muscle stiffness, cramps, spasms Spasticity Multiple sclerosis Stroke Traumatic brain injury Cerebral palsy Spinal cord injury Neuromuscular disorders Myokymia Neurogenic tibialis anterior hypertrophy with myalgia Benign cramp-fasciculation syndrome Pain Headache (tension type, migraine, cervicogenic) Backache (neck, lower back) Myofascial pain Tennis elbow Ear, nose, and throat disorders Oromandibular disorders (bruxism, Masseter hypertrophy, Pharyngeal disorders (cricopharyngeal dysphagia, closure of
larynx in Laryngeal disorders (vocal fold granuloma, ventricular
dysphonia, Stuttering with glottal blocks Disorders of pelvic floor Anismus Vaginismus Anal fissures Detrusor-sphincter dyssynergia Cosmetic applications Wrinkles, frown lines Rejuvenation of ageing neck
as in
enteric infectious botulism, when the bacteria grow in the intestine,
and in wound botulism, when the wound becomes infected. Alternatively,
botulism occurs after ingestion of the toxin (food borne
botulism).1
Summary points
Botulinum toxin inhibits release of acetylcholine at the
neuromuscular junction and in cholinergic sympathetic and
parasympathetic neurones
Local injections of toxin weaken overactive muscles and control
hypersecretion of glands supplied by cholinergic neurones
Botulinum toxin injections have an established role in some disorders
of ocular motility
Botulinum toxin is the treatment of choice for focal dystonias such as
torticollis and writer's cramp and for hemifacial spasm and may
complement the management of spasticity
Local injections have also been shown to be beneficial in many other
conditions including achalasia, chronic anal fissure, and hyperhidrosis
Treatment is usually well tolerated, the main side effect being
weakness in adjacent muscles
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Action of botulinum toxin at cholinergic nerve terminals.
The heavy (H) chain of the toxin binds selectively and irreversibly to
high affinity receptors at the presynaptic surface of cholinergic
neurones, and the toxin-receptor complex is taken up into the cell by
endocytosis. The disulphide bond between the two chains is cleaved (by
an unknown mechanism), and the toxin escapes into the cytoplasm. The
light (L) chains of the seven serotypes interact with different
proteins (synaptosomal associated protein (SNAP) 25, vesicle associated
membrane protein (VAMP) and syntaxin) in the nerve terminals to prevent
fusion of acetylcholine vesicles with the cell membrane and thereby
impede its release. (Adapted from Moore,6 with
permission)
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for example, in writer's cramp. Hollow Teflon coated needles
are used to target toxin injections into affected muscles. In
conditions with very localised muscle overactivity in delicate places,
such as strabismus, the injections are usually guided by electromyography.
for example, the effect of
botulinum F toxin lasts for only about two months in patients with
torticollis, even when higher doses are used.15
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for example, in myasthenia
gravis or Lambert-Eaton myasthenic syndrome18 or during
treatment with aminoglycosides. Other systemic side effects include an
influenza-like illness and, rarely, brachial plexopathy, which may be
immune mediated.19 No severe allergic reactions have been
reported. Gallbladder dysfunction attributed to autonomic side effects
of the toxin and a case of necrotising fasciitis in an 80 year old
immunosuppressed woman with blepharospasm have been
noted.
20 21
Botulinum toxin is contraindicated in pregnancy and while breast feeding. Careful monitoring is important when the toxin is used in children as it might alter cell functions such as axonal growth.6
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Disorders caused by overactivity of muscles for which
treatment with botulinum toxin A is established
internuclear
ophthalmoplegia, skew deviation)
blepharospasm, oromandibular dystonia, lingual
dystonia,
laryngeal dystonia)
cramps
such as musician's cramp)
Examples of overactive muscle conditions for which treatment
with botulinum toxin A has been tried
temporomandibular joint dysfunction)
chronic aspiration)
mutational dysphonia)
Strabismus and other ocular motility disorders
The idea behind using botulinum toxin A in disorders of ocular
motility is to shorten the non-injected antagonist muscle in order to
align the visual axes.6 In patients with concomitant
strabismus, who have compromised or absent binocular fusion, treatment
is cosmetic as permanent ocular realignment cannot be expected. In
secondary strabismus resulting from transient monocular vision loss
(such as posttraumatic cataract), toxin injections can help to
establish whether binocular cooperation is still present. If so, the
patient would be a candidate for surgery to restore ocular function.
Botulinum toxin has also proved useful when surgery has over or under
corrected strabismus.22
for
example, the lateral rectus in abducens nerve palsy. Injections into
the ipsilateral antagonist (medial rectus) can prevent contracture of
this muscle. In restrictive causes of strabismus, for instance in
dysthyroid eye disease, botulinum toxin can help to realign the eye
before more definitive surgery. Complications include transient ptosis,
subconjunctival haemorrhage, and transient vertical deviations of the globe.
Movement disorders
The effectiveness of botulinum toxin A in spasmodic torticollis
was first shown in 1986,23 and it is now the treatment of
choice for this condition. Some improvement in pain relief, head
position, and disability occurs in 90% of patients, and about three
quarters achieve considerable improvement.24 Injections
are given into neck muscles, depending on the muscular activity and
head position. Patients with severely restricted head movements usually
respond less well to the injections. The most common side effect
(occurring in 5-9% of patients) is dysphagia, but this is usually transient.
for example, the
orbicularis oculi for involuntary eye closure. Excessive facial
weakness is the most common side effect.
Botulinum toxin has been used in several other movement disorders,
including tics and various tremor disorders, although the response is
usually less than in dystonia, particularly in tremor patients.29
Spasticity
Botulinum toxin has been evaluated in various spastic
disorders.30 It was shown to improve gait pattern in patients with cerebral palsy with progressive dynamic equinovarus or
equinovalgus foot deformities. Treatment of children with cerebral palsy during the key early years when functional skills in walking are
being developed improves the outcome and may help to avoid surgery for
contracture and bony torsion.31 In multiple sclerosis the
toxin can relieve contractions of thigh adductors that interfere with
sitting, positioning, cleaning, and urethral catheterisation. It can
also reduce muscle tone and increase range of movement in upper
extremity spasticity or in spastic foot drop after a stroke. Whether
this translates into functional improvement has yet to be
substantiated.32
Other indications
Botulinum toxin has been tried in numerous other conditions (box).
The list of possible new indications is rapidly expanding. It seems to
be a promising alternative to sphincterotomy in patients with chronic
anal fissures33 and is effective in achalasia.34 Some autonomic disorders resulting in
hypersecretion of glands like excessive palmar hyperhidrosis, ptyalism,
or gustatory sweating, which often occurs after surgery to the parotid
gland, respond well to botulinum toxin.35-37
Surprisingly, the response seems to last much longer than in conditions
caused by overactivity of striated or smooth
muscles.36
|
Other disorders for which botulinum toxin A has been tried
Overactivity of smooth muscles Oesophageal disorders (achalasia, diffuse oesophageal spasm, oesophageal diverticulosis) Sustained sphincter of Oddi hypertension Gastric pyloric spasms Hypersecretion of glands supplied by cholinergic sympathetic or parasympathetic neurones Ptyalism Increased tearing Hyperhidrosis (axillary, palmar, gustatory) Intrinsic rhinitis |
| |
Acknowledgments |
|---|
We thank Professor Niall P Quinn and Dr Cathy Chuang for critical review of the manuscript.
| |
Footnotes |
|---|
Funding: AM was supported by the Ernst Jung-Stiftung für Wissenschaft und Forschung in Hamburg, Germany.
Competing interests: KPB and AM have been supported by Ipsen, the manufacturer of Dysport, to attend an international symposium.
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References |
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(Accepted 16 August 1999)
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