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Robert H Llewellyn-Jones Department of Psychological Medicine, University
of Sydney, New South Wales 2006, Australia
Correspondence to:
R H Llewellyn- Jones, Healthy Aging Research Unit, Hornsby Ku-ring-gai
Hospital, Hornsby, New South Wales 2077, Australia
rljones{at}mail.usyd.edu.au
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Abstract |
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Objective:
To evaluate the effectiveness of a
population based, multifaceted shared care intervention for late life
depression in residential care.
Design:
Randomised controlled trial, with control and
intervention groups studied one after the other and blind follow up
after 9.5 months.
Setting:
Population of residential facility in Sydney living in self care units and hostels.
Participants:
220 depressed residents aged
65
without severe cognitive impairment.
Intervention:
The shared care intervention included:
(a) multidisciplinary consultation and collaboration,
(b) training of general practitioners and carers in
detection and management of depression, and (c) depression
related health education and activity programmes for residents. The
control group received routine care.
Main outcome measure:
Geriatric depression scale.
Results:
Intention to treat analysis was used. There was significantly more movement to "less depressed" levels of depression at follow up in the intervention than control group (Mantel-Haenszel stratification test, P=0.0125). Multiple linear regression analysis found a significant intervention effect after controlling for possible confounders, with the intervention group showing an average improvement of 1.87 points on the geriatric depression scale compared with the control group (95% confidence interval 0.76 to 2.97, P=0.0011).
Conclusions:
The outcome of depression among elderly
people in residential care can be improved by multidisciplinary
collaboration, by enhancing the clinical skills of general
practitioners and care staff, and by providing depression related
health education and activity programmes for residents.
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Key messages
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Introduction |
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Large numbers of depressed elderly people live in residential care. Their depression is often chronic,1 unrecognised,1 and associated with significant disability2 and premature mortality. 3 4 Few depressed elderly people living in residential care receive appropriate management. 1 2 5
Various specific interventions are effective for late life depression in residential care.6-10 Effective models of delivering these interventions (which recognise the scarcity of psychogeriatric resources in many countries) are, however, lacking. Although there are descriptive accounts of psychogeriatric service provision in residential care, 11 12 only one study1 focused on depression. It evaluated a service model in which a psychiatrist visited homes regularly and recommended a range of interventions to be carried out by general practitioners and care staff. But the interventions proved difficult to implement and the study was not a randomised controlled trial, therefore definite conclusions about efficacy were not possible.
We aimed to systematically overcome the following barriers to the care of late life depression: inadequate detection and management by general practitioners, 2 13 variable cooperation of general practitioners and care staff in intervention programmes,1 the reluctance of elderly depressed people to seek help,14 poor social environments,1 and underutilisation of psychosocial interventions.1 To achieve this aim we considered it necessary to change the care culture (including usual care practices) of the residential facility under study as well as the population's culture as a whole (including help seeking behaviour and compliance with treatment). We therefore chose a population based intervention because the health of individuals is profoundly influenced by the social characteristics and culture of the community in which they live.15 In addition, we adopted a multifaceted shared care approach to deal with the complexity of late life depression 16 17 in the context of limited specialist services and to maximise the potential for synergy between different elements of the intervention.
Although multifaceted interventions for depression are more effective
than routine general practitioner care for elderly people living in the
community,
18 19
no randomised controlled trials of such
interventions for late life depression in residential care have been
reported. We evaluated the effectiveness of a population based,
multifaceted shared care intervention for late life depression by
comparing it with routine care in a randomised controlled trial, using
multiple linear regression.
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Participants and methods |
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Design and randomisation
Our study was conducted at a large residential facility in
Sydney where residents live in self care units, hostels, and nursing
homes. A computerised register of residents allowed us to randomly
allocate the entire non-nursing home population (1466 people) into two
groups, using computer generated random numbers. Randomisation was
stratified to ensure that the groups were matched for the proportions
of residents managed by specific general practitioners.
Recruitment
All English speaking residents aged 65 or over and
cognitively able to provide accurate information (brief orientation-memory-concentration20 error score less than
20) were screened for depression. Inclusion criteria for study
participation were geriatric depression scale21 score
10 and the absence of pronounced cognitive impairment (mini mental
state examination22 score
18). Exclusion criteria were
severe physical illness, or current treatment from a mental health
professional for depression or a serious mental illness. Exclusion was
determined by interviewers who were blind to the participant's group
assignment, and inclusion was independently determined with scores on
standardised measures. All subjects gave written informed consent. The
study was approved by the hospital ethics committee.
Measure of depression
The main outcome measure was the geriatric depression
scale,21 a valid reliable screening
instrument
23 24
sensitive to change25-27
and strongly recommended for use in geriatric care.28
Residents scoring
10 on this scale were defined as depressed.
29 30
To measure interrater reliability, all 23 interviewers scored the geriatric depression scale from video
recordings of a sample of five interviews.
Other measures
To control for potential confounding variables the
following measures were taken and included in the multiple linear
regression analysis: cognitive function (brief
orientation-memory-concentration test20 and mini mental
state examination22); physical health (adapted from Belloc
et al31); frequency of general practitioner visits and
admissions to hospital; demographic characteristics (age, sex, hostel
versus independent unit accommodation, marital status, socioeconomic
status32); social support (adapted from Henderson et
al33), alcohol use, previous history of depression; functional status (instrumental activities of daily
living34 and physical self maintenance
scale35); extroversion and neuroticism (Eysenck
personality questionnaire-16; Jorm et al36 and unpublished data) developed from the Eysenck personality inventory37);
drug usage; acute and chronic adverse life events (life event and
difficulties schedule38); help seeking behaviour; number
of weeks between baseline and follow up geriatric depression scale; and
level of exposure to the intervention.
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Key elements of the shared care intervention
Removing barriers to care
Carer education
Health education and health promotion
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Intervention
The box sets out the key elements of the intervention. The
main issues that the intervention addressed were: (a)
increasing the detection rate of depression by carers; (b)
getting elderly people to accept that depression is treatable; and
(c) providing accessible treatment programmes in residential
care. This innovative intervention was unique in combining the elements
of carer education with health education and health promotion for
the entire population of a large residential facility. The control
group received routine care. Those carrying out the intervention were
not told which residents were depressed and being evaluated, and
depressed residents were not informed that they had been identified.
Statistical analysis
We carried out intention to treat analyses. A
Mantel-Haenszel stratification test39 compared the level
of depression of the control and intervention groups at follow up after
taking into account baseline levels, using the geriatric depression
scale. An independent two sample t test was used to compare
change in geriatric depression scale score between the groups. We used
multiple linear regression analysis to evaluate the effect of the
intervention on geriatric depression scale score at follow up, while
controlling for the other independent variables measured. Baseline
geriatric depression scale score and then group status (control
v intervention) were forced in to the model first, followed
by all other independent variables using forward stepwise entry.
level of 0.05 and two sided hypothesis testing, and 95% confidence
intervals were calculated for differences in change of scores or
proportions. Analyses were carried out with SPSS for
Windows (release 6.0).
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Results |
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Participant flow and follow up
Details of participant flow through the study are included
on the BMJ's website. The mean interval between baseline and follow up was 40.9 (SD 3.3) weeks. Interrater reliability of the
geriatric depression scale was very high (intraclass correlation coefficient 0.996).
Sample characteristics
Table 1 shows the key baseline characteristics of the
groups. We found no significant differences in the distribution of
these variables between groups, although more control than intervention
residents were taking antidepressants at baseline (
2=3.89, df=1, P=0.049). As
recommended,41 the possible prognostic effect of any
imbalance in baseline variables was taken into account in the multiple
linear regression analysis. We found no significant differences on any
key baseline characteristics between participants who completed the
geriatric depression scale at follow up and those who dropped out. The
169 residents who completed follow up were cared for by 34 general
practitioners of whom 26 (76%) were male and 27 (79%) worked in group
practices.
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Depression outcome
A Mantel-Haenszel stratification test39 showed
a significant difference between control and intervention groups
(
2=6.37, df=1, P=0.012) indicating
significantly more movement to "less depressed" geriatric
depression scale levels in the intervention group (table
2).
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0.15 to 2.06, t=1.70, df=167,
P=0.090).
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0.96). If this is removed from the
multivariate estimate of effect the adjusted intervention effect is
likely to be around 1.42 (1.87
0.45), which remains significant
(P=0.012). Given this, the evidence for a significant intervention
effect is robust.
Other clinical outcomes
Social support increased significantly in the intervention
compared with the control group. Despite general practitioner education
the intervention did not significantly increase the mean daily dose of
antidepressants or reduce the number of depressogenic drugs taken
compared with routine care (table 5). Logistic regression showed that
intervention participants were more likely to be taking antidepressants
at follow up than controls, taking into account whether participants
were taking antidepressants at baseline (odds ratio 3.1, 0.9 to 10.2, P=0.066).
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Discussion |
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Shared care was statistically more effective than routine care, after controlling for possible confounders, with an average improvement of 1.87 points on the geriatric depression scale in the intervention compared with the control group. Significantly more movement to "less depressed" geriatric depression scale levels at outcome was found in the intervention group and evidence that the intervention helped prevent mild depression from becoming worse.
Clinical significance
Although the intervention effect was modest we believe that
it is clinically significant. The intervention was population based:
general practitioners and other carers were not told which residents
had been identified as depressed, so the positive result may reflect an
improvement in both detection and management of depression. The
intervention was naturalistic: although all residents and their carers
were invited to fully participate, participation was variable. Only 53 (62%) of 86 intervention group participants had general practitioners
who attended the education programme, and only 21 (28%) of the 74 participants for whom data were available attended exercise classes.
The intervention's full implementation was also delayed by management.
Given these factors, the results are probably conservative, and a fully
implemented intervention may provide more substantial outcomes.
Possible limitations
The design of this population based randomised controlled
trial is unusual in certain respects. Because the intervention was
population based, it was not possible to conduct a classic randomised
controlled trial with concurrent controls within the single facility as
there was no way to prevent contamination of the control group.
Although studying the populations of two separate facilities (control
v intervention) would have enabled the use of concurrent
controls, it would have been difficult to adequately control for
differences between the facilities in available resources, care
cultures, and the characteristics of the populations of residents and
carers. Such bias may have been eliminated in a multicentre study using
the residential facility as the unit of randomisation but this was
beyond our resources. We decided against a classic "before and
after" evaluation with participants as their own historical controls
because it meant more interviews for participants over a longer time
period, likely to result in greater loss to follow up. We therefore
adopted a single site design, and studied control and intervention
groups one after the other, given the difficulties associated with
alternative designs. This serial design necessitated first randomising
the population and then selecting the participants, but this is very
nearly equivalent to the conventional method of first selecting the
participants and then randomising them. Although the design is not
entirely typical of a randomised controlled trial, both a control group
and the principle of randomisation were used.
Implications
The intervention was primarily delivered by busy general
practitioners and overstretched residential care staff. But by using
existing resources in a more effective fashion a significant result was obtained.
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Acknowledgments |
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We thank the residents, general practitioners, residential care management and staff, and the research interviewers and staff of the Aged Care Psychiatry Service of Hornsby Ku-ring-gai Hospital. Dr Dimity Pond and Ms Carol Andrews helped initiate the study and, together with Dr Simon Willcock, assisted in the design and implementation of the intervention and commented on the research design. Mrs Sally Castell and Mrs Anne Baikie played key roles in developing the health education and promotion elements of the intervention and in coordinating the implementation of the intervention as a whole. Dr Janet Beaurepaire advised on and scored life events measures. Professors Geoffrey Berry and Stewart Dunn provided statistical advice, and associate professor David Ames provided comments on earlier versions of this manuscript.
Contributors: RHL-J, the principal investigator, initiated and designed the study, designed the multifaceted intervention and supervised its implementation, contributed to data analysis and interpretation, and oversaw the study as a whole. KAB contributed to the study design, discussed core ideas, designed data collection protocols, assisted in coordinating data collection, and guided and conducted the statistical analysis and interpretation of the data. HS contributed to the study design, discussed core ideas, designed data collection protocols, coordinated data collection, commented on data analysis, and assisted with data interpretation. JC helped design data collection protocols, discussed core ideas, was the data manager, analysed data, and contributed to data interpretation. JS assisted with the study design, contributed to the design of the multifaceted intervention, and discussed core ideas. CCT advised on and assisted with the study design, advised on research measures, and discussed core ideas. RHL-J and KAB jointly wrote, revised, and edited the paper. HS, JC, JS, and CCT made contributions to earlier drafts. All authors gave final approval for the paper. RHL-J and KAB will act as guarantors for the paper.
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Footnotes |
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Funding: The project was initially conducted while the first author was a research fellow of the New South Wales Institute of Psychiatry. The study received grant aided support from the Commonwealth Department of Health and Family Services, General Practice Evaluation Program and its Aged Care Program Support Program, the University of Sydney McGeorge bequest, the New South Wales Health Department Health Outcomes Program, and a Roche Products clinical research grant. An educational grant from Roche Products was used to devise and produce the materials for the "Insights" general practitioner education workshop on late life depression. This workshop was the third in a series of six general practitioner workshops on depression developed by the "Insights" Depression Education Advisory Committee chaired by associate professor John Tiller. However, only "Insights workshop 3: depression in the elderly" was part of the intervention. The content of this workshop was devised by a project group (chaired by RHL-J) of the advisory committee in association with both Oxford Clinical Communications Sydney and the whole committee.
Competing interests: RHL-J and JS received small honoraria from Roche Products for attending "Insights" advisory committee meetings. RHL-J was also reimbursed by Roche Products for attending a symposium. KAB's work on the study was part funded by a Roche Products clinical research grant. Neither the "Insights" general practitioner education meetings nor the multifaceted intervention as a whole promoted the use of any specific brand of pharmaceutical product.
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(Accepted 4 August 1999)
Jonathan J Deeks Imperial
Cancer Research Fund and NHS Centre for Statistics in Medicine,
Institute of Health Sciences, Headington, Oxford OX3 7LF
Correspondence to: J J
Deeks J.Deeks{at}icrf.icnet.uk
From the outset, Llewellyn-Jones et al abandoned several
key principles of randomised controlled trials in their evaluation of
multifaceted shared care for later life depression. They randomised before assessing eligibility, there were delays between allocation and
starting interventions, both delivery of interventions and assessment
of outcomes in control and experimental groups were not concurrent, and
only a subgroup of participants who received the intervention were
included in the final analysis. The authors defend these study features
on grounds of practicality, but how may these deficiencies have
affected their findings?
The non-concurrent assessment of control and intervention groups is of
most concern. During the duration of a trial there can be notable
variations in factors external and intrinsic to the trial. For example,
weather and national events can alter psychological state; staff
changes and learning curves may cause temporal variations in the
assessments of eligibility and outcome. Such factors may be difficult
to assess (or even identify) but can introduce systematic patterns in
outcome with time. When groups are not treated concurrently any such
differences will lead to bias. Trials with non-concurrent enrolment and
assessment have been described as uncontrolled, as only the fortuitous
absence of these temporally related factors will ensure the
comparability of the groups.1
To consider an analogy, followers of test cricket (where the competing
teams alternate between fielding and batting over several days) will be
aware that matches are occasionally lost or won by the random
allocation of the batting order when the ground, weather, and light
conditions change during the match. Football (or any sport where the
two teams compete at the same time) seems to be a fairer game.
The trial's focus was on residents assessed as depressed when
screened, who were the only individuals included in the follow up.
However, all residents would have been exposed to the intervention at
some level since it was delivered to the population as a whole. Although it can be surmised that the effect of the intervention will be
most concentrated among those identified as depressed, we cannot be
certain whether the intervention has had a similar, more beneficial, or
even harmful effect among the rest of the residents.
It seems unlikely that delays in assessments of eligibility and
commencement of the interventions will have directly introduced bias.
Postponing assessments of eligibility until after randomisation may
lead to unequal group sizes (reducing statistical power) but should not
introduce systematic bias providing the allocations remain
concealed2 (which is the case reported for this study). In
some trials time delays between allocation and commencing interventions cause problems when the eligibility of the participants changes in the
intervening period. Delaying the assessment of eligibility will have
circumvented this issue in this instance.
The aim of randomisation is to ensure an unbiased assessment of the
effect of treatment by making "study groups equivalent in all
respects other than the treatment itself."3 Readers and
trialists alike should be aware that randomisation can only produce
groups that are comparable at the start of a study; other aspects of
good trial design are required to retain the comparability to the end.
Competing interests: None declared.
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Footnotes
© BMJ 1999
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