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do modern times need modern
sagas?
Ruth Chadwick Centre for Professional Ethics,
University of Central Lancashire, Preston PR1 2HE
r.chadwick{at}lancaster.ac.uk
On 17 December 1998, as a result of legislation instigated
by deCODE genetics, a Delaware biotechnology company working in Reykjavik, the Icelandic parliament adopted a law making it legal for a
private company to construct an electronic database of the country's
health records.1 deCODE has received an exclusive licence
to build a database of Iceland's medical records (including diagnoses
and test results, treatments and side effects) and will be able to
combine and analyse these with genetic and genealogical data. The act
also grants deCODE exclusive rights to commercial exploitation of the
database for 12 years. Accordingly, deCODE has entered into a
(non-exclusive) arrangement with Hoffmann-La Roche which gives the
latter company access to the database for the purpose of researching
the genetic origins of 12 common diseases.
The debate before and after the bill on Iceland's proposed
database has been vigorous. Sigurdur Gudmundsson, Iceland's surgeon general, was quoted in the New Yorker as saying, "I don't
think this country can just sit here and say, `Nope, sorry, we are
going to stand on rules that existed in a different era for a different world.' "2 But are the rules being applied
to the database able to address adequately the issues that have been
raised? It is striking that both proponents and opponents have
classified the ethical and human rights issues similarly, into five
main areas: informed consent, privacy, scientific freedom, benefit to
Iceland, and commercial monopoly (sometimes included under scientific
freedom or benefit).
3 4
These concerns can be grouped
under two broad headings The database will not help directly any individual patient with
the management of his or her condition, say those who are in favour of
the database. Rather, it will be a tool in the development of new or
improved methods of achieving better health, prediction, diagnosis, and
treatment of disease and in establishing more cost efficient ways of
operating health services.5 The database can help to
achieve the first aim by providing information Making use of a valuable asset
Summary points
The government of Iceland has granted an exclusive licence to
deCODE genetics to construct a database of the country's health
records
Debate about issues of informed consent, privacy, scientific freedom,
benefit, and commercial monopoly is vigorous
The question at issue is whether the rules being applied to the
database can deal with the issues raised
A debate that focuses on traditional principles risks ignoring new
challenges brought about by advances in medical technology
If the role of commercialism is to be assessed and defined
appropriately, benefits to the individual and to public health need to
be articulated clearly
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Are the rules out of date?
matters of medical ethics and the question of
scientific freedom versus commercial interests. The ethical issues are
clearly important and relevant to international conventions and
policies concerned with human rights. However, the way we categorise
issues in a debate can sometimes obscure other aspects that need to be
considered and prevent us from questioning whether traditional
distinctions need to be revised.
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Better, cheaper health care?
for example, on genetic
and environmental risk factors in common diseases and statistical data
on disease and treatment. The health economics aim is a secondary one,
but it is still important. Although the average health status and the
life expectancy of the population are high, Iceland's health insurance
system is sixth in the Organisation for Economic Cooperation and
Development's league table of expenditure on health care in relation
to gross national product.5
Iceland's population of approximately 270 000 has a genetic
history that makes it particularly valuable for genetic research into
common diseases (box).2 Furthermore, the extent to which
the new genetics will affect the delivery of health care remains
unclear, and Iceland, say the proponents of the database, provides a
unique opportunity for testing this. It has also been argued that since
the data in the records have been paid for out of public funds they are
not owned by individuals or institutions and should be used for the
public benefit.
5 6
Importance of the Icelandic database
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Sources of possible harm |
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Privacy and confidentiality
The main concern is the threat to privacy and confidentiality.
Although privacy and confidentiality are different concepts, the issues
have not been clearly distinguished in the debate. The central issue is
the security of the information in the database. There is concern that
information identifying individuals could fall into the hands of groups
who might use it for their own purposes: insurers or employers, for
example, might use the information to discriminate against some people. Two aspects of this issue need to be addressed
the extent (if any) to
which a trade-off between privacy and other benefits is reasonable, and
whether the security measures adopted by the Icelandic database afford
adequate protection to individuals.
not only
in health care
and widespread surveillance of people's lives is as
common in Iceland as elsewhere.2 However, the dangers inherent in modern technology and science are judged to be
considerable,5 and this has led to attempts to ensure
protection through various international policy documents and
legislation.7-10
One view is that the aims of genetic research, in particular, should
not prevail over respect for the rights of individuals.11 Whether the database is compatible with such rights as are protected by
Council of Europe Conventions has been examined by the council's steering committee on bioethics.5 In considering what is
reasonable, this body concluded that identification of the Iceland data
"cannot be regarded as reasonably possible without substantial
effort" and that the data are therefore anonymous according to the
criteria of international law. This is so despite the inclusion of
genetic information in the database and the controversy over whether
genetic information should be regarded in the same way as other medical data. The act includes measures "to ensure protection of
confidentiality in connecting information from the health sector
database with the databases of genealogical and genetic information"
(article 10). Though the original bill allowed for a decoding key, this was removed in the final version. Article 11 further provides that
employees of the licensee must sign an oath of confidentiality.
Although the Council of Europe Steering Committee on Bioethics
considers that the database is acceptable from the perspective of
international law, the critics are not reassured about the protection
afforded. With regard to the dangers to privacy, at least, they are
concerned to have an absolute guarantee rather than one based on a
criterion of reasonableness such as is used by the
Committee.12
Informed consent
According to the European Directive 95/46, informed consent is
necessary if personal data are to be used for purposes other than those
for which they were originally gathered, but consent is not required if
the data are not personal.8 Iceland chose to establish a
database of information that was not personally identifiable.
Icelanders have been offered the opportunity to opt out of the database
and will be informed continuously about their right to withdraw from
the database at any time.1
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| (Credit: CAROLINE THOMSON) |
especially where these are anonymous.13 Autonomy is upheld to some degree at least by the opting out provisions included
in the Icelandic act. On the other hand the claim that some people
might be in favour of research in general, while objecting to
particular kinds of research that they might be unable to foresee, has
some force.14
The debate about the rival merits of opting out and informed consent,
however, is undermined by a deeper problem about understanding of what
is involved. At one level it is suggested that individual Icelanders
mistakenly think they will not have information about them entered on
the database until they next visit the doctor (J Eyfjord, personal
communication); at another there is concern that informed consent would
not even be possible in principle, because doctors are not in a
position to explain the risks. Although invasion of privacy is one
possible source of harm, the possible future uses of the database are
potentially too broad to be foreseen and explained.12 So
even if a system of informed consent was seen to be implemented, it
could not provide genuine protection. In fact a requirement for
informed consent has not been chosen on the grounds that it would be
likely to reduce participation and thus the usefulness of the
database.12
In genome research, different levels of consent have been
recognised.13 The Council of Europe Steering Committee on
Bioethics has concluded that relevant Council of Europe recommendations allow research for legitimate purposes to use personal data without obtaining informed consent, provided that the scientific research is
provided for by law and constitutes a necessary measure for reasons of
public health.5 This is one of the main points at issue.
The Icelandic database is considered to constitute a measure in the
interest of public health
but is it "necessary" for public health?
This question needs to be answered, but if one of the justifications of
the database is to test the extent to which the new genetics can
deliver, it is not clear how it can be answered in the affirmative
beforehand and thus provide a clear public health justification for
overriding considerations of informed consent.
Scientific freedom
Scientific freedom is a more complex issue. The value of the free
flow of information and the importance of free scientific inquiry is
widely recognised.
11 13
The scientific community in
Iceland has been angered by the database proposals, arguing that
scientists who want to undertake genetic research will find it harder
to raise research funds for their work. However, deCODE's answer is
that the database will increase the research opportunities for
scientists in Iceland in relation to funding, access to patients, and
access to patients' records. The supporters of the database have also
argued that this initiative will attract funding and scientists back to
Iceland and that the amount of funding provided by deCODE is greater
than the medical research funding offered by the Icelandic agency that
grants research funding.
for example, work on the genome. What is unclear is the specification of
the principles to be defended on both sides
what counts as scientific
freedom in this context, and what are the purported benefits that
justify the level of control that will exist?
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Defining benefit |
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Proponents of the database consider that it will lead to a reverse brain drain as well as the better management of Icelandic health care.3 Sceptics argue that this benefit will accrue to only a few Icelanders, and that it will take the form of highly paid jobs. The government's annual licence fee will not prove to be a net benefit to the country as a whole.
We need to determine what is understood by the word
"benefit," and this will become increasingly important in the
context of population based genetic research. Does it mean financial
and health gains (for example, free medicines from Hoffmann-La Roche) or does it also include more intangible benefits such as prestige to
the country? Those who believe that the Icelandic population is being
turned into a commodity criticise the definition of benefit in
financial terms. Lewontin says that Iceland is carrying the "commodification" of people "to its final conclusion by making its entire population into a captive biomedical
commodity."15 He points to the irony of this in the
light of the individualism of the Icelandic sagas. Perhaps this is an
example of the value impact of new technology: the environmental impact
of technologies is frequently discussed, but a value impact assessment
is also required, which would include a consideration of the ways in
which we are forced to reconsider, reinterpret, or enrich our
understanding of cherished values and principles.
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Identifying real issues? |
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What is interesting about this classification of the ethical
issues discussed above is the way in which it centres on very traditional issues in medical ethics (informed consent and privacy) and
in scientific research (scientific freedom versus commercial interests). What has not been highlighted so much in the ethical discussion is the relevance of genetics and the phenomenon of "geneticisation," although this is a constant background presence in the debate. deCODE says that "it may be argued that the database will save lives, improve health, and cure disease."3
This is analogous to the rhetoric of progress associated with the human genome project. As in that case, it is challenged by arguments concerning another shadowy presence
the history of abuse of genetic information. Both sides of the database debate, however, seem to agree
about the value of the science; they disagree about commercialisation and access. The prevailing model of health here is one that makes genetics central.
In the debates about informed consent and privacy there is also widespread agreement on the value of these traditional ways of looking at things. There is little scope for considering the challenges to traditional principles that result from advances in medical technology. Are these data really individual or national resources? If they are a national resource then the logic of the case might suggest that even opting out should not be offered. The disagreements over whether and to what extent informed consent and privacy will be adequately protected have not been resolved. Whether these approaches need reconsideration or supplementation in the present context should be addressed in the context of clear criteria of what would count as a public health success.
The case for the database has so far failed to convince
and this is
because there has been an insufficient attempt to provide an
articulation of benefit, or of what "benefit" might mean. A sharper
critique of the "why?" as well as the "why not?" is required. Who will benefit, and in what way? If these questions are not answered,
commercialisation will understandably be met with absolutist support
for traditional principles and frameworks in forms that may no longer
be entirely appropriate.
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Acknowledgments |
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In preparing this manuscript I have been provided with information by representatives of deCODE and Mannvernd (Icelanders for Ethics in Science and Medicine). I also thank my research assistant Nicholas Joll and my colleagues on the Human Genome Organisation Ethics Committee, especially Kåre Berg, the Honourable Justice Michael Kirby, and Bartha Knoppers.
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Footnotes |
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Competing interests: None declared.
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References |
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| 1. | Ministry of Health. Act on a health sector database. Reykjavik: Ministry of Health , 1998(No 139/1998.) |
| 2. | Mannvernd (Icelanders for Ethics in Science and Medicine). www.mannvernd.is (Accessed 14 May 1999.) |
| 3. | deCODE genetics. www.database.is (Accessed 14 May 1999.) |
| 4. | Specter M. Decoding Iceland. New Yorker 1999 Jan 18: 40-51. |
| 5. | Council of Europe Steering Committee on Bioethics. The Icelandic act on a health sector database and Council of Europe conventions. Strasbourg: Ministry of Health and Social Security , 1999(CDBI-CO-GT2(99)7 1999.) |
| 6. | Ministry of Health. Bill on a health sector database. Reykjavik: Ministry of Health , 1998. |
| 7. | Council of Europe. Convention for the protection of individuals with regard to automatic processing of personal data. Strasbourg, Council of Europe, , 1981. |
| 8. | European Parliament. Directive on the protection of individuals with regard to the processing of personal data. Brussels: European Parliament , 1995(Directive 95/46/EC.) |
| 9. | Council of Europe. Recommendation on the protection of medical data. Strasbourg: Council of Europe , 1997(No R(97)5.) |
| 10. | Council of Europe. Recommendation concerning the protection of personal data collected and processed for statistical purposes. Strasbourg: Council of Europe , 1997(No R(97)18.) |
| 11. | Unesco. Universal declaration on the human genome and human rights. Geneva: Unesco , 1997. |
| 12. | McInnis MG. The assent of a nation: genethics and Iceland. Clin Genet 1999 55:234-9. |
| 13. | Human Genome Organisation Ethics Committee. Statement on the principled conduct of genetic research. Genome Digest 1996 May:2-3. |
| 14. | Greely H, King MC. Letter to the government of Iceland. www.mannvernd.is (Accessed 14 May 1999.) |
| 15. | Lewontin RC. A human population for sale. New York Times 1999 Jan 23. |
(Accepted 28 May 1999)
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