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Michael Rösler a Sektion Gerontopsychiatric, Psychiatrische
Universitätsklinik, Fuchsleinstrasse 15, D 97080 Würzburg, Germany, b CNS Clinical Research,
Novartis Pharmaceuticals, 59 Route 10, East Hanover, NJ 07936, USA, c Novartis Pharma, Lichstrasse 35, 4002 Basel, Switzerland, d McGill Centre for Studies on Aging, 6825 LaSalle Blvd, Verdun, Quebec H4H 1R3, Canada, e Department of Neurology,
Fédération de Neurologie and INSERM U 289, Hôpital Pitié
Salpêtrière, 75013 Paris, France, f Universitätsklinik für Neurologie,
Wahringer Gürtel 18-20, 1090 Vienna, Austria, g Geriatrische
Universitätsklinik, Kantonsspital, 4031 Basel, Switzerland
Correspondence to: Professor Rösler roesler{at}rzbox.uni-wuerzburg.de
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Abstract |
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Objectives:
To assess the effects of rivastigmine on
the core domains of Alzheimer's disease.
Design:
Prospective, randomised, multicentre, double blind, placebo controlled, parallel group trial. Patients received either placebo, 1-4 mg/day (lower dose) rivastigmine, or 6-12 mg/day
(higher dose) rivastigmine. Doses were increased in one of two fixed
dose ranges (1-4 mg/day or 6-12 mg/day) over the first 12 weeks with a
subsequent assessment period of 14 weeks.
Setting:
45 centres in Europe and North America.
Participants:
725 patients with mild to moderately
severe probable Alzheimer's disease diagnosed according to the
Diagnostic and Statistical Manual of Mental Disorders,
fourth edition, and the criteria of the National Institute of
Neurological and Communicative Disorders and Stroke and the
Alzheimer's Disease and Related Disorders Association.
Outcome measures:
Cognitive subscale of the
Alzheimer's disease assessment scale, rating on the clinician
interview based impression of change incorporating caregiver
information scale, and the progressive deterioration scale.
Results:
At the end of the study cognitive function had deteriorated among those in the placebo group. Scores on the Alzheimer's disease assessment scale improved in patients in the higher dose group when compared with patients taking placebo (P<0.05). Significantly more patients in the higher dose group had improved by 4 points or more than had improved in the placebo group (24% (57/242)
v 16% (39/238)). Global function as rated by the clinician interview scale had significantly improved among those in the higher
dose group compared with those taking placebo (P<0.001), and
significantly more patients in the higher dose group showed improvement
than did in the placebo group (37% (80/219) v 20% (46/230)). Mean scores on the progressive deterioration scale improved
from baseline in patients in the higher dose group but fell in the
placebo group. Adverse events were predominantly gastrointestinal, of
mild to moderate severity, transient, and occurred mainly during escalation of the dose. 23% (55/242) of those in the higher dose group, 7% (18/242) of those in the lower dose group, and 7% (16/239) of those in the placebo group discontinued treatment because of adverse events.
Conclusions:
Rivastigmine is well tolerated and
effective. It improves cognition, participation in activities of daily
living, and global evaluation ratings in patients with mild to
moderately severe Alzheimer's disease. This is the first treatment to
show compelling evidence of efficacy in a predominantly European population.
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Key messages
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Introduction |
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One of the most successful treatments for Alzheimer's disease has been the use of acetylcholinesterase inhibitors to enhance surviving cholinergic neurotransmission by inhibiting the breakdown of released acetylcholine. The first of these drugs approved for treating Alzheimer's disease, tacrine, is effective but can cause an increase in liver enzyme concentrations; in some countries, such as in the United Kingdom, this has prevented it from being licensed.1-3 More recently, a second acetylcholinesterase inhibitor, donepezil (a piperidine derivative) has become available. 4 5 Clinical trials have reported benefits on cognition and global evaluations. 4 5 Rivastigmine is a novel, "pseudo-irreversible," brain selective inhibitor of acetylcholinesterases, the metabolism of which is almost totally independent of the hepatic cytochrome P450 system.6-8
The aim of this study was to evaluate the safety and efficacy of two
doses of rivastigmine (1-4 mg/day and 6-12 mg/day) compared with a
placebo over 26 weeks in patients with probable Alzheimer's disease.
The study was carried out predominantly in European centres using a
design similar to that employed in a parallel study in North
America9 as part of a global evaluation programme
(Alzheimer's disease treatment with ENA-713)10 This
programme is the largest programme of clinical trials conducted to date
for treatment for dementia; it consists of four trials with over 3300 patients at 111 centres in 10 countries.
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Participants and methods |
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Patients
To be enrolled in the study patients had to be 50-85 years of age
and not able to bear children (older or younger patients could enter
the study with the approval of the medical expert (MG or AC-S). All
patients met criteria for Alzheimer's type dementia as described in
the Diagnostic and Statistical Manual of Mental
Disorders, fourth edition11 and criteria for
probable Alzheimer's disease according to criteria of the National
Institute of Neurological and Communicative Disorders and Stroke and
the Alzheimer's Disease and Related Disorders
Association.12 Participants also had to have scores of
10-26 on the mini-mental state examination.13 Most
patients were recruited from the community either through their general
practitioners or directly, and each patient had a responsible caregiver
and, along with their caregiver, provided written informed consent.
Patients with concomitant diseases such as hypertension, non-insulin
dependent diabetes, and arthritis were included. Only those with severe
and unstable cardiac disease, severe obstructive pulmonary disease, or
other life threatening conditions (such as rapidly progressing
malignancies) were excluded. Patients taking drugs for coexistent
diseases were included except for those taking anticholinergic drugs,
health food supplements containing acetylcholine precursors, putative
memory enhancers, insulin, and psychotropic drugs (the use of small
doses of short acting benzodiazepines, chloral hydrate, or haloperidol
was allowed). The trial procedures were in accord with the ethical
standards of the institutional committees on human experimentation and
with the Helsinki Declaration. The study was overseen by an independent international safety monitoring board. (A list of members of the board
appears on the BMJ's website.)
Design
The 26 week study, conducted at 45 centres in Europe (in Austria,
France, Germany, and Switzerland) and in North America, utilised a
randomised, double blind, placebo controlled, parallel group design.
Patients were randomly allocated either to placebo or 1-4 mg/day
rivastigmine (lower dose) or 6-12 mg/day (higher dose) according to a
computer generated randomisation code at Novartis Pharma (Basle,
Switzerland). To maintain blinding capsules containing rivastigmine and
placebo were identical and the number taken was the same at each dose
in all groups. Dosages were increased weekly in steps of up to
1.5 mg/day during weeks 1-12 (dose escalation phase) and had to be
within the target range by week 7. Decreases in doses were not
permitted during this phase. However, if adverse events occurred a dose
could be omitted, maintained without increase for two consecutive
weeks, or antiemetic drugs could be given. During weeks 13-26 (maintenance) doses could be increased or decreased within the assigned
range with the aim of administering the highest dose that was well tolerated.
that is, improvement on a performance based cognitive instrument and demonstration that the improvement was clinically meaningful.14 Efficacy was assessed on the cognitive
subscale of the Alzheimer's disease assessment scale,15
the clinician interview based impression of change incorporating
caregiver information,16 and the progressive deterioration
scale.17 Efficacy evaluations were performed at baseline
and weeks 12, 18, and 26 or at early withdrawal from the trial. Table 1
summarises the instruments used, symptoms and domains measured, the
source of information, the range of scores, and their
interpretation.
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Statistical methods
The study sample population of about 200 in each group was
planned to enable achievement of 90% power with
=0.05 for detecting
at least a 3.0 point improvement on the Alzheimer's disease assessment
scale and an increase from 15-30% among patients scoring <4 on the
clinician impression of change scale.
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Results |
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The randomisation of patients and their progress through the study is summarised in figure 1. A total of 831 patients were recruited; 106 of these were excluded. Altogether 243 patients were randomly allocated to higher dose treatment, 243 to lower dose, and 239 to placebo. Demographic variables and disease characteristics at baseline were comparable across groups but there were more females (59% (428/725)) than males (41% (297/725)). Mean age was 72 years (range 45-95 years), and most patients (97% (703/725)) were white. The mean duration of dementia was 39 months; 41% (298/725) of patients had mild disease, 57% (411/725) moderate, and 2% (16/725) had severe disease.18 The mean scores at baseline on the Alzheimer's disease assessment scale and the progressive deterioration scale for the three groups are shown in table 2. The mean score on the mini-mental state examination was 19.9 (range 10-29).
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About 80% of patients (579/725) reported prior or current medical
conditions, or both. These were most commonly cardiovascular. About
81% (590/725) were taking concomitant drug treatment at baseline. The
mean number of medical conditions per patient was 2.5 and the mean
number of concomitant drugs being taken per patient was 4.0. The most
common drugs
that is, taken by >10% in each group
included
anti-infectives and drugs for cardiovascular, gastrointestinal, respiratory, musculoskeletal, blood, and nervous system disorders.
By the end of the study the mean dose of rivastigmine was 10.4 (SD 2.13) mg/day in the higher dose group and 3.7 (SD 0.59) mg/day in the lower dose group. Of the patients who were taking rivastigmine until the end of the study, 64% (107/166) in the higher dose group and 90% (190/210) in the lower dose group reached the maximum prescribed dose.
Table 3 summarises the effects of rivastigmine on all measures of efficacy.
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Cognitive subscale of the Alzheimer's disease assessment
scale
Cognitive function worsened progressively in patients taking
placebo. The mean deterioration in the cognitive subscale was 1.41 points over 26 weeks among observed cases (fig 2). The mean score on
the subscale improved among patients in the higher dose group (mean
improvement 1.17 points). Differences between the two groups in the
mean change from baseline scores were statistically significant at
weeks 12, 18, and 26 for all three analyses. Of the patients completing
the study 55% (86/157) of those in the higher dose group improved from
baseline measurements compared with 45% (93/205) of those treated with
placebo (analysis of observed cases). The proportion of patients with a
clinically meaningful improvement in their scores (defined as a change
of four points or more from baseline) at the end of the study was significantly greater among patients receiving higher dose rivastigmine than among those taking placebo (24% (57/242) higher dose group v 16% (39/238) placebo in intention to treat analysis;
27% (53/199) higher dose group v 18% (40/225) last
observation carried forward; and 29% (45/157) higher dose group
v 19% (38/205) observed cases analysis
(P<0.05)).
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Clinician interview based impression of change
At week 26 patients treated with placebo had deteriorated (mean
rating 4.34) (table 4). Patients in the higher dose rivastigmine group
had improved (mean rating 3.93). The difference between the two groups
at week 26 was statistically significant for all three efficacy
analyses. At week 26 significantly more patients in both rivastigmine
groups had ratings of marked, moderate, or minimal improvement on this
scale when compared with those taking placebo (20% (46/230) placebo
group v 30% (69/233) lower dose group (P<0.05) and
37% (80/219) higher dose group (P<0.001) in the intention to treat
analysis; 22% (49/226) placebo group v 32% (71/224)
lower dose group (P<0.01) and 40% (78/193) higher dose group
(P<0.001) in the last observation carried forward; 22% (44/197)
placebo group v 31% (62/198) lower dose group (P<0.05) and 41% (63/155) higher dose group (P<0.001) in the observed cases analysis).
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Progressive deterioration scale
At week 26 the difference in mean change from baseline in scores
on the progressive deterioration scale between patients receiving
placebo and those receiving higher dose rivastigmine was statistically
significant in the analysis of the last observation carried forward
(P<0.05) (fig 3). Of the 581 patients completing the study, a
significant difference in those showing any improvement in these scores
was observed for those taking higher dose
rivastigmine compared with those taking placebo (49% (98/198)
v 39% (88/223) respectively; P=0.04 in analysis of the
last observation carried forward). Significantly more patients in the
higher dose group improved by at least 10% than did in the placebo
group both in the intention to treat analysis (29% (70/241)
v 19% (45/237), P<0.01) and the analysis of the last
observation carried forward (33% (66/198) v 20%
(45/223), P<0.01).
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Global deterioration scale and mini-mental state examination
At week 26 patients who had received rivastigmine 6-12 mg/day had
a significantly better response than those in the placebo group in the
mean change from baseline scores on the mini-mental state examination
and the global deterioration scale. Patients receiving placebo
deteriorated by 0.47 points from baseline on the mini-mental state and
those receiving rivastigmine 6-12 mg/day improved by 0.21 points over
baseline using the intention to treat analysis. Significantly less
deterioration occurred on the global deterioration scale among patients
taking 6-12 mg/day rivastigmine compared with those taking placebo.
Safety
Of the 725 patients initially randomly allocated 581 (80%)
completed treatment. The proportion who discontinued treatment for any
reason was significantly higher in the higher dose group than in the
lower dose or placebo groups (33% (79/243) v 14%
(34/243) and 13% (31/239), respectively) as was the proportion who
discontinued because of adverse events (23% (55/242) v
7% (18/242) and 7% (16/239), respectively). Most of the
discontinuations related to adverse events occurred during dose
escalation (69% (38/55) in the higher dose group).
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1.39 kg in the
higher dose group and
0.13 kg in the lower dose). The difference in the mean change in body weight between the placebo group and the higher
dose rivastigmine group was statistically significant (Fisher's exact
test P<0.05). In the higher dose group 24% of patients (55/234) lost
>7% of body weight compared with 9% of patients (21/236) in the
lower dose group and 7% (16/236) in the placebo group.
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Discussion |
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This study provides evidence of the efficacy of rivastigmine in alleviating the core cognitive and functional symptoms of patients with mild to moderately severe Alzheimer's disease over 6 months. Rivastigmine was effective on each of the measures of efficacy applied, reflecting improvements in cognition as rated by psychometricians, global functioning as rated by an independent clinician, and activities of daily living as rated by a caregiver. The effects of rivastigmine were dose dependent.
Cognitive and global assessments
Compared with the 55% of patients taking placebo who experienced
a decline in cognitive function during the study, patients treated with
6-12 mg/day of rivastigmine improved. Cognitive function in patients
with Alzheimer's disease who are not treated can be expected to
deteriorate. Estimates of the rate of decline vary from as little
as 1.28 points on the cognitive subscale of the Alzheimer's disease
assessment scale over 24 weeks19 to as much as 9 points
over 1 year.20 Other estimates of the average rate of
decline are 5.2 points on the cognitive subscale over 1 year,15 7 points over 1 year,21 and about 5 points over 5 to 9 months.22 The stabilisation of
cognitive decline seen over 6 months in this study in 55% of patients
taking 6-12 mg/day of rivastigmine is therefore relevant to clinical practice.
Effects on activities of daily living
Perhaps the most relevant effects of rivastigmine observed in this
study are those on activities of daily living. Poor performance of
these activities is correlated with admission to long term care
facilities.
23 24
Poor performance is also recognised as
an important determining factor of the use of support services by
caregivers.25 The improvements in these activities shown
here are the first to be reported in a prospective analysis of a global
clinical trial. More than one third of patients treated with
6-12 mg/day of rivastigmine showed more than a 10% improvement.
Tolerability and safety
Adverse events leading to the discontinuation of treatment were
seen in 27% of patients taking 6-12 mg/day of rivastigmine. The
majority of these occurred during the dose titration phase, which used
a forced dose escalation procedure and introduced an artificial element
into the trial design. Outside a clinical trial it is likely that the
dose escalation phase would be more individualised and tolerance would improve.
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Acknowledgments |
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Professor Agid wishes to acknowledge the special contribution made to the study by his colleague Professor Bruno Dubois.
Funding: This study was supported by funding from Novartis Pharma AG, Basle, Switzerland.
Contributors: Data collection and comments on study design were made by the International Exelon Investigators. (A list of members appears on the BMJ's website.) MR was the principal writer and participated in designing and executing the study, and helped with data collection and analysis. SG participated in designing and executing the study, collecting and analysing data, and contributed to writing the paper. YA was the principal investigator and contributed to designing the protocol, collecting and analysing data, and writing the paper. PD-B participated in designing and executing the study, collecting and analysing data, and writing the paper. HBS participated in designing and executing the study, collecting and analysing data, and writing the paper. AC-S and MG were responsible for managing data collection, monitoring data, and analysing and interpreting data for Europe. RH was responsible for managing the monitoring of data and analysing and interpreting data in North America. RA acted as overall adviser on the content of the paper and is the guarantor. Quintiles Transnational was responsible for data collection in the United States. John Carpenter and Stephen Jones of Gardiner-Caldwell Communications, Macclesfield, UK, were contributing editors.
Competing interests: RA, AC-S, RH, and MG are employees of Novartis. The study was commissioned by Novartis Pharma in Switzerland. None of the other authors has any conflict of interest.
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References |
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(Accepted 25 January 1999)
Tony Bayer Memory Team, Department of Geriatric Medicine,
University of Wales College of Medicine, Llandough Hospital, Penarth,
CF6 2XX
bayer{at}cf.ac.uk
Rösler et al have published the results of the first
large trial of an acetylcholinesterase inhibitor used in a mainly
European population of patients with Alzheimer's disease. It provides
further evidence of modest cognitive and global benefits of
acetylcholinesterase inhibitor treatment and also shows
statistically significant functional benefits, with a greater
proportion of patients on higher dose rivastigmine (6-12 mg/day)
compared with placebo improving their total score on the progressive
deterioration scale. This scale is completed by carers and was
specifically developed for use with patients with Alzheimer's disease.
It has been shown to be a valid and reliable measure of drug effects in
clinical trials. However, the presentation The authors emphasise that their patient population was not highly
selected. Nevertheless, all had been carefully diagnosed at specialist
centres using standardised clinical criteria, had symptoms of mild to
moderate severity, and only those with an available caregiver and who
were not taking other central nervous system drug treatment were
included. Such patients are not typical of those presenting to old age
psychiatrists and geriatricians.
One third of the patients on the higher dose of rivastigmine
discontinued treatment, presumably despite close monitoring; the
authors attribute this in part to inappropriate forced dose escalation.
How the trial results might translate to everyday clinical practice is
therefore uncertain.
Response to treatment seemed to be variable, with substantial
improvement in a few patients and no obvious benefit in many. Averaging
the change in test scores, especially with selective presentation of
observed cases or an intention to treat analysis, can easily mislead.
Interpretation of the data would have been helped by presenting the
"number needed to treat" to obtain clinically meaningful
improvements in outcomes. Rösler et al's paper also tells us nothing
about the long term impact of acetylcholinesterase inhibitor treatment
on the considerable human and economic costs of Alzheimer's disease.
There are many pieces of the Alzheimer's jigsaw that are still
missing. Future research efforts need to focus on identifying predictors and better measures of response, timing of treatment and
optimum dose regimens, longer term follow up, and establishing how and
when the use of acetylcholinesterase inhibitor drugs should be stopped.
Competing interests: TB has received research grants and fees
for speaking from Novartis, Eisai, and Bayer.
a visual analogue
scale
can be problematic, and it is not suitable for use in everyday
clinical practice. The absence of measures of neuropsychiatric outcome
and the burden on carers is unfortunate, but in the past the choice of
outcomes in clinical drug trials in dementia was governed by
requirements of regulatory authorities rather than aims of measuring
the real impact of the illness on the lives of patients and their
families. The need for clinically relevant outcome measures should now
be better appreciated.
© BMJ 1999
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