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C M Shaw a School of Psychiatry and Behavioural
Sciences, University of Manchester, Manchester M13 9WL, b Clinical
Epidemiology Unit, University of Manchester
Correspondence to: Dr Shaw,
Consultant Psychiatrist, Department of Psychiatry, Tameside and Glossop
Community and Priority Services NHS Trust, Tameside General Hospital,
Ashton-under-Lyne OL6 9RW
Abstract
Objective:
To determine the prevalence of common
mental disorders (anxiety and depression) and help seeking behaviour in
African Caribbeans and white Europeans.
Design:
Two phase survey in a general population
sample. The first phase comprised screening with the 12 item general
health questionnaire; the second phase was standardised psychiatric
assessment and interview about help seeking.
Setting:
People registered with four general practices in central Manchester.
Participants:
Of 1467 people randomly selected from
family health services authority lists, 864 were still resident. 337 African Caribbeans and 275 white Europeans completed the screening phase (response rate 71%); 127 African Caribbeans and 103 white Europeans were interviewed in the second phase.
Main outcome measures:
One month period prevalence of
anxiety and depressive disorders in each ethnic group.
Results:
13% of African Caribbeans (95% confidence interval 10% to 16%) and 14% (10% to 18%) of white Europeans had one or more disorder. Anxiety disorders were significantly less common
among African Caribbeans (3% (1% to 5%) v 9% (6% to
12%) in white Europeans). Depressive disorders were significantly more common among African Caribbean women than white women (difference 8%
(1% to 15%)). Medical help seeking was similar in the two groups, but
African Caribbeans with mental disorders were more likely to seek
additional help from non-medical sources (12/29 v 5/29, P=0.082).
Conclusions:
In an inner city setting the prevalence
of common mental disorders is similar in these two ethnic groups.
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Key messages
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Introduction
Health policy makers are paying increasing attention to
assessing the needs of minority ethnic groups with the aim of basing policy on reliable data.1 Most epidemiological
research concerning mental disorders in different ethnic groups in
Britain has concentrated on psychotic disorders and has shown higher
treated prevalence and incidence among African
Caribbeans.
2 3
By contrast, there have been few surveys
of common mental disorders (depression and anxiety) in this ethnic
group. One recent study found a lower prevalence of anxiety symptoms in
Caribbeans (13%) compared with whites (18%) but higher estimated
weekly prevalence of depressive neurosis (6.0% in Caribbeans and 3.8%
in whites).4 The increased unemployment and poverty among
British African Caribbeans5 together with the effects of
racism suggest that anxiety and depression might be more common among
this ethnic group than in white Europeans.
Participants and methods
Design and instruments
We used a two phase design in order to screen a large
sample but limit the number of lengthy psychiatric
interviews.6 The whole sample received the first phase
screening instrument (12 item general health
questionnaire7). All those scoring 3 or more were included
in the second phase sample together with a 1 in 4 random sample of
those scoring 2 or less. We chose a low threshold to ensure that few
cases would be missed. The threshold has been validated in previous
general population surveys7 and used with African
Caribbeans in primary care.8
Sampling
We obtained a random sample from family health services
authority population registers of four participating general practices
in central Manchester (Moss Side and Hulme), where over half of
Manchester's 10 000 African Caribbean population live. Sampling was
done between September 1993 and February 1996 in collaboration with a
comparative survey of nutrition, diabetes, and hypertension being run
by one of the authors (JKC).10 General practitioners'
records were checked to confirm that subjects were still registered.
Those who were dead or had changed address were removed from the final denominator.
Procedure
Each person was contacted by telephone, post, or home
visits. Non-respondents were those who refused to participate, consistently failed to keep appointments for interviews, or were unavailable after at least five home visits. Subjects were interviewed by prearranged appointment at home or in their doctor's surgery. Demographic and other health data were collected, and the first phase
psychiatric screening instrument administered. Ethnic group was
categorised by the subject from the list of 1991 census categories. Black Caribbean and black other (Caribbean) categories were combined to
form the category African Caribbean. (As place of birth and that of
parents were also recorded Asian or African "black other" subjects
were not included.) Respondents selected for the second phase were
interviewed at home by the research psychiatrist (CMS). Ethical
approval was obtained from the Manchester Health Commission.
Analysis
Data were analysed with SPSS/PC+. We calculated prevalence estimates (and 95% confidence intervals) according to the
method of Pickles et al11 for men and women separately, and in total, for each ethnic group.
Results
First phase
We contacted 1467 people; 590 were no longer resident or
registered with the index general practices and 13 had died. Of the 864 remaining, 131 refused to participate in the study and 121 were
persistently unavailable. Thus 612 people (337 African Caribbeans
and 275 white Europeans) completed screening: a 71% response rate.
2=0.32,
P=0.57).
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Second phase
At the time of the second interviews five African
Caribbeans and five white Europeans who had scored three or more on the
general health questionnaire had died or moved out of the area;
interviews were completed with 92 African Caribbeans (response rate
88%) and 62 white Europeans (response rate 79%). A random sample of
those scoring below 3 was also identified; 53 African Caribbeans were
contacted, of whom 49 were still resident and 35 completed interviews
(response rate 71%). Similarly, 55 white Europeans were contacted, 50 were still resident, and 41 interviewed (response rate 82%).
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Help seeking behaviour by people with mental disorder
In response to the question "Do you have any problems
with your health?" most "cases" reported some kind of psychological illness (24/29 (83%) African Caribbeans and 25/29 (86%)
white Europeans). Others denied they were ill or reported exclusively somatic symptoms or physical illnesses despite sufficient symptoms being evident during the psychiatric assessment to diagnose mental disorder.
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Discussion
This is one of the first population based surveys in Britain to address the prevalence of common mental disorders in African Caribbeans. The prevalence estimates are similar to those identified in recent general population surveys,12 and in contrast to findings for psychotic disorders, show that in an inner city population the prevalence of anxiety and depressive disorder is similar in African Caribbeans and white Europeans.
There was no difference in medical help seeking between African Caribbeans and white Europeans with mental disorders. Although over 80% had consulted their doctor in the previous six months, most presented with somatic (rather than psychological) symptoms. Further research is needed to explore the differences in recognition rates by general practitioners as we did not have sufficient numbers to detect significant differences. The prominent belief that medical consultation would not be beneficial has implications for health promotion.
We recruited fewer subjects than we had intended. Lists of registered patients proved to be out of date as many people had changed address. Unfortunately, as the ethnicity of the members of the initial sample was unknown, any possibility of differential migration out of the inner city could not be addressed. Attrition between phases one and two was high but not linked to ethnicity, and this could be due to delay (in some cases) between the two phases. Using the general health questionnaire as a screening instrument with a 2/3 threshold had limitations. Although few true cases were missed, the false positive rate was high. Delay before second phase interviews may also have contributed to this.
The researchers were not blind to the ethnicity of the respondents, and the psychiatric researcher (CMS) was white European. The criticism of eurocentrism could be made, but it is not obvious if this would have led to underestimation or overestimation of psychiatric symptoms among African Caribbeans.
The differences in rates of anxiety (lower in African Caribbeans) and depressive disorders (higher in African Caribbean women) between the ethnic groups agree with previously reported trends.4 This difference could be explained by genetic or vulnerability factors or by exposure to different social or environmental experiences.13 African Caribbeans may be experiencing more events and difficulties associated with loss, and fewer associated with fear, than white Europeans.14
Only a minority of people with mental disorders found by the prevalence survey were being treated by their general practitioner. Low recognition of mental disorders remains the greatest barrier to care for both African Caribbean and white European people with depression and anxiety. The training of doctors in the care and management of these common mental disorders therefore needs to continue to focus on the somatic presentation of mental disorder (somatisation) coupled with the development of therapeutic models that include social, psychological, and pharmacological treatments.15
In conclusion, this study shows that common mental disorders are
similarly prevalent in African Caribbeans and white Europeans living in
a British inner city. The emphasis on psychotic disorders in both
research and service provision should not obscure the fact that
depression and anxiety afflict far more people of all ethnic groups.
There is no evidence that ethnicity is associated with more or less
morbidity, but it may be an important factor in determining what type
of disorder is experienced.
We thank the researcher workers of the diabetes and hypertension project; project assistants Colin Moore, Jane Rogers and Amanda Lee; and the patients and staff of participating general practices.
Contributors: CMS and FC conceived and designed the study and interpreted the results. FC obtained funding on CMS's behalf, supervised the training, and is the study guarantor. CMS supervised project assistants, collected and analysed data, and wrote the manuscript. JKC and LR conceived and ran the comparative survey of nutrition, diabetes, and hypertension and supervised data collection. BT contributed to study design and, together with CMS, carried out statistical analysis. All authors edited the manuscript.
Funding: Wellcome Clinical Epidemiology Training Fellowship (CMS).
Competing financial interests: None declared.
References
(Accepted 28 October 1998)
Greta Rait Department of Primary Care
and Population Sciences, Royal Free and University College London
Medical Schools, Archway Resource Centre, Whittington Campus, London
N19 5NF
g.rait{at}ucl.ac.uk
This study on the prevalence of common mental health
disorders is commendable, but the findings should be interpreted with caution. Cross cultural studies of mental health are controversial and
difficult to conduct and interpret.
Ethnicity is a complex variable.1 For example, African
Caribbean, which is used in this study, encompasses people from a
multitude of islands with diverse cultures. Presentation and prevalence
of illness is also likely to vary. The broad term white European also
encompasses many ethnic groups, including Polish, Bosnian, and
Irish.2 These groups have different rates of mental illness. For example, compared with white English people the Irish have
a high rate of diagnosed mental health problems.3 Place of
birth is also relevant. The experiences, health beliefs, and patterns
of health seeking behaviour of a young African Caribbean born in
the United Kingdom are likely to differ from those of an older migrant
from Jamaica. In addition, over a fifth of white Europeans in this
study were born abroad and may have common experiences with some of the
migrants from the Caribbean, particularly of discrimination.
The use of self assigned ethnicity based on census categories is a
pragmatic approach but has limitations.4 Other data such
as language spoken, religion, place of birth, and social and economic
factors are necessary to provide an informed picture.5 The
quoted prevalences of anxiety and depression in African Caribbeans and
white Europeans could therefore mask variations between different ethnic groups and the effects of physical factors and social inequalities.
Cross cultural psychiatry aims to provide a scientific basis for the
study and comparison of mental health across cultures. Most traditional
psychiatric instruments have been devised for a North American or north
European population and are not necessarily valid in other groups.
There are two approaches to using psychiatric instruments in
different cultural groups. The "emic" approach is a within culture approach. It uses culturally defined terms and an instrument devised for the particular cultural group. The findings are specific to the
experience and presentation of illness in that culture.6 For example, a recent study with older Caribbean people in London constructed an interview schedule for emotional distress using vignettes and interviews with carers and older Caribbeans with mental
health problems.7 The approach aims to identify those people who would be recognised as being ill or impaired by those of the
same culture and attempts to overcome ethnocentric perspectives. However, instruments developed by this method are not transferable to
other cultural or social groups and cannot provide comparative data.
The "etic" approach is an across cultures approach. It uses terms
that are similar across different cultures and pre-existing instruments. The approach is based on the assumptions that the underlying features of common mental disorders, such as depression, are
similar across cultures8 and that no important
culture-specific symptoms or presentations would be missed. The charges
of ethnocentricity can be reduced by assessing the instrument's
performance and acceptability within a new population. This may require
adaptations to the standard instrument. The general health
questionnaire has been extensively validated in other
cultures,9 but not specifically with an African Caribbean
population in the United Kingdom.
The etic method allows for comparisons between cultural groups.
However, if supposedly universal symptoms do not occur in a particular
cultural group or do not have the same meaning the result will be
invalid and misleading.
Shaw et al used an etic approach to screen for and identify cases and
then interviewed these cases with an emic schedule. People whom the
initial instruments failed to recognise as distressed would have been
missed. By only interviewing identified cases the authors may have lost
rich information on cultural aspects of mental health. This is
important for those working in primary care, where most people
with mental illness are seen and cared for, and where the
iceberg of unmet need almost certainly lies.
The authors have attempted a difficult study and provided some insights
into mental health problems in different cultural groups. However,
prevalences derived from such a heterogeneous sample may conceal
important variations among subgroups. Counting heads is important, but
further attention must be given to the complexity of cultural and
social factors in the experience of mental illness.
References
© BMJ 1999