In the increasingly competitive field of biomedical
research, more and more researchers are chasing an ever shrinking pot of research funding. Good ideas are not enough, funding applications increasingly require dogged determination, good organisation, and a
clear strategy if they are to succeed. Doctors in full time academic
posts, most of whom work outside of core funded units, will find much
of their time is taken up with writing grant applications, and must
therefore acquire the appropriate skills. Clinicians with a research
interest may complete grant applications only occasionally, and may
therefore find this daunting. Although grant applications are a
fundamental part of the clinical academic way of life, writing them is
seldom emphasised during academic training. However, there are generic
ingredients to a good grant application, and you can maximise the
chance of success by following some rules.
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Summary points
Writing grant applications is a skill that researchers must
acquire
Decide which grant making body to approach at the outset; make sure
that proposed research is relevant to the funding body
Write focused, succinct, clear applications that follow the guidelines
set down
Learn from rejections
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Choosing a funding body |
At the outset, it is important to decide which grant giving
body to approach. The Medical Research Council and the Wellcome Trust
together currently plough more than £400m annually into supporting
research and, unlike most of the smaller research charities, will fund
research of a general nature. However, while the Wellcome Trust is
still funding projects, the Medical Research Council is more interested
in grants to centres and collaborative funding. The Association of
Medical Research Charities Handbook (www.amrc.org.uk) contains details
of 96 charities that fund medical research. Some of the largest are the
cancer charities (Imperial Cancer Research Fund, Cancer Research
Campaign, and the Leukaemia Research Fund), the British Heart
Foundation, and the Arthritis and Rheumatism Council; together
they spend over £150m a year. Most of the 96 charities, however,
support single diseases, usually with a budget of well under £1m. The
Department of Health funds health service research and the European
Commission offers considerable grant funding for researchers who have
collaborators in other European countries.
The research training fellowship schemes offered by various funding
bodies (including the Medical Research Council and the Wellcome Trust)
are an excellent source of funding for bright young clinicians or
scientists, and may be a source of funding for projects that do
not yet have the gravitas associated with a collaborative
multicentre or programme grant.
Preliminary proposal
Some grant giving bodies now ask for a one page summary of the
research proposal before inviting a full application. If this is not a
prerequisite, it is important to establish that the proposed research
is relevant to the funding body. "Does the proposal fit in with the
aims of the charity?" is one of the questions asked of grant
reviewers, and the answer to this question must be an unequivocal
"Yes." If you are in any doubt, contact the charity's
administrator and discuss the project. Such a simple precaution may
save a lot of time.
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Writing the application |
Before filling in the application form look carefully at the
chosen funding body's guidelines for applicants. Although these may
look daunting, they need to be read thoroughly as they contain a number
of apparently trivial but important pieces of information. For example,
while your individuality may best be expressed in single spaced 8 point
Courier (which also gives you valuable extra space for your literature
review), the decision to use such a font may be a mistake if the
guidelines specify that "The application should be typed in 12 pitch
font and the use of Times New Roman is preferred." Referees, who
often receive many grant applications a year, must be able to read the
application easily and may return unconsidered any that are illegible.
Hence the stipulation of font size in the guidelines.
Follow instructions
Grants that do not comply with the funding body's guidelines in
other respects may be returned unconsidered. How would you feel if the
grant application you had struggled with was passed over because it
was "not firmly stapled"? Sadly, this is a genuine comment that
accompanied a returned grant application. (Funding bodies could help
researchers by avoiding qualitative statements such as "firmly.")
The reasons for following the guidelines to the letter are numerous,
but all are designed to help the grant progress through the application
stages with the minimum of fuss.
Focus and relevance
The application should be succinct and, most importantly, focused.
Applications describing a shotgun approach to a research question, with
a multitude of experiments using a variety of techniques, risk being
viewed as scientific "fishing expeditions" and may suffer as a
result. The aims of the project should be clearly stated near the
beginning, and should be readily understandable to those who are not
experts in the proposed area of research. Furthermore, the relevance of
the research should be emphasised. Relevance in this context refers to
the manner in which the proposed project enhances understanding and
advances knowledge. If there are potential practical applications of
the research then these should be highlighted.
Background
The background to the project and literature review are
important parts of the application. Here, you have an opportunity not
only to summarise the general area of research, but also to highlight
your own contribution. Funding bodies may ask their referees, "Does
the applicant have a proved track record in this field of research?"
It is important therefore that this is clear. No matter how good your
idea is, if you are in competition with powerful and established groups
in a similar area of research and you have no research pedigree in the
field, your chances of funding will be diminished. Judicious use of
preliminary data from your own experiments can be very helpful, further
confirming your ability to deliver the results of the experiments you
propose. Including your own manuscripts that are cited but still in
press is mandatory. Since the grant referees will be experts in the field, selective quotation and, in particular, the omission of key
references is unacceptable. "The applicant didn't have the courtesy
to referee my own work" is a comment to be
avoided.
Clear methods
The process of research in the methods section
the description of
the techniques involved, justification of the numbers of experiments,
patients, or animals required, and a realistic timetable
should be
clearly laid out. It is important that the review committee believe the
proposed work can be accomplished within the time limits imposed by the grant.
Justify importance
Justifying the support requested is an important part of the
application. The funding bodies want to know why a particular technique
or part of a protocol is necessary, and, if it is expensive, its use,
rather than that of a cheaper method, must be justified. Furthermore,
why a postdoctoral researcher rather than a cheaper research assistant
is required for a particular post may have to be explained. These
questions should be answered honestly and comprehensively. Grant giving
bodies are not easily fooled and a blanket statement such as, "These
costs are necessary to run my laboratory" will not suffice.
Ultimately, "justify" means explain the cost benefit of your research.
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The final adjustments |
Since submission deadlines are not usually flexible, the time
spent preparing the application should be well organised. In particular, it is easy to underestimate the amount of time it takes to
get all the relevant signatures on a grant application. All grants must
be seen and checked by the finance officer of the institution. These
are busy people who cannot be expected to work to your deadlines and
provide costings at short notice. It is therefore useful to get
salaries costed well in advance of the final deadline and then simply
get a signature on the final application form later, once the costings
have been inserted.
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Processing applications |
Once the submission deadline has passed, the grant administrators
will check, log, and sort applications and choose referees to peer
review each one. Usually two or three referees will be chosen, and
given approximately six weeks to return their reports. Grant
applications that do not comply with the required format may be set to
one side by the administrators and dealt with last. This may mean a
delay in sending them out to referees, and consequently tighter
deadlines for report submission. Up to a quarter of grants sent out for
refereeing are returned by the chosen referee because he or she is
unable to provide a report, and an additional referee needs to be
found. If an application has already been delayed because its format is
incorrect, the chances of appropriate refereeing may be prejudiced.
Referees' reports are very important as most grant committees are very
broadly focused and rely heavily on expert opinion; thus the absence of
a report for your grant at the committee stage could lead to rejection.
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Dealing with rejection |
Funding agencies currently support 15-25% of projects. Most
applicants will therefore have to deal with rejection at one time or
another. Feedback on rejections is extremely important and may be very
useful, but it is not provided by all agencies or charities. Grant
writing is a skill that must be acquired by committed academics, and
learning from one's inevitable mistakes is as important a skill as
... well ... grant writing itself.