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Christopher M Rembold Cardiovascular
Division, Department of Internal Medicine, University of Virginia
Health Sciences Center, Charlottesville, Virginia
22908, USA
Correspondence to: Professor
Rembold crembold{at}virginia.edu
Objectives: To develop the number needed to screen, a
new statistic to overcome inappropriate national strategies for disease
screening. Number needed to screen is defined as the number of people
that need to be screened for a given duration to prevent one death or
adverse event.
Too often politics, rather than evidence, dictates the national
strategy for disease screening. There are too few clinical trials
showing the efficacy of screening strategies.1-4 More
randomised trials are needed. In the meantime a strategy for disease
screening based on available evidence is needed.
The ability to compare the efficacy of screening strategies is a
prerequisite for the development of a national strategy for disease
screening. Until now there has been no means of comparing the overall
benefit of screening. The results of most clinical trials are presented
as relative risk reduction or odds ratios, but these ignore the role of
event rate on overall clinical benefit. For example, when presented as
relative risk reduction a highly effective screening strategy for a
disease with a low mortality will seem better than a less effective
screening strategy for a disease with higher mortality. Furthermore,
doctors and patients sometimes interpret the degree of statistical
significance as an index of clinical relevance, but this ignores the
effect of study size on significance. A modestly effective screening
strategy studied in a large number of people can result in a lower P
value than that observed with a highly effective screening strategy
studied in a smaller number of people.
In clinical trials comparing treatments a better quantitation of
overall clinical benefit is provided by presenting results as number
needed to treat. Number needed to treat is defined as the number of
people that need to be treated for a given duration to prevent one
death or one adverse event.
5 6
Number needed to treat is
the reciprocal of the absolute risk reduction. The ideal number needed
to treat is 1, indicating that all treated patients will benefit. Less
effective treatments have higher values. A positive number indicates
that the treatment benefits the patient and a negative number that the
patient is harmed by the treatment. Confidence intervals can be
calculated. A significant number occurs if the 95% confidence
intervals are either both positive or both negative.
I extended the number needed to treat concept to compare strategies for
disease screening. I developed a new statistic termed the number needed
to screen, defined as the number of people that need to be screened to
prevent one death or one adverse event, and calculated number needed to
screen values for the prevention of all cause death. I propose that
number needed to screen could form the basis of a strategy for disease
screening. For some screening methods number needed to screen values
were calculated on the basis of the results of screening clinical
trials for example, mammography and haemoccult. Unfortunately, there
are no trials evaluating the prevention of death by screening for
atherosclerotic risk factors. I therefore estimated number needed to
screen values for atherosclerotic risk factors on the basis of the
results of treatment clinical trials and the prevalence of inadequately
treated risk factors.
I identified studies of disease prevention from recent literature
reviews, meta-analyses, and Medline searches. If a complete recent
meta-analysis, including raw mortality data, was found in the
literature, data were collected. Otherwise, original articles were
identified and consulted as in a standard meta-analysis. All studies
with drugs were randomised and double blind. Other studies were
randomised but not blinded for obvious reasons (for example
mammography). Meta-analysis was performed in a cumulative manner as
described7 with precautions noted.8 Absolute
risk reduction with 95% confidence intervals were calculated using the
random effects model,
8 9
which produces estimates of
interstudy heterogeneity. Heterogeneity is a measure of statistical
difference between studies. There was no evidence for heterogeneity by
Number needed to treat analysis
5 6
was performed by
calculating the absolute event reduction with 95% confidence intervals
for each meta-analysis. Number needed to treat equals 1 divided by
absolute risk reduction. In clinical trials that directly tested the
benefit of a screening strategy, the number needed to screen was
calculated as number needed to screen equals 1 divided by absolute risk
reduction.
I included the following screening methods for cancer of the colon and
breast: screening haemoccult in the prevention of colon cancer and all
cause mortality (meta-analysis4) and screening mammography
in the prevention of breast cancer1-3 and total
mortality.
2 3
There are no large mortality studies evaluating the benefit of
screening for atherosclerotic risk factors. There are, however, several
large trials showing the benefit of treating hypertension and
dyslipidaemia once these conditions have been detected. To calculate
the benefit of screening and then treating atherosclerotic risk
factors, knowledge of the benefit of treating these risk factors is
needed. I calculated number needed to treat values from the following
trials, which evaluated the benefit of treating atherosclerotic risk
factors in people without known atherosclerosis: diuretic based
treatment of mild hypertension,
5 10-19
diuretic based
treatment of mild hypertension with large decreases in blood
pressure,
10 12 14 19
To calculate the number needed to screen from clinical trials that
measure the benefit of treating risk factors, a knowledge of the
prevalence of disease that can be detected by screening is needed. I
obtained estimates of the prevalence of unrecognised and untreated
atherosclerotic risk factors from the atherosclerosis risk in
communities study.30 These estimates are old; the data
were collected between 1987 and 1989.30 Unfortunately,
more recent data are not available. Of 15 739 North Americans studied,
2770 (17.6%) had uncontrolled systolic (>140 mm Hg) or diastolic
(>90 mm Hg) hypertension, and 4076 (25.9%) had uncontrolled
dyslipidaemia, defined as a total cholesterol concentration >6.21
mmol/l. To calculate number needed to screen I assumed that the
population with a total cholesterol concentration >6.21 mmol/l was
similar to a population with concentrations of low density lipoprotein
cholesterol concentrations >4.14 mmol/l, which is similar to the
population studied in the treatment trials.21-29 If the
prevalence of low density lipoprotein cholesterol concentration
>4.14 mmol/l is less than 27%, I overestimated the benefit of
screening for dyslipidaemia.
Number needed to screen was then calculated by dividing the number
needed to treat for treating risk factors by the prevalence of disease
that was unrecognised or untreated. This analysis is subject to
propagation of errors because the divisors come from two different
studies. Therefore, results must be analysed cautiously. I assumed that
screening for hypertension with sphygmomanometry and for dyslipidaemia
with laboratory testing identified all patients with disease. This is a
reasonable assumption in hypertension and dyslipidaemia considering
that appropriately performed sphygmomanometry and laboratory testing
define hypertension and dyslipidaemia respectively.
Number needed to screen values were normalised to 5 years to allow
comparison between trials with differing durations. This normalisation
was appropriate since these trials lasted between 3 and 9 years. The
primary endpoint analysed was total mortality because it is least
susceptible to post hoc interpretation. In the case of cancer
screening, cancer specific mortality was also
analysed.
Table 1.
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Abstract
Top
Abstract
Introduction
Methods
Results
Discussion
References
Design: Number needed to screen was calculated from
clinical trials that directly measured the effect of a screening
strategy. From clinical trials that measured treatment benefit, the
number needed to screen was estimated as the number needed to treat
from the trial divided by the prevalence of heretofore unrecognised or
untreated disease. Directly calculated values were then compared with
estimate number needed to screen values.
Subjects: Standard literature review.
Results: For prevention of total mortality the most
effective screening test was a lipid profile. The estimated number
needed to screen for dyslipidaemia (low density lipoprotein cholesterol
concentration >4.14 mmol/1) was 418 if detection was followed by
pravastatin treatment for 5 years. This indicates that one death in 5 years could be prevented by screening 418 people. The estimated number
needed to screen for hypertension was between 274 and 1307 for 5 years
(for 10 mm Hg and 6 mm Hg diastolic blood pressure reduction
respectively) if detection was followed by treatment based on a
diuretic. Screening with haemoccult testing and mammography
significantly decreased cancer specific, but not total, mortality. The
number needed to screen for haemoccult screening to prevent a death
from colon cancer was 1374 for 5 years, and the number needed to screen
for mammography to prevent a death from breast cancer was 2451 for 5 years for women aged 50-59.
Conclusion: These data allow the clinician to
prioritise screening strategies. Of the screening strategies evaluated,
screening for, and treatment of, dyslipidaemia and hypertension seem to
produce the largest clinical benefit.
Key messages
![]()
Introduction
Top
Abstract
Introduction
Methods
Results
Discussion
References
![]()
Methods
Top
Abstract
Introduction
Methods
Results
Discussion
References
2 analysis in the studies analysed. Significance was
defined as P<0.05 with two sided hypothesis testing.
blocker based treatment of
mild hypertension,
5 15 20
the antidyslipidaemic drugs
pravastatin,
21 22
gemfibrozil,23
clofibrate,24 and aspirin,
25 26
diet for
dyslipidaemia,27 and antidyslipidaemic bile acid binding
resins.
28 29
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Results |
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An example of the number needed to screen concept can be shown by screening strategies that decrease mortality by 20% (a relative risk reduction of 20%, table 1). Firstly, if a disease has a high unscreened mortality of 5%, screening would reduce mortality to 4% (20% of 5%). The absolute risk reduction is 1% (5% minus 4%) and the number needed to screen is 100 (1 divided by 1%). For every 100 unscreened people five will die, and for every 100 screened people only four will die. Screening of 100 people therefore saved one life. If, however, another disease has a lower unscreened mortality of 0.5%, screening would reduce mortality to 0.4% (20% of 0.5%). The absolute risk reduction is 0.1% (0.5% minus 0.4%) and the number needed to screen is 1000 (1 divided by 0.1%). In this case, 1000 people need to be screened to save one life. For a third disease with a very low unscreened mortality of 0.05%, the number needed to screen is even higher. Screening would reduce mortality to 0.04% (20% of 0.05%). The absolute risk reduction is 0.01% (0.05% minus 0.04%) and the number needed to screen is 10 000 (1 divided by 0.01%). A positive number needed to screen implies that screening prevented a death, and a negative number implies that screening increased mortality.
The benefits of screening for cancer of the colon and breast have been tested in large clinical trials. In three trials, screening haemoccult resulted in a number needed to screen of 808 to prevent a death from colon cancer in 8.5 years, a value that was statistically significant (table 2). To prevent a death from breast cancer in 9 years the number needed to screen was 695 for women aged 60-69. Younger women had a higher number needed to screen, as would be expected from the lower prevalence of breast cancer in such people. There was no significant benefit in total mortality in screening for cancer of the colon or breast.
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There are no large mortality studies evaluating the benefit of screening for atherosclerotic risk factors. There are, however, several large trials showing the benefit of treating hypertension and dyslipidaemia once these conditions have been detected. I developed a method to extrapolate the results of treatment trials to evaluate the benefits of screening. In clinical trials that measure treatment benefit, the number needed to treat from the trial divided by the prevalence of so far unrecognised or untreated disease equals the number needed to screen. For example, in a population of 400 people of whom 125 have a risk factor, if only 25 people are adequately treated, then 100 people (25% of the population) either are unaware of the risk factor or the risk factor is not adequately treated. If clinical trials of treatment showed a number needed to treat of 100 to prevent a death then treating these 100 unaware or untreated people will prevent one death. The number needed to screen is 400 because 400 people would be screened to identify the 100 who need to be treated. This value is calculated as the number needed to treat (100) divided by the prevalence of unaware or untreated people (0.25).
I calculated number needed to treat values for treating atherosclerotic
risk factors once they have been identified (table 3). Treatment of
hypertension for 5.4 years with regimens containing thiazide diuretic
decreased mortality, with a number needed to treat of 213 to prevent
one death. If the four studies with the largest reduction in diastolic
blood pressure (reduction of 10.0 mm Hg) are analysed, number needed
to treat was lower at 43 for 5.6 years, suggesting further benefit for
aggressive blood pressure reduction. There was less benefit with
antihypertensive regimens mainly containing
blockers (number needed
to treat 332 for 5.2 years, not significant). In people without known
atherosclerotic vascular disease, pravastatin treatment for
dyslipidaemia resulted in a number needed to treat of 126 for 4.3 years. The number needed to treat values for diet (85 for 9 years) and
cholestyramine (203 for 5.4 years) were similar: these values did not
reach statistical significance because fewer people were studied.
Gemfibrozil had no benefit on total mortality (gemfibrozil did prevent
myocardial infarctions, especially in people with high triglyceride
concentrations23). Clofibrate, a drug no longer approved
for the treatment of dyslipidaemia, showed a significant increase in
total mortality with a number needed to treat of
156 for 5.3 years indicating that one person died for each 156 people treated.
Aspirin in healthy men resulted in a number needed to treat of 340 for
5.2 years, a value that did not reach statistical significance.
Number needed to screen values were calculated and then normalised to 5 years (table 4). For prevention of total mortality the most effective
screening test was a lipid profile. If screening showed a high low
density lipoprotein cholesterol concentration >4.14 mmol/l, treatment
with pravastatin for 5 years resulted in a number needed to screen of
418. This value suggests that one death in 5 years could be prevented
by screening 418 people. Screening for hypertension also decreased
total mortality if detection was followed by treatment based on a
diuretic. The number needed to screen values were 274 and 1307 for 10 and 5.7 mm Hg decreases in diastolic blood pressure respectively.
None of the other screening strategies had statistically significant
effects on total mortality. The estimated number needed to screen
values for treating everyone with aspirin or treating dyslipidaemia
with diet or cholestyramine were similar to the values for treating
with pravastatin, but were not statistically significant. This could
represent a type 2 error because fewer people were studied. The number
needed to screen values for
blockers in hypertension, haemoccult
screening for colon cancer, and mammography for breast cancer were
larger than those for dyslipidaemia indicating less possibility for
benefit in total mortality. There was a benefit in cancer specific
mortality for screening haemoccult and for mammography in women between
the ages of 50-69.
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Discussion |
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The major finding of this study is that screening for, and treatment of, dyslipidaemia and hypertension should be a main goal of the healthcare system. Estimated number needed to screen values for dyslipidaemia and hypertension screening were at least fourfold lower than those for screening for cancer of the breast or colon. This suggests that, compared with screening for dyslipidaemia or hypertension, at least four times as many people need to be screened for cancer of the breast or colon to prevent a death.
The major assumption made in this analysis was the estimated prevalence of undiagnosed and untreated hypertension and dyslipidaemia. My estimates were based on a survey conducted from 1987 to 1989. It is likely that the treatment rate of hypertension and dyslipidaemia has improved since 1989. Assuming I overestimated the prevalence of undiagnosed and untreated hypertension and dyslipidaemia by a factor of two, then I would need to correct the number needed to screen values by multiplying them by 2. With this correction, estimated number needed to screen for dyslipidaemia and hypertension screening (836 and 548 to 2614 respectively) would still be twofold lower than the number needed to screen values for screening for cancer of the breast or colon.
This analysis has several additional limitations. Most of these studies of dyslipidaemia and hypertension were performed in middle aged white men. Extrapolation of benefit to women, younger or older people, and non-white people may not be correct. A second limitation is that screening for atherosclerotic risk factors was not explicitly tested in randomised trials. Such trials would be expensive and unethical. The analysis presented in this paper suggests that such trials are not required because the potential benefit is large. Nevertheless, estimated number needed to screen should be evaluated cautiously because division of number needed to treat (table 3) by estimated prevalence is subject to propagation of errors. Thirdly, number needed to screen values may be artefactually low if some of the patients identified by screening decide not to be treated. In practice, compliance with treatments is frequently less than that observed in the clinical trials. Fourthly, for results to apply to patient care the prevalence of disease should be comparable to the population studied. Finally, some benefits may not be linearly related to time so that normalisation of number needed to screen to 5 years may not be appropriate.
These data do not imply that screening for cancer of the breast or colon is inappropriate; clearly screening for these conditions in selected people should continue. The data do suggest that national initiatives should be strengthened to detect and treat dyslipidaemia and hypertension. Despite recent clinical trials showing benefit of treatment, the high prevalence of undiagnosed and untreated hypertension and dyslipidaemia is shameful.
Mammography and haemoccult screening clearly decreased in cancer specific mortality. One reason these results were statistically significant despite higher number needed to screen values was that the mammography and haemoccult studies employed more people. It is possible that these studies underestimate the value of screening for cancer of the breast or colon. Some patients with breast cancer survive for more than 10 years; the benefit from mammography may have been larger if studies were of longer duration. The clinical benefits may also be larger with improved tests for example, biplane mammography or newer cancer treatments. By the same analysis, the clinical benefits of treating hypertension and dyslipidaemia may also be larger with new treatments, for example, angiotensin converting enzyme inhibitors, angiotensin II inhibitors, more potent 3-hydroxy-3-methylglutaryl coenzyme A reductase inhibitors, or combination treatment. Without clinical trial data extrapolation to newer screening strategies or treatments can be dangerous. Furthermore, new tests and treatments may have adverse effects that are not anticipated, such as class I antiarrhythmics in ischaemic heart disease31 or clofibrate in dyslipidaemia.24
This analysis of screening for dyslipidaemia only applies to people who are not known to have atherosclerotic vascular disease. The benefit of treating dyslipidaemia in people with atherosclerosis is much greater than in those without atherosclerosis.6 For example, treatment with pravastatin or simvastatin of people with known atherosclerosis decreased total death with a number needed to treat of 37 for 5 years.
This study showed that screening for, and treatment of, dyslipidaemia and hypertension seem to produce the largest clinical benefit of the screening strategies evaluated.
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Acknowledgments |
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Funding: None.
Conflict of interest: None.
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References |
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results of a ten-year intervention trial.
Circ Res
1977;
40:
I98-105.
risk factor changes and mortality results.
JAMA
1982;
248:
1465-1477
effect on serum cholesterol and mortality.
J Chronic Dis
1978;
31:
5-14[Medline].(Accepted 16 April 1998)
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