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Nicholas Tarrier a Department of Clinical Psychology, School of
Psychiatry and Behavioural Sciences, University of Manchester,
Withington Hospital, Manchester M20 8LR, b Department of Medical Statistics, University of Manchester
Correspondence to: Professor Tarrier
ntarrier{at}fs1.with.man.ac.uk
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Abstract |
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Objectives: To investigate whether intensive
cognitive behaviour therapy results in significant improvement in
positive psychotic symptoms in patients with chronic schizophrenia.
Design: Patients with chronic schizophrenia were
randomly allocated, stratified according to severity of symptoms and
sex, to intensive cognitive behaviour therapy and routine care,
supportive counselling and routine care, and routine care alone.
Setting: Adjunct treatments were carried out in
outpatient clinics or in the patient's home.
Subjects: 87 patients with persistent positive
symptoms who complied with medication; 72 completed treatment.
Outcome measures: Assessments of positive psychotic
symptoms before treatment and 3 months after treatment. Number of
patients who showed a 50% or more improvement in symptoms.
Exacerbation of symptoms and rates of readmission to hospital.
Results: Significant improvements were found in the
severity (F=5.42, df =2,86; P=0.006) and number
(F=4.99, df=2,86; P=0.009) of positive symptoms in those
treated with cognitive behaviour therapy. The supportive counselling
group showed a non-significant improvement. Significantly more patients
treated with cognitive behaviour therapy showed an improvement of 50%
or more in their symptoms (
2=5.18, df=1; P=0.02).
Logistic regression indicated that receipt of cognitive behaviour
therapy results in almost eight times greater odds (odds ratio 7.88) of
showing this improvement. The group receiving routine care alone also
experienced more exacerbations and days spent in hospital.
Conclusions: Cognitive behaviour therapy is a
potentially useful adjunct treatment in the management of patients with
chronic schizophrenia.
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Key messages
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Introduction |
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Schizophrenia remains a debilitating disorder despite the development of drug treatments. Many patients continue to experience persistent positive psychotic symptoms, hallucinations, and delusions, which are disabling and distressing. 1 2 Cognitive behavioural therapies, developed and evaluated with affective disorders, have recently been used to treat these persistent hallucinations and delusions as an adjunct to medication. Reviews of cognitive behaviour therapy in schizophrenia indicate that evaluations are mainly case studies or uncontrolled trials.3-5 Four controlled trials have suggested that cognitive behavioural interventions can result in a reduction of psychotic and associated symptoms that are resistant to medication in chronic schizophrenia,6-9 and a single trial has shown reduction of symptoms in acute schizophrenia.10 Although these trials are small and all suffer methodological limitations, particularly a lack of blind assessment, they represent encouraging evidence that cognitive behavioural interventions can have considerable benefits in reducing persistent hallucinations and delusions. If these findings prove to be robust this would be an important clinical advance as any improvement in symptoms that are resistant to medication will be of considerable benefit to that patient and in the long term may well reduce the cost of care.
In an earlier open trial two cognitive behavioural treatments
coping
strategy enhancement and problem solving
were compared. Both
interventions were associated with significant reductions in positive
psychotic symptoms.6 This paper reports on the initial
results of a larger randomised controlled trial of intensive cognitive
behaviour therapy as an adjunct to routine care, including stable
prophylactic medication, in the treatment of chronic schizophrenia. In
this trial cognitive behaviour therapy was more intensive in nature
than had been used in the past and combined training in coping and
problem solving skills with prevention of relapse. To control for the
non-specific factors of therapy we compared outcome with outcome in a
group receiving supportive counselling in addition to routine care. The
following hypotheses were tested: that the cognitive behaviour therapy
would be superior to supportive counselling and routine care, and
routine care alone, firstly, in reducing positive psychotic symptoms;
secondly, in preventing the exacerbation of positive symptoms and
reducing hospital stay; and, thirdly, by using the convention of the
previous study of 50% improvement in positive symptoms as an indicator
of considerable clinical improvement,6 in the number of
patients achieving such improvement.
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Methods |
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Procedure
Potentially eligible patients were identified through
hospital and clinic databases in three NHS trusts in Greater
Manchester, which represented together a geographical cohort from a
catchment area of 508 049 people (1994 census). The case notes of
these patients were then screened, and the responsible medical officer
was approached to give permission for the assessment of those meeting
the inclusion criteria at this stage. Patients were then approached to
give informed consent and, if they gave consent, were interviewed to
confirm entry criteria and provide baseline assessments. Patients had
to fulfil the following criteria: a diagnosis of schizophrenia,
schizoaffective psychosis, or delusional disorder according to criteria
from the Diagnostic and Statistical Manual of Mental
Disorders, 3rd edition, revised11; no evidence of
organic brain disease; substance abuse not identified as the primary
problem; age between 18 and 65 years; presence of persistent
hallucinations or delusions, or both, for a minimum of 6 months and at
least 1 month of stabilisation if they had experienced an exacerbation
during this period; stable medication; no psychological or family
intervention; their responsible medical officer had given permission
for them to enter the study; no serious threat of violence towards the
assessors; and they had given informed consent to participate. Patients
so recruited were assessed on baseline measures. After assessment
patients were allocated on a stratified block randomised procedure with
block size equal to nine by using severity of symptoms (determined by a
total psychiatric assessment scale score;
12 low severity,
13
high severity)12 and sex to one of three treatment groups:
cognitive behavioural therapy plus routine care; supportive counselling
plus routine care; and routine care alone. Allocation, contained in
sealed envelopes, was carried out independently by a third party.
Assessments
Standardised measures were used to assess positive psychotic
symptoms as the primary outcome measure. Assessments were carried out
at baseline before treatment and at 3 months. Positive psychotic
symptoms, hallucinations, and delusions were elicited by the present
state examination13 and each individually rated on the
brief psychiatric rating scale (0 to 6) for hallucinations or unusual
thought content.14 This allowed a score of the number of
symptoms experienced by each individual by summing all the categories
of affirmed delusional and hallucination symptoms on the present state
examination schedule (for example, if the patient experienced hearing
voices talking about and to him or her
symptoms 62 and 63 on the
present state examination
this would be scored as 2) and a score of
the total severity of symptoms by aggregating the scores on the 7 point
scales for all the symptoms experienced by each individual.
Treatment groups
Intensive cognitive behaviour therapy plus routine
care
This intervention had three components: coping strategy
enhancement, aimed at teaching patients specific methods of coping with
their symptoms; training in problem solving; and strategies to reduce
risk of relapse. The three components consisted of six hourly sessions
each followed by two summary sessions. Sessions were carried out twice
a week and 20 sessions of treatment were carried out over 10 weeks.
Details of the treatment are provided elsewhere.
3 6
Supportive counselling plus routine care
This intervention
aimed to provide emotional support through the development of a
supportive relationship fostering rapport and unconditional regard for
the patient. General counselling skills were used to maximise the
non-specific effects of intervention. Supportive counselling followed
an identical format to the cognitive behaviour therapy intervention
20
sessions of 1 hour twice a week. Forty two (71%) patients receiving
cognitive behaviour therapy or supportive counselling were treated in
outpatient clinics, and 17 in their homes.
Routine care
Routine care consisted of standard psychiatric
management by the clinical team with medication and monitoring
outpatient follow up and the care programme approach.
Fidelity of treatment
Therapy was performed by three experienced clinical psychologists
and followed a protocol manual, and the three therapists met on a
regular basis to discuss cases. An ad hoc selection of cognitive
behaviour therapy and supportive counselling sessions were audiotaped
and rated by an independent rater as either cognitive behaviour therapy
or supportive counselling. Cognitive behaviour therapy was further
assessed as coping strategy enhancement, training in problem solving,
or prevention of relapse. Twenty two sessions were cognitive behaviour
therapy (13 coping training, 6 problem solving, and 3 response
prevention) and 12 were supportive counselling sessions.
Statistical analysis
Results were analysed with SPSS for Windows (version
6.1) and in consultation with the statistics unit at Withington
Hospital. Differences between the three treatment groups were assessed
with
2, one factor analysis of variance, and the
Kruskal-Wallis test when appropriate. A logistic regression analysis
was used to identify variables having a significant independent
association with an improvement of 50% or more in positive psychotic
symptoms. Tests of skewness and normality for clinical variables were
acceptable. There were no clinically significant differences between
treatment groups before the study.
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Results |
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Details of recruitment are presented in the figure. Eighty seven patients fulfilled entry criteria and completed assessment before treatment. Of these, 72 who completed treatment and seven who dropped out of treatment completed assessment after treatment, resulting in a total sample of 79 for whom complete data were available. In the remaining eight the last available scores were carried forward.
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Patient characteristics
Baseline characteristics of the 87 patients were as follows: mean
age 38.6 (SD 11.0) years; 69 men; 64 single; 24 lived alone, 17 lived with a partner, 31 lived with parents, and the remainder with
others; 61 left school at 16 years; 76 were unemployed, five were in
paid employment, six were in voluntary employment or similar, two had
never worked; 64 were unskilled and 21 were skilled or professional; 78 had a diagnosis of schizophrenia, eight had schizoaffective psychosis,
and two had delusional disorder; the median (range) duration of illness
was 11 (1-42) years; median (range) number of admissions to hospital
was 3 (0-20); 10 had a forensic psychiatric history; and 12 had a
history of substance abuse.
Fidelity of treatment
Correct classification was made on 33 of the 34 taped
sessions (97% agreement), with one early coping session being
misclassified as "borderline" supportive counselling. This level of
discrimination between cognitive behaviour therapy and supportive
counselling is highly satisfactory and indicates with a high degree of
confidence that these treatments followed protocol.
Medication
Doses of drugs over the trial were converted to mean daily
equivalents of chlorpromazine and compared across groups by means of
Kruskal-Wallis one way analysis of variance; this indicated no
significant differences between treatment groups (medians of daily
drugs in chlorpromazine equivalents: cognitive behaviour therapy 425, supportive counselling 517.75, routine care 450;
2=0.963; P=0.62). Nine patients were taking atypical
neuroleptic drugs (clozapine or risperidone) during the duration of
treatment (two in the cognitive behaviour therapy group, four in the
supportive counselling group, and three in the routine care group).
Thus there was no evidence of systematic and significant differences
between the groups in terms of medication.
Comparisons of efficacy of treatment groups
The relative efficacy of the treatment groups was analysed by
means of one way analysis of variance on the changes in scores before
and after treatment. Relevant changes and confidence intervals are
presented in the table. A post hoc test (Tukey-HSD) indicated the
location of any significant differences at the 0.05 level between pairs
of comparisons. Analysis by intention to treat was completed on the 87 allocated patients, with last observations (scores before treatment)
being carried forward for the eight patients for whom scores after
treatment were missing.
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Clinically important improvement
Eighteen subjects achieved 50% improvement in psychotic symptoms
in both severity and number of symptoms, taken as representing an
important clinical improvement. Eleven (of 33) were in the cognitive
behaviour therapy group, four (of 26) in the supportive counselling
group, and three (of 28) in the routine care group. This difference was
significant when the number of patients who showed a 50% or greater
improvement was compared between those who received cognitive behaviour
therapy and the other two groups combined (
2=5.18; df=1;
P=0.02). Five patients who received cognitive behaviour therapy and two
who received supportive counselling were free from all positive
symptoms after treatment, whereas none who received routine care alone
achieved this.
0.144; SE 0.054; P=0.0079; Exp(B) 0.866); severity of
symptoms on the psychiatric assessment scale (B
1.893; SE 0.815;
P=0.02; Exp(B) 0.151). Thus receipt of cognitive behaviour therapy
resulted in almost eight times greater odds of showing a reduction in
psychotic symptoms of 50% or more than subjects receiving routine care
alone. A shorter duration of illness and less severe symptoms at
allocation also significantly contributed to this outcome. The odds of
subjects showing a reduction in psychotic symptoms of 50% or more
decreased by a multiplication factor of 0.87 for every additional year
of duration of illness, and decreased by a multiplication factor of
0.15 for every unit increase in severity of illness.
Relapse and readmission to hospital
The hypothesis that cognitive behaviour therapy would result in a
reduction in subsequent relapse is more speculative as patients were
recruited and treated during the residual phase of the disorder and
there will be varying times since the patient's previous acute episode
and in their vulnerabilities to relapse. Furthermore, relapse in terms
of exacerbation of positive symptoms is difficult to assess accurately
as all patients were symptomatic. Thus readmission to hospital for
clinical deterioration that resulted in functional impairment and
admission for at least 5 days, although not an ideal measure, was
chosen as a practical indicator of relapse.
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Discussion |
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Patients receiving cognitive behaviour therapy showed the greatest improvement in positive symptoms. Patients receiving routine care alone showed minimal change, and those who received supportive counselling showed some improvement but less so than those receiving cognitive behaviour therapy. This difference was significant for cognitive behaviour therapy compared with routine care alone.
As in the earlier study6 a considerable number of patients showed a reduction in their positive symptoms of 50% or more, which is a considerable clinical improvement, and analysis indicated that receiving cognitive behaviour therapy increased the probability of this reduction by nearly eight times. During the 3 month period both cognitive behaviour therapy and supportive counselling seemed to buffer against relapse. Patients in the routine care group spent much more time in hospital compared with patients in the other two groups (204 days compared with 1), which will probably have cost implications.
Medication was not controlled for in the study. It was not possible for the research team to administer medication or take over clinical responsibility for the study patients. It is also doubtful from a methodological point of view whether this would have been advantageous. Medication is clearly an important factor in recovery, and the impact of medication on outcome was reduced by excluding patients who were not compliant or on stable regimens. Retrospective analysis of medication indicated that there were no systematic differences in medication that could explain the differences in outcomes between the treatment groups.
The data suggest that there is considerable variation in how patients
respond to treatment, with overlap between the groups. This is not
surprising considering the nature and severity of schizophrenia.
Cognitive behaviour therapy as used here is an adjunct treatment which
is being given alongside routine management and prophylactic medication
to assess whether there is added value of this combination. We made no
attempts to select patients and the positive effects of cognitive
behaviour therapy could be enhanced by being able to identify which
patients would be most responsive to adjunct psychological treatment.
What is perhaps unexpected is that supportive counselling achieved an
intermediary position between cognitive behaviour therapy and routine
care alone, suggesting that non-specific psychological effects
such as
intensive interest and support
can have a beneficial effect for
patients with chronic psychosis. We tentatively conclude that cognitive
behaviour therapy, used as an adjunct treatment for chronic
schizophrenia, can result in clinical benefits in the short term.
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Acknowledgments |
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We thank J S Bamrah, Angela Connor, and Abi James for their assistance in the project and Til Wykes and Christine Barrowclough for their comments on an earlier copy of the manuscript.
Contributors: NT had the original idea for the study, obtained grant funding, and acted as principal investigator. The study protocol was designed by NT, LY, CK, and JM. LY designed the therapy programmes, produced the therapy manuals, and carried out therapy assisted by AG and NT. CK and EMcC were responsible for screening, recruitment, and assessments. Data analyses were carried out by CK, EMcC with advice from JM. GH was responsible for monitoring and assessing treatment fidelity. All authors contributed to the discussion of core ideas. NT had responsibility for writing the paper with contributions from all the other authors.
Funding: This research was supported through a project grant from The Wellcome Trust awarded to the first author.
Conflict of interest: None.
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References |
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(Accepted 23 April 1998)
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