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Hans C Siersted a Section of Respiratory
Diseases, Department of Medicine C, Odense University Hospital,
DK-5000 Odense C, Denmark, b Department of
Cardiology, Odense University Hospital, c Centre for
Health and Social Policy, Odense University, DK-5230
Odense M, d Private Specialist Clinic, Nørregade 16, DK-5000 Odense C
Correspondence to: Dr Siersted
hc.siersted{at}winsloew.ou.dk
Abstract
Objective: To describe factors related to
underdiagnosis of asthma in adolescence.
Design: Subgroup analysis in a population
based cohort study.
Setting: Odense municipality, Denmark.
Subjects: 495 schoolchildren aged 12 to 15 years were selected from a cohort of 1369 children investigated 3 years earlier. Selection was done by randomisation (n=292) and by a history
indicating allergy or asthma-like symptoms in subject or family
(n=203).
Main outcome measures: Undiagnosed asthma
defined as coexistence of asthma-like symptoms and one or more
obstructive airway abnormalities (low ratio of forced expiratory volume
in 1 second to forced vital capacity, hyperresponsiveness to
methacholine or exercise, or peak flow hypervariability) in the absence
of physician diagnosed asthma. Risk factors (odds ratios) for
underdiagnosis.
Results: Undiagnosed asthma comprised about
one third of all asthma identified. Underdiagnosis was independently
associated with low physical activity, high body mass, serious family
problems, passive smoking, and the absence of rhinitis. Girls were
overrepresented among undiagnosed patients with asthma (69%) and
underrepresented among diagnosed patients (33%). Among the risk
factors identified, low physical activity and problems in the family
were independently associated with female sex. The major symptom among
those undiagnosed was cough (58%), whereas wheezing (35%) or
breathing trouble (50%) was reported less frequently than among those
diagnosed. Less than one third of those undiagnosed had reported their
symptoms to a doctor.
Conclusions: Asthma, as defined by combined
symptoms and test criteria, was seriously underdiagnosed among
adolescents. Underdiagnosis was most prevalent among girls and was
associated with a low tendency to report symptoms and with several
independent risk factors that may help identification of previously
undiagnosed asthmatic patients.
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Key messages
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Introduction
Epidemiological surveys have shown asthma-like symptoms to be far more prevalent than physician diagnosed asthma,1 and underdiagnosis of asthma has repeatedly been suspected during the past two decades, especially in children and young adults. 2 3 Screening studies that used a combination of symptoms and objective indicators of asthma have confirmed this view.4-6 In the present cohort children who reported asthma-like symptoms but not asthma at age 10 had impaired lung function.7
Some risk factors for the underdiagnosis of asthma have recently been proposed, including female sex, 6 8 low socioeconomic status,9 or belonging to an ethnic minority,10 whereas the diagnostic process seems to be facilitated if previous episodes of acute bronchitis or a family history of asthma are reported.6
This population based study examined a broad selection of potential risk factors for underdiagnosis of asthma among adolescents with coexisting asthma-like symptoms and obstructive airway abnormalities.
Subjects and methods
The Odense schoolchild study is a prospective multidisciplinary epidemiological study in a community based cohort of 1369 schoolchildren first investigated during their third school year in 1985-6.11 The present analysis is based on data from 495 children aged 12 to 15 years and of Danish origin recruited from the original cohort for an extensive asthma and allergy screening programme. Subjects were selected either at random (n=292) or on the basis of a history indicating asthma, allergy, or related symptoms or a family history of asthma or allergic rhinitis (n=203).12 Subjects completed a comprehensive questionnaire and monitored their peak expiratory flow twice daily for 2 weeks. Laboratory examinations included anthropometric measurements, puberty staging, spirometry, treadmill exercise testing, and provocation with inhaled methacholine. Subjects were asked to stop taking bronchodilators (but not inhaled steroids) before testing. Informed consent was obtained from all children and parents or guardians before participation. The study was approved by the local research ethics committee, the local school board, and the Danish Data Surveillance Authority.
For the present analysis, currently symptomatic subjects were grouped according to the presence or absence of physician diagnosed asthma and positive test results. The variables analysed are listed in the box. Current asthma-like symptoms (ongoing or within the previous year) were identified by questionnaire as previously reported.12 Symptoms accepted included non-infectious cough, wheezing, and trouble breathing. Physician diagnosed asthma was identified by an affirmative answer to the question, "Is it your doctor's opinion, that you have asthma?" or the use of prescribed asthma medication, or both. Subjects with no previous diagnosis of asthma but asthma-like symptoms and at least one positive test result (hypervariability in peak expiratory flow, hyperresponsiveness to exercise or inhaled methacholine, or low ratio of forced expiratory volume in 1 second (FEV1) to forced vital capacity (FVC)) were labelled as having undiagnosed asthma.
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Variables analysed
Anthropometric and related measurements
Questionnaire information at age 10
Questionnaire information at age 13
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Details of test procedures have been reported previously.12 The body mass index (weight (kg)/(height (m)2)) was also calculated. Puberty staging was done according to Tanner and Whitehouse13 and corrected for age by sex. Forced expiratory volumes were measured according to European recommendations.14 For the 6 minute treadmill provocation test results were expressed as the lowest FEV1 obtained during the first 10 minutes after exercise in percentage of the best value before exercise. Bronchoprovocation with methacholine was performed according to Yan et al15 and expressed as the methacholine dose response slope.16 It was ensured that all subjects regained their baseline FEV1 (within 10%) either spontaneously or aided by inhaled terbutaline (Bricanyl Turbohaler). Peak expiratory flow was recorded twice daily for 14 consecutive days with a Mini-Wright adult type peak flow meter. Variability in peak expiratory flow was expressed as the average of the two lowest values as a percentage of the period mean, after the first three recording days were discarded (the two lowest % mean index).17 Test results were considered abnormal if they were beyond the value delimiting the 5% "most asthmatic" part of the test distribution in 150 asymptomatic, non-smoking, and non-asthmatic reference subjects from the randomly selected part of the present cohort. The association of a range of medical, environmental, social, school, and activity related factors (see box) with undiagnosed versus diagnosed asthma and with asthma versus asthma-like symptoms only was assessed by logistic regression with SPSS.18
Variables that seemed to be differently distributed (P<0.15) between
the groups compared were included in the logistic regression analysis
by using backward selection (final removal criterion P>0.05).
Questionnaire information and test results directly related to grouping
criteria were not included in the regression models but were analysed
separately. The Medstat program (Astra Denmark, Copenhagen) was used to
calculate 95% confidence intervals on proportions. Proportions were
compared with
2 statistics with Yates's correction.
Results
Among 495 subjects investigated, 128 had current asthma-like
symptoms. Of these, 15 (12%) were excluded from analysis because of
missing data for group allocation. Forty five had physician diagnosed
asthma, and 26 were considered as having undiagnosed asthma. The 42 remaining subjects had "symptoms only" (negative test results and
not diagnosed with asthma). Despite the "normalising" effect of
treatment with inhaled steroids on test results,12 the
sensitivity of the test battery for symptomatic physician diagnosed
asthma was high (87%). The proportion of undiagnosed asthmatic
subjects among all asthmatic subjects (36.6%) did not differ
significantly between subjects selected randomly or by history. The
prevalence of any positive test result among 256 non-asthmatic subjects
in the random group was 16.0% (not significantly different from the
expected value 1
(0.95)4=18.5% for four independent
tests), and the symptom prevalence was 12.1%. Thus, about eight
subjects (16% of 12% (1.9%) of 435 subjects with no previous
diagnosis of asthma) may have been misclassified as having asthma by
chance. After correction for this the proportion of asthmatic patients
not previously diagnosed was 29% (18/(18+45)).
Undiagnosed versus diagnosed asthma
Individual regression data for the 21 variables selected for
logistic regression are shown in table 1. Adjusted odds ratios for
independently contributing risk factors are given in table 2.
Undiagnosed asthma was independently associated with self reported
problems in the family ("we have very stressful problems in our
family" (highest of three levels)), daily exposure to environmental tobacco smoke ("for how many hours a day are you usually exposed to
indoor tobacco smoking"), low physical activity ("state average number of hours a week spent with physical activities"), high body
mass index, and the absence of serial sneezing ("attacks of more than
three consecutive sneezes")). No significant interactions between
these factors were found.
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2=4.12, df=1, P=0.04, n=59),
whereas female sex and problems in the family were positively
associated (14.8 (1.0 to 220),
2=3.97, df=1, P=0.05,
n=59).
Cough was equally prevalent among diagnosed (58%) and undiagnosed
subjects (58%), but the latter group reported less breathing trouble
(50% v 100%, P<0.001) and wheezing (35%
v 96%, P<0.001). Among undiagnosed subjects only 31%
had reported any asthma-like symptom to a doctor. Subjects with
diagnosed asthma had a significantly higher response to inhaled
methacholine than did undiagnosed subjects with asthma (median
methacholine dose response slope 12.0 v 4.8 µmol/l, P=0.02), whereas the results of baseline spirometry, exercise provocation, and peak flow monitoring did not differ between groups. No
significant differences in test results were found between those
subjects without asthma who had symptoms but negative test results and
the reference group.
Undiagnosed asthma versus symptoms only
Among symptomatic subjects not previously diagnosed with asthma,
independent risk factors (see box) for having undiagnosed asthma as
opposed to asthma-like "symptoms only" were bronchitis at age 10 (odds ratio 7.35 (1.52 to 35.4),
2=6.2, df=1, P=0.01),
signs of humidity in home (0.28 (0.08 to 1.00),
2=3.81,
df=1, P=0.05), and physical activity (0.89 (0.79 to 1.00),
2=3.80, df=1, P=0.05). The odds ratios stated were
adjusted for all contributing variables (n=66, two missing). No
significant interactions were found between the variables contributing
to model.
Discussion
Few studies have investigated the characteristics of previously undiagnosed asthmatic patients, probably in part because of the lack of an accepted definition of this condition and the need for objective measurements to confirm the diagnosis to avoid overestimation.19 For epidemiology a pragmatic definition of asthma as the coexistence of recent wheeze and methacholine hyperresponsiveness has been proposed.20 Cough, however, may be the sole expression of asthma,21 and various tests of airway responsiveness may identify different types of abnormalities of the airways.12 Therefore, we extended our definition of asthma to comprise non-infectious cough or any breathing trouble, or both, in combination with any test result confirming abnormal variations in airway calibre including monitoring of peak expiratory flow, airway responsiveness to methacholine or exercise, and resting spirometry. By this definition subjects with previously undiagnosed asthma made up about one third of all asthmatic patients identified. True asthmatic patients were unlikely to hide in the "symptoms only" group because test results did not differ between those with symptoms but negative test results and reference subjects without symptoms.
Undiagnosed versus diagnosed asthma
Independent risk factors for undiagnosed as opposed to previously
diagnosed asthma were serious family problems, low physical activity,
high body mass index, high exposure to environmental tobacco smoke, and
no history of serial sneezing, a characteristic symptom of allergic
rhinitis. The first two of these risk factors were significantly
associated with female sex, which, in accordance with previous
reports,
6 8
comprised two thirds of the undiagnosed but
only one third of the diagnosed patients with asthma.
Why is asthma overlooked?
The presence of one or more of the five independent risk factors
could in several ways lead to misinterpretation or neglect of
asthma-like symptoms by patients, parents, or medical professionals. A
low level of physical activity is relatively unlikely to provoke symptoms of asthma induced by exercise and may serve as a means of self
"treatment" in childhood asthma. Furthermore, low activity promotes
weight gain (high body mass index) which in turn may lead to
misinterpretation of asthma symptoms as due to lack of physical
fitness. Social status, previously associated with underdiagnosis of
asthma,9 was not directly measured but may be related to parents' smoking habits as well as problems in the family. Family problems may reduce focus on a child's symptoms, and parents who smoke
may be disinclined to get a doctor's advice regarding symptoms related
to smoking in the family. Environmental tobacco smoke has previously
been shown to be a risk factor for childhood wheeze22 and
is likely to be strongly advised against and thus probably reduced when
a child is diagnosed with asthma.
In accordance with previous reports,6 symptoms were rarely reported to a physician by undiagnosed subjects with asthma, who thereby effectively avoided getting diagnosed and properly treated. Cough seemed to be particularly overlooked as an expression of asthma. Even though the more severely affected patients with asthma (in terms of airway responsiveness and symptoms) were also the most likely to get diagnosed, several moderately to severely affected subjects were first identified as a result of the present study.
The role of atopy as a risk factor for asthma has been established by
population based studies with physician independent markers of asthma
such as lung function impairment, bronchial responsiveness to
methacholine, or typical asthma symptoms.23-25 We
speculate, however, that the traditional emphasis on two associated risk factors26 for asthma
namely, atopy and male sex
may
have led to the underrecognition of non-atopic girls with asthma
suggested by our data. It seems likely that allergy affecting nose or
eyes facilitates a diagnosis of asthma, both by promoting contact with a doctor and by increasing the doctor's awareness towards this diagnosis.
Undiagnosed asthma versus symptoms only
Undiagnosed patients with asthma also differed from those with
symptoms but with no evidence of asthma. In this context, previously undiagnosed asthma at age 13 was positively associated with symptoms of
bronchitis
that is, periodic cough for many days or weeks
at age 10, confirming earlier reports on misclassification of asthma as
bronchitis4 and suggesting that the asthma had been
unrecognised for several years. The negative association between
undiagnosed asthma and the level of physical activity suggests that
exercise induced symptoms limit the activity level in undiagnosed
subjects more than in subjects with respiratory symptoms unrelated to
asthma. The independent association of indicators of high humidity in the home with non-asthmatic respiratory symptoms was unexpected but may
be related to indoor microbial factors.27
Summary
Substantial underdiagnosis of asthma in the adolescent
population was confirmed by combined subjective and objective criteria. Underdiagnosis was independently associated with low physical activity,
high body mass, serious family problems, passive smoking, and the
absence of rhinitis symptoms. Girls were overrepresented among subjects
with undiagnosed asthma and equally underrepresented among those with
diagnosed asthma, indicating sex bias in the diagnostic process. Most
patients with undiagnosed asthma had not reported their symptoms to a
physician, suggesting a need for targeted asthma campaigns in the
community.
Acknowledgments
We thank the participants, their parents, and the schools involved for their cooperation, and Ellen Møhl, Birgitte Pedersen, and Susanne Berntsen for skilful technical help.
Contributors: NH initiated the Odense schoolchild study together with HSH, who carried out the background study. HCS designed the protocol for the present follow up study together with NH and HSH. HCS carried out data collection and quality control in cooperation with the technicians acknowledged above, had the original idea for the present analysis, and wrote the manuscript. HCS also carried out the statistical analysis after thorough discussion with JB and GM. All coauthors made valuable comments to the manuscript and approved the final version. HCS is the guarantor for the study.
Funding: Danish Medical Research Council, Danish National Association against Lung Diseases, Danish Asthma and Allergy Association, the Højbjerg Foundation, and Odense University.
Conflict of interest: None.
References
(Accepted 2 October 1997)
P John Rees United Medical and Dental Schools
of Guy's and St Thomas's Hospitals, London SE1 9RT
The Odense schoolchild study of asthma symptoms has
provided previous data on this same group of children.1
The results in adolescents with diagnosed asthma showed that different
objective tests (spirometry, responsiveness to methacholine or
exercise, variability in peak flow at home) may pick up different
subsets of airway pathophysiology. In the current study they have shown that around a third of children who have asthma-like symptoms and one
positive test result have not been given a diagnosis of asthma. They
suggest that this may be a reason to go out and search for these cases
in the community.
Firstly, we need to know whether this underdiagnosis of asthma
matters. Possible reasons for such a search might be that these children have current problems such as persistent symptoms which could
be relieved by appropriate treatment, have restricted activity because
of respiratory symptoms on exercise, or are at risk of severe asthma
attacks because of the absence of diagnosis and treatment.
Alternatively, there might be longer term risks of more troublesome
asthma symptoms in the future or the development of irreversible airway
damage which could have been prevented by treatment.
Only 31% of the undiagnosed group had presented an asthma-like symptom
to a doctor. In a few cases this might have been reticence related to
an anxiety about the doctor's response to parental smoking. The
association found between undiagnosed asthma and limited activity or a
higher body mass index suggests that a healthier life style might have
brought symptoms to light or that symptoms might have been related
inappropriately to weight or lack of fitness.
Overall, the symptoms in the undiagnosed group were milder;
breathlessness was less common than in the diagnosed group and methacholine responsiveness was lower. In some cases, however, the
findings were less reassuring as "several moderately to severely affected subjects were first identified as a result of the present study." Some of these subjects in the undiagnosed group may have been
poor perceivers of their asthma,2 a group of patients who
need particular care and who may be particularly susceptible to future
acute problems.3
These might be legitimate reasons to search for such cases or, at
least, to be ready to suspect the diagnosis with few symptoms and the
associations shown here. Any argument that the longer term clinical
course of asthma might be favourably changed by early diagnosis and
treatment of these cases with mild symptoms is more difficult to
sustain on the present evidence. There is a suggestion that persistent
inflammation may cause remodelling of the airways, leaving them less
able to reverse back to their full calibre.4
Early intervention with corticosteroids is known to control symptoms,
reduce inflammation,5 and improve bronchial responsiveness. There are suggestions that such treatment might even
prevent irreversible change,6 but the evidence is not strong enough to recommend this approach in all of the undiagnosed group with minimal symptoms.
So where does this leave us? It does not provide the evidence for
screening in the community until we know that this is beneficial on
quality of life or long term outlook. It does show that there are still
people with asthma with significant problems who remain undiagnosed and
untreated because they or their doctors fail to appreciate the
importance of their symptoms. This paper shows some associated features
such as physical inactivity, high body mass index, and lower
socioeconomic class, which should raise suspicions that the diagnosis
is being missed where symptoms are mild. An exercise test, peak flow at
home, methacholine challenge, or a combination should be used to
confirm the diagnosis. The advantage of the first two tests is that
they can be performed easily by primary care physicians who see most of
these children. A positive diagnosis or a high degree of suspicion with
significant symptoms should prompt a trial of treatment.
References
Stephen J W Evans London School of Hygiene and
Tropical Medicine, London WC1
This is a study of young people selected in two ways:
firstly, a simple random sample of 292 (21%) children from 1369 in an epidemiological study, and, secondly, a 100% sample (203) of those with personal or family history of asthmatic-like symptoms. (The consequences for analysis of this method of sample selection have been
ignored but probably hardly affect the conclusions.) These children
were classified into three groups: firstly, those who described
themselves as having physician diagnosed asthma; secondly, those with
asthma-like symptoms and a positive test result but without a doctor's
diagnosis Logistic regression is a statistical technique that may be used to
combine factors that discriminate between two groups. It requires a
"gold standard" diagnostic test (which may be invasive or expensive
or one for which the result can be obtained only retrospectively) and
putative features to be used for discrimination to be measured on all
those classified by the gold standard. Generally the groups studied are
those with and without disease. Logistic regression can be used to
estimate a probability, from the measured features, that a particular
individual has the disease.
This study uses the technique to examine features that might be used in
those children with asthma to discriminate between those who are
diagnosed and those who are not diagnosed. Is this discrimination of
value? It may be of marginal interest in theory but does not seem to
help practitioners. When a doctor is faced with a patient, the problem
is to discriminate between those who have and those who do not have
asthma, so that he or she can give appropriate treatment. If they have
already made a diagnosis then distinctions between those with and those
without such a diagnosis are no longer of interest.
The fact that being a girl is a "risk factor" for being undiagnosed
does not necessarily help unless it also distinguishes between having
symptoms only and being undiagnosed. It does suggest that boys are more
likely to be diagnosed, but there may be more girls in the
non-asthmatic group as a whole. The tables and most of the text of the
paper do not contribute to the useful distinction. The results for the
discrimination between "symptoms only" and "undiagnosed asthma"
are neither very significant (only bronchitis at age 10 is
conventionally significant) nor are they the same set of variables for
distinguishing between diagnosed and undiagnosed asthma. Physical
activity shows a similar trend but is not very helpful in making the
clinical decisions with which a doctor is faced in the clinic or
general practice.
The message of this paper is that statistical techniques can serve to
produce analyses which, while arithmetically correct, are irrelevant.
It is an error of the third kind: "Finding the right answer to the
wrong question."
Hans C Siersted Section of Respiratory
Diseases, Department of Medicine C, Odense University Hospital, DK-5000
Odense C, Denmark
Our definition of asthma Most importantly, most of these patients with undiagnosed asthma
did not even report their symptoms to a doctor. Therefore we asked
ourselves the question: can characteristics of these children with
undiagnosed asthma be identified to help to increase awareness about
the possibility of asthma in children with respiratory symptoms that
are not obviously abnormal to parents, guardians, and school teachers?
We believe that knowledge of the risk factors identified for not having
asthma diagnosed could certainly promote the diagnostic decision
process, especially at the community level (figure), leading new
candidates for asthma evaluation to the doctor's waiting room. If then
the doctor, considering also risk factors for underdiagnosis,
agrees that a patient's symptoms could possibly be asthma, it is
not the right time to wonder if more risk factors could help
differentiate between asthma and "symptoms only." Instead, it is
the time for tests such as peak flow monitoring and (if these are
negative) challenge with methacholine or
exercise.
Thus, knowledge of pitfalls (risk factors for underdiagnosis)
Commentary: Identifying the correct risks in
diagnosis
undiagnosed asthma; and, thirdly, those non-smokers with no
symptoms or diagnosis of asthma
the reference group (smokers with no
symptoms were excluded).
Commentary: Improving the diagnostic rate in asthma:
a community issue
the coexistence of asthma-like
symptoms and obstructive airway abnormality
is widely accepted. The test battery and the diagnostic algorithm are routinely used in specialist clinics, and similar principles are applied by general practitioners. Thus we believe that asthma diagnosed in our community based study would also be diagnosed as such if the children visited an
observant general practitioner. Our study shows, however, that in many
patients asthma is not properly diagnosed.

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Stepwise path for diagnosing asthma in patients with respiratory
symptoms
for
example, explaining cough alone as a natural response to passive
smoking and exercise dyspnoea as simply the result of obesity
may be
helpful at all stages of the diagnostic path towards the right answer
to the asthma question.
© BMJ 1998