BMJ 1996;313:608-610 (7 September)

Education and debate

For Debate: Will we ever know when to treat HIV infection?

Andrew N Phillips, reader in epidemiology and biostatistics,a George Davey Smith, professor of clinical epidemiology,b Margaret A Johnson, consultant in HIV/AIDS c

a HIV Research Unit, Department of Primary Care and Population Sciences, Royal Free Hospital School of Medicine, London NW3 2PF, b Department of Social Medicine, University of Bristol, Bristol BS8 2PR, c Department of Thoracic Medicine, Royal Free Hospital, London NW3 2QG

Correspondence to: Dr Phillips.

Confidence in the efficacy of using antiretroviral drugs to treat HIV infection has grown in the past year as a result of the prolonged survival of those randomly allocated to receive an additional drug in comparative controlled trials. HIV remains, however, the only serious infectious disease for which antimicrobial treatment is deliberately delayed. This is because infected subjects can often be symptomless for more than a decade in the absence of any treatment, and results from trials with the nucleoside analogue reverse transcriptase inhibitor zidovudine have failed to show any evidence for extended survival in those beginning treatment early compared with those who deferred treatment. The new confidence in currently available treatments, and in the prospects for new ones, inevitably leads to renewed questioning of the current strategy of waiting for signs of immune deficiency before electing to intervene. A new randomised controlled trial comparing strategies of early and deferred treatment is required to assess whether the time has come for intervention immediately after HIV has been diagnosed.

Recent evidence that combinations of antiretroviral drugs prolong survival compared with zidovudine alone (B Gazzard, third conference on retroviruses and opportunistic infections, Washington, DC, 1996; S Hammer, fifth European conference on clinical aspects and treatment of HIV, Copenhagen, 1995) and that the addition of the protease inhibitor ritonavir prolongs survival in late stage HIV infection (B Cameron et al, third conference on retroviruses and opportunistic infections, Washington, DC, 1996) has reopened the long running debate: when should antiretroviral treatment be started?

Since 1987, when zidovudine was shown to prolong survival in patients with AIDS,1 the key question of whether patients would be better off if treatment were started before the development of severe immune deficiency, reflected by clinical symptoms or low CD4 lymphocyte counts, has divided clinical opinion.2 3 4 5 6 7 8 9 Those in favour of early treatment argue that as HIV is actively replicating throughout the clinically asymptomatic period10 11 12 it is probably vital, as in other infections, to treat as early as possible to gain the best results from treatment. This may be true, say those in favour of late treatment, but given that only around 50% of people develop AIDS 10 years after infection,13 14 it must be proved that any benefits of early treatment outweigh the possible harm from long term treatment.15 16 In other words a survival benefit for early treatment compared with late treatment has to be clearly shown in a randomised controlled trial.

To date, the clinical trials that have addressed this question have not resolved this controversy.17 18 19 20 21 22 23 The largest trial, Concorde, showed that there was no difference in survival over three years' average follow up between those in whom treatment was started early and those in whom it was delayed until a low CD4 lymphocyte count or clinical symptoms had developed.17 If zidovudine were the only drug to be used few would now argue that early treatment is appreciably better than late treatment. Herein lies the problem. By the time a trial to answer the question for one drug or a combination of drugs has been completed, new drugs have been developed and the trial findings are no longer directly applicable. Still, Concorde was a useful trial to have performed. Had it shown a benefit from early treatment, the issue of whether early intervention could be beneficial would have been essentially resolved once and for all. With its negative result, however, Concorde has clearly indicated that early treatment may not be the best course of action, but as treatments improve and the extent and importance of viral replication during the asymptomatic phase become better understood,10 11 12 the possibility that treatment should begin earlier inevitably comes back on to the agenda.9 24

With several promising new drugs (including both reverse transcriptase and protease inhibitors) in the process of obtaining approval from the regulatory authorities, the time for a new trial of early treatment may have arrived. Any new enthusiasm for earlier treatment may be somewhat tempered by one aspect of the preliminary results from the Delta trial (B Gazzard, third conference on retroviruses and opportunistic infections, Washington, DC, 1996), the ACTG 175 trial (S Hammer, fifth European conference on aspects and treatment of HIV, Copenhagen, 1995), and from a recently reported CPCRA 007 trial (L Saravolatz et al, third conference on retroviruses and opportunistic infections, 1996). Combinations of ddI or ddC with zidovudine seem to have a greater impact if used in patients who have not been treated with zidovudine before. This may lead people to want to wait before they start treatment, thinking that it is important to start with the best possible combination and that this combination is probably not yet available.

If the efficacy of antiretroviral drugs has now improved sufficiently from the zidovudine monotherapy days of Concorde, and the time is right to ask again the question of when to start treatment, how do we design the trial to provide the answer? The box outlines a possible design. What is needed is a design along the lines of Concorde that compares strategies of early versus deferred treatment over several years, but realistically, clinicians cannot expect to allocate patients to specific treatments nor to try to blind patients by using a placebo. New treatments will become available during the course of the trial and patients cannot be expected to commit themselves at the time they are allocated to a treatment arm to long term treatment with certain regimens, nor can they be excluded from participation in other clinical trials when they do start treatment. Besides, when the early versus late trial is finished it must be as widely applicable as possible, so it should contain patients taking later treatments. Indeed, some view it as a potential drawback that the results of any such trial will inevitably be out of date at the end of the trial. Those who started treatment early might well have started with drugs known by the end of the trial to be inferior to newer drugs.

This should not impede interpretation of the final trial result, however. If patients in the early treatment arm fare better than those in the deferred treatment arm then the balance of evidence would shift towards early treatment being the better strategy. If early treatment does not look as if it confers significant advantage then we would be in a similar position to that which we were in after Concorde. Again, however, it will have taught us something--even given the drug combinations available at the start of the trial, it would still not clearly be better to treat early. Yet another trial of similar design would then be needed with the new--hopefully improved--drugs if it is to be proved that early treatment is better. In either case secondary analyses investigating which drugs patients actually took would provide useful additional information.


 Outline design of a proposed trial
 Patients          Those with CD4 count
                   >300 x 106/l
 Equipoise         Not sure whether best to (a) start
                   now or (b) aim to wait for low
                   CD4 count or symptoms (say
                   "aim to wait" in recognition that
                   opinion of patient or clinician may
                   change)
 Randomisation     To (a) or (b) above
 Outcome           Survival
  measure
 Dealing with      No such thing: comparison is of
  "dropouts"       treatment policies
 Analysis          Comparison of survival between
                   those randomised to (a) versus (b)
 Participation in  Yes. This is a "background" trial,
   other trials    unlike most trials, in that therapies
                   are not specified. When a patient
                   starts treatment this can be in the
                   context of another clinical trial
 Duration          At least five years

The primary outcome measure would have to be survival as results from some trials have suggested that use of zidovudine alone delays the development of AIDS but not death.20 25 Use of national death registers also means that this may be the most reliably obtainable endpoint, a crucial consideration in a long term trial. Development of AIDS would be a secondary endpoint, but these data are less likely to be complete.

Given the long time scale over which HIV infection develops into AIDS and death, a trial of at least five years' duration is probably necessary. It is important to reiterate, however, that this does not mean that a patient is committed to one combination of drugs for the trial period, only that a patient and his or her clinician have agreed to try to be guided by the treatment strategy (early versus late treatment) to which they were allocated, on the understanding that they may change their minds. Given that the trial will have to allow such a large degree of freedom to the clinician and patient to make decisions about treatment, some patients allocated to "aim to wait" (box) will, in fact, probably start treatment quite soon after randomisation, and some allocated to start treatment immediately may stop after only a few days or weeks. This kind of blurring of the distinction between the two groups, and the fact that it is important to detect even small differences in efficacy between the two strategies, means that a large sample size running into several thousands would be required. For example, over 16 000 patients would be needed to give 95% power to detect a mortality difference of 11% compared with 9%, with a two sided 1% significance level.

Will patients agree to be randomly allocated to such a protocol? Clinicians are used to asking patients to be randomly assigned to take one drug or another. Often the strong incentive for the patient who has already decided he or she wishes to start treatment is the potential access to the latest drugs. Attempting to randomise patients to a long term strategy for their care--using only drugs which would be available even if they did not enter the trial--might be more problematic. It can, of course, be argued that many patients in the trial may themselves benefit from the trial results, and other future patients almost certainly would benefit, but it is not clear how patients would respond.

A small preliminary survey was carried out last year at the Royal Free Hospital, before the release of preliminary data from the ACTG 175, Delta, and CPCRA 007 trials. Clinicians asked consecutive patients whether they felt they would be prepared to be randomly assigned to a protocol such as that described above. Of 38 patients asked, 17 (45%) said they would "definitely" or "probably" agree, seven (18%) were undecided, and 14 (37%) said they "definitely" or "probably" would not agree. Clearly, a more widespread inquiry would be required before beginning a trial, but these results provide some encouragement.

A trial with a similar design--ComPACT1--was attempted in the United States (D Abrams et al, second national conference on human retroviruses and related infections, Washington, DC, 1995). The low recruitment could have reflected the timing--before the recent renewed optimism over treatment--and could also differ from the response that such a trial might receive in Europe. If HIV specialists are convinced that a trial such as that outlined here is important to perform, on an international level at least, sufficient numbers of patients would probably be recruited. It should be noted that as this would be a "background" strategy trial, with many of the patients, when they did start treatment, participating in other trials of specific treatments, it would not be competing for patients from these trials.

In discussing the implications of the Delta trial results, Pinching has recently highlighted the issue of drug costs in HIV infection.24 It is worth noting that the 50-75% increase in costs which may follow Delta and ACTG 175 would pale into insignificance beside the hugely increased costs were it to become standard to instigate antiretroviral treatment immediately on diagnosis of HIV infection--especially if this involved use of one or more protease inhibitors.

If a randomised trial that attempts to find out whether early treatment is beneficial to patients is not started soon then clinicians will have to accept that they still will not know in five years' time when is the best time to start patients' treatment. The trial that we suggest may seem too liberal and therefore difficult to interpret, but in making the compromises necessary to ensure that it is feasible the vital ingredient of a randomised comparison is maintained. We have the choice between an imperfect answer to the question or no answer at all.

We acknowledge extremely useful discussions on this issue with Professor Jim Neaton, Dr Janet Darbyshire, Dr Abdel Babiker, Professor Ian Weller, Mr Andrew Hill, Dr Brian Gazzard, Dr Anton Pozniak, Dr Mike Youle, Dr Tim Peto, Mr Ed King, Professor Joep Lange, Dr Stefano Vella, Dr Jens Lundgren, Dr Caroline Sabin, and Ms Amanda Mocroft. We thank the clinicians and patients at the Royal Free Hospital involved in the survey of patients' attitudes.

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(Accepted 26 June 1996)


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This article has been cited by other articles:

  • Erb, P., Battegay, M., Zimmerli, W., Rickenbach, M., Egger, M., for the Swiss HIV Cohort Study, (2000). Effect of Antiretroviral Therapy on Viral Load, CD4 Cell Count, and Progression to Acquired Immunodeficiency Syndrome in a Community Human Immunodeficiency Virus-Infected Cohort. Arch Intern Med 160: 1134-1140 [Abstract] [Full text]  
  • Phillips, A. N., Smith, G. D., Feder, H. M., Milch, L. R., Srinivasan, V., Beidas, S. O., Corey, L., Holmes, K. K., Katzenstein, D., The AIDS Clinical Trials Group, , Study 175 Investigators, (1997). Viral Load and Combination Therapy for Human Immunodeficiency Virus. NEJM 336: 958-961 [Full text]  



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