BMJ  2004;329:999 (30 October), doi:10.1136/bmj.329.7473.999

Paper

What's the evidence that NICE guidance has been implemented? Results from a national evaluation using time series analysis, audit of patients' notes, and interviews

Trevor A Sheldon, professor1, Nicky Cullum, professor1, Diane Dawson, senior research fellow3, Annette Lankshear, senior research fellow1, Karin Lowson, deputy director2, Ian Watt, professor1, Peter West, director2, Dianne Wright, research fellow2, John Wright, operations medical director4

1 Department of Health Sciences, University of York, York YO10 5DD, 2 York Health Economics Consortium, University of York, 3 Centre for Health Economics, University of York, 4 Bradford Royal Infirmary, Bradford, BD9 6RJ

Correspondence to: T A Sheldon tas5{at}york.ac.uk

Objectives To assess the extent and pattern of implementation of guidance issued by the National Institute for Clinical Excellence (NICE).

Design Interrupted time series analysis, review of case notes, survey, and interviews.

Setting Acute and primary care trusts in England and Wales.

Participants All primary care prescribing, hospital pharmacies; a random sample of 20 acute trusts, 17 mental health trusts, and 21 primary care trusts; and senior clinicians and managers from five acute trusts.

Main outcome measures Rates of prescribing and use of procedures and medical devices relative to evidence based guidance.

Results 6308 usable patient audit forms were returned. Implementation of NICE guidance varied by trust and by topic. Prescribing of some taxanes for cancer (P < 0.002) and orlistat for obesity (P < 0.001) significantly increased in line with guidance. Prescribing of drugs for Alzheimer's disease and prophylactic extraction of wisdom teeth showed trends consistent with, but not obviously a consequence of, the guidance. Prescribing practice often did not accord with the details of the guidance. No change was apparent in the use of hearing aids, hip prostheses, implantable cardioverter defibrillators, laparoscopic hernia repair, and laparoscopic colorectal cancer surgery after NICE guidance had been issued.

Conclusions Implementation of NICE guidance has been variable. Guidance seems more likely to be adopted when there is strong professional support, a stable and convincing evidence base, and no increased or unfunded costs, in organisations that have established good systems for tracking guidance implementation and where the professionals involved are not isolated. Guidance needs to be clear and reflect the clinical context.


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