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Joseph A Carrese a Phoebe R Berman Bioethics Institute, Johns
Hopkins University, and Division of General Internal Medicine, Johns
Hopkins Bayview Medical Center, 4940 Eastern Avenue, Baltimore, MD
21224, USA, b Department of Sociology and Anthropology, Goucher
College, MD 21204, USA, c Phoebe R
Berman Bioethics Institute, Johns Hopkins University, 624 N Broadway,
Hampton House 352, Baltimore, MD 21205, USA, d Phoebe R Berman Bioethics Institute, Johns
Hopkins University, and Division of Geriatrics, Johns Hopkins Bayview
Medical Center Correspondence to: J A Carrese jcarrese{at}JHMI.edu
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Abstract |
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Objective:
To understand how elderly patients think
about and approach future illness and the end of life.
Design:
Qualitative study conducted 1997-9.
Setting:
Physician housecall programme affiliated to US university.
Participants:
20 chronically ill housebound patients
aged over 75 years who could participate in an interview. Participants identified through purposive and random sampling.
Main outcome measures:
In-depth semistructured
interviews lasting one to two hours.
Results:
Sixteen people said that they did not
think about the future or did not in general plan for the future.
Nineteen were particularly reluctant to think about, discuss, or plan
for serious future illness. Instead they described a "one day at a time," "what is to be will be" approach to life, preferring to "cross that bridge" when they got to it. Participants considered end of life matters to be in the hands of God, though 13 participants had made wills and 19 had funeral plans. Although some had completed advance directives, these were not well understood and were intended for use only when death was near and certain.
Conclusions:
The elderly people interviewed for this
study were resistant to planning in advance for the hypothetical
future, particularly for serious illness when death is possible but not certain.
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What is already known on this topic
What this study adds
These patients resisted planning for the hypothetical future They most resisted planning for those situations when the most difficult decisions often arise, such as for serious illness when death is possible but not certain |
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Introduction |
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Planning in advance is widely encouraged as a way to improve
quality of care at the end of life.1 Cross cultural
studies have shown that healthcare providers and patients often differ in their views on health related matters.2-5 The
willingness to consider future illness and the end of life, for
example, is not universal; patients in some communities are reluctant
to consider or speak about such matters.
6 7
We asked a
group of chronically ill elderly patients about their views on advance
planning of care.
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Methods |
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We carried out a focused ethnographic study8 within a care programme for elderly people in east Baltimore, United States. For more details of the programme see the BMJ 's website (bmj.com).
Sampling
We identified participants through purposive and random
sampling.9 Patients in the care programme were chosen as
the study population because they represented chronically ill patients
with a high mortality (about 45 patients or 25% per
year).10 They therefore have experience with and must
often make decisions about illness and the end of life. Once we had
identified a suitable population of patients we randomly selected
individuals to reduce bias.
Exclusion criteria included age less than 75, factors that would preclude a meaningful interview (such as cognitive impairment, aphasia, profound hearing impairment, language barriers), participation in pilot interviews, and impending out of system transfer.
We enrolled participants until no new concepts arose in the interviews.
Measurements
One of us (JAC) conducted in-depth semistructured baseline
interviews that lasted one to two hours with each patient. An interview
guide was used as a starting point for the interviews (box).
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Interview guide (subset of full guide)
Regarding future illness and end of life care
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Analysis
Interviews were audiotaped, transcribed, independently coded
by two readers, and compared for agreement. At least two investigators
participated in each step of the analysis. All decisions were made by consensus.
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Results |
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We invited 31 people to participate and enrolled 20 (table). Participants had limited formal education, most were white women, and they considered themselves to be in fair health and moderately religious. As a group their mental status was fair, they were not depressed, and despite being housebound their functional limitations were modest, averaging dependence in 1.5 out of six activities of daily living.
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The core focus of the interviews was to elicit and understand participants' views about planning for future illness and end of life. We have presented the five themes that we considered from the interviews to be most closely tied to this core focus.
Considering the future
Although we asked participants to comment about future illness, 16 participants were reluctant to think about, plan for, or, in some
cases, even acknowledge the future in general. For many patients these
were lifelong views; others had adopted these attitudes as they
became older and infirm. This was an unexpected finding on a topic
about which we had not specifically asked. The comments of an 83 year
old man with diabetes who was living with his wife in their family home
were typical: "Well, I don't think of it. I am not interested in the
future. I just take what comes. I have always done that and that is how
I feel about it . . . How do I know what is going to
happen then or how I am going to feel about it then? I don't have that
kind of intelligence. I mean, who knows what is going to happen in the
future? I would rather not be asked about what is going to happen even tomorrow."
A few participants shared concerns about losing their independence and becoming a burden in the future. A few others identified specific goals for the near future, such as improvement in their medical condition or their living arrangements, even if these hoped for outcomes were unrealistic. These remarks show a limited sense of the future.
Contingencies of serious future illness
Most participants were quite resistant to thinking about,
discussing, and planning for the contingencies of serious future
illness. While many participants did not offer a specific reason,
others offered various explanations for why they were resistant to such
planning. Some were simply not ready to do it; others believed it
couldn't be done successfully, was associated with substantial
uncertainty, could be upsetting, or had the potential to cause bad
things to happen. A 76 year old woman with chronic obstructive
pulmonary disease who depended on oxygen said: "I can't answer that
because I don't want to face that yet . . . I'll put
it this way to you: I'm too young to worry about something like that.
That's the best answer I can give you. When the time comes, then I'll
worry. I don't want to hear it . . . If you dwell on
it, then you have a problem . . . you can make yourself
miserable. I think you can. I look outside. I see the sun
. . . I don't look ahead five, ten years from now. I
look at my life today as it goes on. And again, when I get older, yeah, I might start worrying."
Most participants were resistant to planning because they considered these matters to be God's domain. God, in this view, is in control of what happens in the future and at the end of life, and it is not the individual's role to be concerned about these matters or to plan actively for them.
Once these views were established the interviewer explained to participants the rationale for advance planning and urged them to consider the predicament of doctors trying to make decisions about treatment in the absence of information about patient preferences. While most participants did not alter their views, after repeated questioning six of the 19 said they would be willing to listen and perhaps talk with doctors about these issues, although several remained ambivalent. A 91 year old man's response was characteristic of this subgroup: "Well, what good is it going to do me, number one. If it ain't gonna do me no good, I don't want to hear it. [JAC: Well, what if I said that the good it might do you is that they would have a better understanding of what you would want, your choices, your preferences?] Well, maybe I would listen to it. I know they can't do miracles for me . . . when old people are ready to go the only thing they can do for you is try to make you feel happy as long as you are here."
Living in the present
As we learnt about their views towards the future and future
planning, we asked patients how they approached these issues and life
in general. Most participants described a "one day at a time,"
"what is to be will be" approach to life that was compatible with
their views about the future. An 84 year old woman living alone in
retirement apartments said: "I just take it from day to day
. . . I don't know what is going to happen tomorrow
'cause tomorrow is not promised to you . . . You live from day to day, you don't worry about tomorrow . . . tomorrow never comes sometimes . . . Today is the day,
not tomorrow."
Many patients articulated a preference to "cross that bridge" of
making decisions about possible serious future illness only when they
had to
that is, when confronting those issues in real time. This seems
to be a specific application of the more general "one day at a
time" philosophy. An 80 year old recently widowed woman who was
confined to a wheelchair said she didn't have any concerns regarding
future illness: "I don't have any, I mean, why worry about it?
What's going to happen is going to happen and I believe in crossing
that bridge when you get to it, you know."
Final arrangements for death
Curiously, despite most of these people not thinking about or
planning for the future, many had made "final arrangements" for
their death. Thirteen of 19 had made a will, and 19 had funeral plans
or cemetery plots. An 85 year old woman whose husband and four children
had died said "I have got everything paid for. My stone
. . . my grave . . . everything. We had
that done, both of us, long before he died."
Advance directives
Some participants had completed an advance directive: seven had
designated a healthcare agent, and 11 had completed a living will. But
only five had completed and even minimally understood the healthcare
agent form, and only six had completed and even minimally understood
the living will. Furthermore, these directives were intended for use in
narrow circumstances, such as when death was near and certain. A 76 year old women said: "A living will is I don't want to be hooked up
to machinery to save my life . . . Because I don't
want my life to be prolonged. When my time is up, I want to die."
Views of the future
Our participants seemed to divide the future into three distinct
segments, which they approached differently: firstly, an uncertain
contingent future that may be accompanied by chronic and serious
illness,11 which they are generally unwilling to plan for
or even contemplate; secondly, a time when death is near and certain,
which they are somewhat more likely to plan for and discuss; and
thirdly, the event of death itself and what follows, for which they are
likely to have made arrangements.
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Discussion |
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Our findings contrast with a central tenet of good care at the end of life: that physicians and patients should make plans in advance about possible future illness. 1 12 The elderly people we interviewed described a world view that does not easily accommodate such advance planning.
Limitations and strengths of study
We interviewed only a relatively small number of people, and as a
group they were elderly, ill, housebound, and had limited formal
education. The findings may not apply to other populations with
different characteristics.
A major strength of our study is that by using a qualitative approach we encountered unexpected findings: these patients were not readily willing to contemplate and exert control over events in the hypothetical future. We believe that we succeeded in understanding some of the perspectives of our participants, which was the main goal of the study.
Our findings do not argue against advance care planning; rather, they identify additional limitations to the conventional model for making decisions about serious future illness. As the literature in cross cultural medicine has made clear, no single approach is likely to work for all patients. Our study shows that scrupulous attempts to plan about care in advance will not, in all cases, solve the problem of decision making for seriously ill and incapacitated patients.
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Acknowledgments |
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We thank Dr Diener-West for assistance with statistical analysis. This paper was presented at the Society of General Internal Medicine Annual meeting in Boston, May 2000, and at the American Society for Bioethics and Humanities Annual meeting in Salt Lake City, October 2000.
Contributors: See bmj.com
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Footnotes |
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Funding: Robert Wood Johnson Generalist Physician Faculty Scholars Program, Johns Hopkins Bayview Physicians Education and Research Fund.
Competing interests: None declared.
The full version of this article
appears on bmj.com
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References |
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(Accepted 7 February 2002)