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John W Ely a Department of Family Medicine, University of Iowa
College of Medicine, Iowa City, IA 52242, USA, b Praxis Press, New York, NY
10010, USA, c Department of Family Practice, Michigan State University, East
Lansing, MI 48824, USA, d Moses Cone Hospital Family Medicine Residency,
Greensboro, NC 27401, USA, e University of Missouri-Columbia School of
Medicine, Columbia, MO 65212, USA, f Division of General Internal
Medicine, University of Pennsylvania, Philadelphia, PA 19104, USA Correspondence to: J W Ely john-ely{at}uiowa.edu
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Abstract |
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Objective:
To describe the obstacles encountered when attempting to answer doctors' questions with evidence.
Design:
Qualitative study.
Setting:
General practices in Iowa.
Participants:
9 academic generalist doctors, 14 family
doctors, and 2 medical librarians.
Main outcome measure:
A taxonomy of obstacles
encountered while searching for evidence based answers to doctors' questions.
Results:
59 obstacles were encountered and organised according to the five steps in asking and answering questions: recognise a gap in knowledge, formulate a question, search for relevant
information, formulate an answer, and use the answer to direct patient
care. Six obstacles were considered particularly salient by the
investigators and practising doctors: the excessive time required to
find information; difficulty modifying the original question, which was
often vague and open to interpretation; difficulty selecting an optimal
strategy to search for information; failure of a seemingly appropriate
resource to cover the topic; uncertainty about how to know when all the
relevant evidence has been found so that the search can stop; and
inadequate synthesis of multiple bits of evidence into a clinically
useful statement.
Conclusions:
Many obstacles are encountered when
asking and answering questions about how to care for patients.
Addressing these obstacles could lead to better patient care by
improving clinically oriented information resources.
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What is already known on this topic
Studies have not defined the obstacles to answering questions in a systematic manner A comprehensive description of such obstacles has not been presented What this study adds
The obstacles were comprehensively described and organised |
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Introduction |
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Doctors are urged to practise evidence based medicine when faced with questions about how to care for their patients.1 They are advised to ask questions that can be answered with evidence and to evaluate the results of original research.1-3 But this advice may be difficult to follow in the pressurised atmosphere of a busy practice.4-6 Doctors are overwhelmed by the amount of information available, yet they often cannot answer their questions about specific clinical problems. 5 7-9
We aimed to describe the range of obstacles that occur when trying to
obtain evidence based answers to real clinical questions, and to build
a taxonomy that characterises the problems that arise when searchers
attempt to answer doctors' questions. Doctors need up to date, high
quality answers at the point of care within minutes.5 Before these objectives can be met with new information systems, the
problems with current resources and search strategies need to be described.
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Methods |
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Selection of questions
We collected 1101 questions from 103 family doctors in
Iowa. Briefly, after each consultation an observer asked the doctor to
report any questions that occurred about how to care for the patient.
We collected straightforward questions ("What is the dose of
metformin?") as well as vague uncertainties that would normally be
kept to oneself ("I'm not sure what this rash is, but I'm going to
call it a contact dermatitis for now."). From these 1101 questions we
selected a random sample of 200 questions. Through an iterative process
of reviewing questions, creating a classification scheme, coding
questions, and revising the classification scheme, we developed a
method of identifying questions that were potentially answerable with
evidence. This led to the development of an "evidence taxonomy"
(box).
10 11
Using this taxonomy, we found that 106 questions (53% of the original 200) could potentially be answered with
evidence.
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Evidence taxonomy used to classify 200 questions from family
doctors
I. Clinical (n=193) A. General (n=141) 1. Evidence (n=106) a. Intervention (n=71) b. No intervention (n=35) 2. No evidence (n=35) "What is the name of that rash that diabetics get on their legs?" B. Specific (n=52) "What is causing her anaemia?" II. Non-clinical (n=7) "How do you stop somebody with five problems, when their appointment is only long enough for one?" |
We agreed on three criteria for selecting the two questions to be answered by all investigators: the question should be clearly stated, there should be a high likelihood of finding good quality evidence to answer it, and the answer should potentially have an impact on patient care. By using these criteria we selected "What is the proper treatment of gastro-oesophageal reflux disease (GERD)?" and "What should I use for atopic dermatitis?"
Answering questions
We did not follow a standardised search strategy because we wanted to study obstacles related to the strategy. We
searched textbooks, journal articles, and various computer applications, but we did not seek individual consultations with humans. Working independently, the investigators completed searches that they thought were sufficient to avoid missing important evidence. While searching, the investigators used a modified "think aloud" method to write field notes that documented the obstacles they encountered.
12 13
Development of the taxonomy
We used three data sources to develop the initial taxonomy.
The primary source consisted of obstacles documented in field notes
written by the investigators as they attempted to answer the questions.
The second source comprised frustrations that the investigators had
encountered while answering other clinical questions. The third source
consisted of problems reported in the literature.
1 14-16
The obstacles were described and organised into a taxonomy by using
qualitative text analysis. The taxonomy was developed with an approach
in which initial "codes" (obstacles described in the "think
aloud" field notes) were augmented with obstacles described in the
literature and previously encountered by the
investigators.17
Validation of the taxonomy
To help validate the taxonomy, we first asked four
volunteers (two medical librarians and two university family doctors)
to answer four additional questions from the same dataset. Each
volunteer coded their own field notes and identified obstacles that
were not optimally characterised in the existing taxonomy. Secondly, we
asked 21 practising doctors (purposively selected from a list of former
trainees from practices in Iowa) to describe on paper the problems they
encountered when attempting to answer one of their own questions.
Thirdly, we completed 16 half day observation periods involving four
randomly selected practising doctors in Iowa (four observation periods
per doctor). We asked these doctors to "think aloud" as they
attempted to answer their own questions. Based on these three
additional sources of data, we added four obstacles to the taxonomy.
The final version of the taxonomy was approved by all investigators.
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Results |
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The box shows examples from the taxonomy of obstacles, with
descriptions of each obstacle (a full list of the taxonomy is available
on bmj.com). The taxonomy was organised according to the steps in
asking and answering questions18-20: recognise a gap in
knowledge, formulate a question, search for relevant information, formulate an answer, and use the answer to direct patient care. Most of
the obstacles were supported by the data we obtained, but a few were
primarily generated from the previous experiences of the investigators
or from the literature.
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Obstacles to answering clinical questions (extracts from the full list which is available on bmj.com) 1. Obstacles related to recognising an information need 1.1. Doctor's lack of awareness of an information need. The doctor makes decisions about patient care, completely unaware of a gap in knowledge. 1.2 Doctor's suppression of a recognised information need. On some level the doctor is aware of a gap in knowledge but suppresses it due to time pressures, embarrassment, personal characteristics, or characteristics of the clinical setting. 2. Obstacles related to formulating the question 2.1. Inability to answer patient specific questions with general resources. Patient specific questions ("What is this rash?") and vague cries for help ("I don't know what to do with this patient") cannot be answered by a general resource. 2.4.4. Difficulty modifying questions to fit the PICO format (patient, intervention, comparison, outcome). Sackett et al suggest four elements for clinical questions: patient or problem, intervention, comparison, and outcome.1 However, many clinical questions do not involve interventions, comparisons, or outcomes.10 3. Obstacles related to seeking information 3.1.4. Ready availability of consultation which leads to a referral rather than a search. Practising doctors may refer patients to consultants if they believe excessive time and effort would be required to learn enough about the problem to feel comfortable managing it themselves. 3.2.1. Uncertainty about where to look for information. It can be difficult to decide which resources will be most helpful and what should determine the selection of resources. Time available? Familiarity with resource? Type of question? 3.3.10. Inability to interact with a general resource as one could with a human resource. Most general resources do not allow real time interaction with the searcher as could happen with a human resource. There can be no follow up questions. 3.5.1. Failure to address the clinical question. Available studies have not adequately addressed the question (for example, "Is smoking a risk factor for sinusitis?"). 4. Obstacles related to formulating the answer 4.1. Failure to directly or completely answer the question. Once the relevant information has been gathered, the searcher fails to directly or completely answer the doctor's question (for example, owing to the inadequacy of available information or an inadequate synthesis of adequate information). 4.3. Answer directed at the wrong audience. Answers for patients may not be helpful to doctors. 5. Obstacles related to using the answer to direct patient care 5.1. Answer not trusted. A seemingly adequate answer may not be used if the doctor does not trust the source. |
Several obstacles seemed particularly salient because they recurred in the various procedures for data collection, and they were characterised as fundamental problems by the investigators and practising doctors. These were the excessive time required to find information, difficulty modifying the original question, which was often vague and open to interpretation, difficulty selecting an optimal search strategy, failure of a seemingly appropriate resource to cover the topic, uncertainty about how to know when all the relevant evidence has been found so that the search can stop, and inadequate synthesis of multiple bits of evidence into a clinically useful statement.
The obstacles related to evidence fell into two main categories. Firstly, the available evidence was inadequate to directly answer the question either because studies had not addressed the question ("Is smoking a risk factor for sinusitis?") or because the studies that had addressed the question provided incomplete information. For example, when answering the question about treating gastro-oesophageal reflux disease, we found rigorous comparisons between lansoprazole and placebo and between omeprazole and placebo but the comparisons between lansoprazole and omeprazole were less definitive.21-23 Secondly, even when the evidence was adequate to answer the question, further obstacles hindered its use in the clinical setting. Available evidence often consisted of individual study results, which had not been synthesised or interpreted for clinicians. The following field notes were written by one of the investigators as he attempted to answer the question, "What should I use for atopic dermatitis?"
Therapies include: ciclosporin
possibly effective; borage
oil
probably not effective; UVA1
works; primrose oil with water and
oil emulsion
probably effective; topical doxepin
probably not
effective; mite elimination
likely to be effective; topical cromolyn
likely to be effective; topical tacrolimus
probably
effective; SEZ ASM 981
possibly effective.
Each investigator spent a median of 95 minutes (range 13 to 639 minutes) answering the question about gastro-oesophageal reflux and 45 minutes (range 17 to 374 minutes) answering the question about atopic dermatitis.
The final version of the taxonomy comprised 59 obstacles. The four
volunteer coders used 35 problems to code their field notes and made
four suggestions to improve the taxonomy. For example, both librarians
noted their lack of medical training as an obstacle to formulating an
answer. Ten of the 21 practising doctors responded to our request to
describe obstacles that arose as they answered one of their own
questions. All of the obstacles reported by these doctors had been
described in the existing taxonomy. Also, we collected 96 questions
during 16 office observations from four additional practising doctors.
These data led to the addition of four obstacles to the taxonomy:
failure to initiate a search due to doubt about the existence of
relevant information, ready availability of consultation, which leads
to a referral rather than a search, uncertainty about the meaning of
null search results, and resource not clinically oriented.
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Discussion |
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Obstacles arise when searching for evidence based answers to doctors' questions: we identified 59. Among the most salient were inadequate time to search for information, failure of the resource to address the topic, and inadequate synthesis of multiple bits of evidence into a clinically useful statement. Practising doctors often decided not to pursue their questions because they doubted the existence of useful information in available resources.
Implications
After quantifying and prioritising the obstacles we found,
the taxonomy we developed could be used to write recommendations for
authors as they attempt to produce clinically useful material. Authors
will be most effective if they anticipate the needs of busy clinicians
who often have only a minute or two to find information.5 For example, authors who name the drug of choice for a specific condition could include essential prescribing information (dosage, drug
interactions, safety in pregnancy), so that the clinician does not
waste time consulting another resource. Clinically oriented resources
could be written in a question and answer style rather than a disease
and topic style. The ongoing surveillance of doctors' changing
questions could help keep resources current. Questions without adequate
answers could help guide research and funding priorities. Until such
research is completed, such questions may prompt the use of holistic
clinical care and other alternatives. We often found it helpful to
modify questions from the way they were originally stated by the
doctor. Such modifications could be developed into recommendations for
doctors, as they formulate their questions, and for intermediary
searchers, who may play a larger part in the future, as they help
doctors practise the best medicine.24
Conclusions
To meet the needs for clinical information, doctors must be
aware of their gaps in knowledge and then formulate questions that can
be addressed by available resources or patient specific consultations.
When faced with a gap in knowledge, doctors must decide whether to do
the best they can with their current knowledge or to expand that
knowledge by formulating and answering a question. Practising doctors
do not have time to search multiple sites or scroll through long text.
Nor do they have time to search multiple textbooks or perform
literature searches for most of their questions. They need to pick the
right resource the first time, the information in that resource needs
to be readily found, and all the information must be there. Although it
remains to be shown, we believe that systems designed to overcome the
obstacles we identified will improve the asking and answering of
questions and potentially patient outcomes.
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Acknowledgments |
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We thank Marcy E Rosenbaum and Toni Tripp-Reimer for their critical review and advice concerning the qualitative analysis, Susan Meadows, Dedra Diehl, Barcey Levy, and Robert Garrett for their help in verifying the final taxonomy, and the practising doctors who helped validate and refine the taxonomy.
Contributors: See bmj.com
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Footnotes |
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Funding: This study was supported by grants from the American Academy of Family Physicians Foundation (G9518) and the National Library of Medicine (1R01LM07179-01).
Competing interests: JAO is an employee of Praxis Press, a company that produces evidence based clinical information resources for primary care doctors.
The full version of this article
appears on bmj.com
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(Accepted 7 December 2001)
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