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BMJ No 7123 Volume 315

Education and debate Saturday 20/27 December Christmas 1997 issue


History

Two hundred years since Malthus

John A Black

Malthus was by training a mathematician and by profession a teacher of political economy, but his work was greatly influenced by his Christian convictions. In the first edition of his Essay, published in 1798, he put forward the hypothesis that population, if unchecked, would increase by geometrical ratio, doubling itself every 25 years, while food supply could increase by only arithmetical ratio. He suggested that population was controlled by "positive checks" such as war, famine, and disease.

He campaigned unsuccessfully for the gradual abolition of the old poor laws which, he thought, encouraged the working class to marry young and to have large families. In his second edition he introduced the concept of the "preventive checks" by moral restraint - late marriage and restraint within marriage. The reduction in fertility which Malthus advocated was achieved by the acceptance of birth control, to which he was violently opposed. He was attacked during his lifetime and has been misinterpreted and misunderstood ever since.

graphicgraphic

Fig 1 - John Linnell's portrait of Malthus in 1833, aged 67. (Reproduced with permission of the governors of Haileybury and Imperial Service College)

Academic career

Thomas Robert Malthus (known as Robert) (fig 1) was born on 14 February 1766 near Dorking, Surrey. He was born with a cleft lip and palate, but this does not seem to have hindered his academic career. In 1785 he entered Jesus College, Cambridge, where he read mathematics, obtaining a first class degree. He was elected fellow of the college in 1797, and four years later took Holy Orders. In 1805 he was appointed professor of history and political economy at the newly founded College of the East India Company, at Haileybury, in Hertfordshire (now Haileybury and Imperial Service College). He held this post until his death in 1834 from "disease of the heart" in Bath (fig 2). He married at the age of 38 and had three children.

Positive checks to population

graphic

Fig 2 - Memorial to Malthus in Bath Abbey. (From The Malthusian population theory by G F McCleary. London: Faber and Faber, 1953.)

graphicReacting against his father's enthusiasm for the Utopian ideas of the Marquis de Condorcet and William Godwin, Malthus published the first edition of his "essay" as a long pamphlet in 1798 (fig 3). Its full title was "An essay on the principle of population as it affects the future improvement of society. With remarks on the speculations of Mr. Goodwin, M. Condorcet, and other writers."(1)

He set out his views clearly: "The power of population is infinitely greater than the power in the earth to produce subsistence for man. Population when unchecked, increases in a geometrical ratio. Subsistence increases only in arithmetical ratio ... By that law of our nature which makes food necessary to the life of man, the effects of these two unequal powers must be kept equal. This implies a strong and constantly operating check on population from the difficulty of subsistence."

He defined the checks as follows: "The positive checks to population are extremely various ... Under this head, therefore, may be enumerated all unwholesome occupations, severe labour and exposure to the seasons, extreme poverty, bad nursing of children, great towns, excesses of all kinds, the whole train of common diseases and epidemics, wars, plague and famines."

Summarising his views, he wrote: "The truth is, that the pressure of distress on this part of a community [the poor] is an evil so deeply seated that no human ingenuity can reach it." North America provided the evidence that population could increase in geometrical ratio. Malthus noted that, "In the northern states of America ... the population has been found to double itself, for above a century and a half successively in less than twenty-five years .... It may safely be pronounced therefore, that population, when unchecked, goes on doubling itself every twenty-five years, or increases in a geometrical ratio."

On the question of food supply, he wrote: "the means of subsistence, under circumstances the most favourable to human industry, could not possibly be made to increase faster than in an arithmetical ratio."

Preventive checks

Malthus visited Germany, Scandinavia, and Russia in 1799 and France and Switzerland in 1802, accumulating material, which was incorporated into the second edition, published in 1803, under his own name.(2) Significantly, the subtitle was altered to "Or a view of its past and present effects on human happiness, with an inquiry into our prospects respecting the future removal or mitigation of the evils which it occasions."

Appreciating now that population was not controlled solely by positive checks, Malthus introduced the concept of "preventive checks." He divided them into those arising from "vice" and "moral restraint," by which he meant chaste restraint from marriage - that is, late marriage without previous sexual liaisons, and restraint within marriage, with voluntary restriction of the number of children. Preventive checks arising from vice were: "Promiscuous intercourse, unnatural passions, violations of the marriage bed, and improper acts to conceal the consequences of irregular connexions." According to Malthus, the "lower orders" had lost their self respect and were marrying young and producing more children than they could support.

graphicgraphic

Fig 3 - Title page of the first edition. Godwin's name is misspelt

Malthus's solution

Malthus advocated the gradual abolition of the poor laws with safeguards against undue distress, but retaining the threat of economic hardship. He thought that "the fear of want, rather than want itself, that is the best stimulus to industry."

In spite of this approach he was able to write a shockingly repressive passage (not in the sixth edition): "A man is born into a world already possessed if he cannot get subsistence from his parents on whom he has a just demand, and if society do not want his labour, has no claim of right to the smallest portion of food, and, in fact, has no business to be where he is. At Nature's mighty feast there is no vacant cover for him. She tells him to be gone, and will quickly execute her orders."(2)

Malthus proposed that the working classes should copy the habits of the middle classes, who married late and had small families. He had a poor opinion of the upper classes: "Those among the higher classes, who live principally in towns, often want the inclination to marry, from the facility with which they can indulge themselves in an illicit intercourse with the sex."

To promote his views, Malthus advocated universal primary education: "[We] have been miserably deficient. It is surely a national disgrace, that the education of the lower classes of people in England should be left merely to a few Sunday Schools, supported by a subscription from individuals, who can give to the course of instruction in them any kind of bias which they please."

The other side of Malthus

Malthus had a humane side to his character. He condemned the social evils resulting from the industrial revolution and was concerned about the ill treatment of illegitimate children and the high mortality of children in the towns. "In London, according to former calculations, one half of the born died under three years of age."

He attributed this to poor housing and atmospheric pollution: "There certainly seems to be something in great towns, and even in moderate towns, peculiarly unfavourable to the very early stages of life ... it arises from the closeness and foulness of the air, which may be supposed to be unfavourable to the tender lungs of children."

Changes in England

To understand Malthus's ideas and the reasons his policies failed, it is necessary to review the social, economic, and demographic changes which were occurring at the time. The economic situation of the agricultural labourers was deplorable. The enclosure movement meant that they had lost their security of employment, their cottages, and the common rights which had given them some independence.(3) Many families became destitute and were forced to live in the workhouses.

Between 1731 and 1811 the population almost doubled and the price of food increased two and a half times.(4) Concurrently, fertility was rising, reaching a peak in 1790, and real wages were falling, with a nadir in 1811 (fig 4). On 6 May 1795 the magistrates at Speenhamland in Berkshire, in an effort to alleviate distress, introduced supplementary "wages," tied to the price of bread, for "all poor and industrious [employed] men." This reduced the agricultural workers to dependent paupers, placed an intolerable burden on the parish, and encouraged landowners to keep wages low.

Malthus attributed the rising population to this dependency culture, which, he thought, encouraged early marriage and large families. He feared social unrest, even revolution, due to food shortages. There were serious food riots in 1816.

graphic

Fig 4 - Gross reproduction rates in five year cohorts compared with 25 year moving average of real wage index. Gross reproduction rates, which were used by Wrigley and Schofield as an index of fertility,(4) are age specific birth rates of women. (Reproduced from The Population History of England 1541-1871 with the permission of the authors and publishers)

graphicFor 250 years before Malthus, population had been linked to the price of food, with the prices increasing faster than population. Between 1811 and 1871 the population again doubled, but this time food prices fell, then stabilised; this was due to improvements in agriculture and to the economies of scale resulting from the enclosures. Wages began to rise, due to the demand for labour by the industrial revolution, and continued to rise for the rest of the century (fig 4).

There were also demographic changes. In preindustrial England the working classes practised virtually no birth control - coitus interruptus was thought to be injurious to health. Fertility was determined by the ability of a couple to afford to marry and have children. This meant late marriage and small families. Though Malthus did not discuss infanticide or abortion, Darwin regarded infanticide, particularly of female infants, and abortion, as important positive checks.(5)

According to the preindustrial pattern, the coincidence of stable food prices and rising wages should have caused fertility to rise. Instead, from 1840 onwards, fertility began to fall and continued to fall until the end of the century (fig 4). This was because contraception (the vaginal sponge had been introduced from France, coitus interruptus was now acceptable, and condoms had been used mainly to avoid venereal disease from prostitutes) had become respectable and couples were choosing to limit their families and to enjoy increased material comfort.

Malthus was violently opposed to contraception and only referred to it obliquely: "A promiscuous intercourse to such a degree as to prevent the birth of children seems to lower in the most marked degree the dignity of human nature."

Conclusion

Malthus advocated several socially progressive ideas but these were never implemented in his lifetime. His social policies were defeated by a combination of socioeconomic progress and by the acceptance of an effective preventive measure, which he had refused to recognise. His lasting contributions, however, were the concepts of the tension between population and food supply and the positive and preventive checks to population.

For almost a century Malthus's ideas were regarded as obsolete but the Club of Rome's The Limits to Growth revived the Malthusian analysis by pointing out the limitations of food supplies and non-renewable sources of material and energy to cope with the population explosion.(6)

Victoria Mill House,
Framlingham,
Woodbridge,
Suffolk IP13 9EG

John A Black,
retired consultant paediatrician

References

1 An essay on the principle of population. 1st ed. London: J Johnson, 1798.

2 Malthus T R. An essay on the principle of population. 2nd ed. London: J Johnson, 1803:531.

3 Hammond J L, Hammond B. The village labourer 1760 -1832. Abingdon: Fraser Stewart, 1995:100.

4 Wrigley E A, Schofield R S. The population history of England 1541-1871. London: Arnold, 1981:403.

5 Darwin C. The descent of man and selection in relation to sex. London: Murray, 1871:134.

6 Meadows D H, Meadows D L, Randers J, Behrens W H. The limits to growth. New York: Universe Books, 1972.


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